The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Independence American Insurance Company | 102145 | June 18, 2019 | Insurance | Insurance Company |
Order and Consent to Order |
| Independence American Insurance Company | 107031 | September 23, 2020 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| IDS Life Insurance Company |
Minneapolis MN Allegation: Failure to provide Free Look Period. Resolution: Order and Consent to Order - No monetary penalty assessed. Date of Order/Settlement: 2006-11-08 00:00:00 |
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| Huynh, Samantha | 78229 | December 18, 2013 | Insurance | Producer |
Proposed Decision |
| Hussey, Thomas | 73966 | March 27, 2012 | Insurance | Producer |
Order for Suspension |
| Huseman, Daniel S. | 59657 |
Alta IA Allegation: Conviction of a felony Resolution: Consent signed: Permanent license revocation Date of Order/Settlement: 2002-09-18 00:00:00 |
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| Hulstein Jr., Tony | 76267 | May 3, 2013 | Insurance | Producer |
Proposed Decision |
| Hughes, Chuck |
Hot Springs NC Allegation: Transacted business as an investment adviser representative without being registered. Resolution: Order and Consent Order signed and Hughes reimbursed former subscriber $2500. Date of Order/Settlement: 2007-10-19 00:00:00 |
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| Huff Sr., Roland L | 58942 |
Des Moines IA Allegation: Replacement violations Resolution: Consent signed: Cease and desist; $500 Costs Date of Order/Settlement: 2001-06-19 00:00:00 |
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| Huff Jr., Roland L. | 58942 |
Des Moines IA Allegation: Misappropriation; refusal to cooperate; lack of character. Resolution: Consent signed: License revocation. Date of Order/Settlement: 2002-03-25 00:00:00 |
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| Huebner, Daniel W. | 58838 |
Grinnell IA Allegation: Dishonest or unethical practices in the securities business. Resolution: Consent: Revocation of securities agent license; Revocation of insurance producer license and permanently barred from reapplying for insurance producer license in Iowa. Date of Order/Settlement: 2003-08-19 00:00:00 |
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| Huebner, Daniel W. | 58752 |
Grinnell IA Allegation: Replacement violations; receiving commissions without company appointment; Omissions from insurance applications Resolution: Order: Cease and Desist from further violation; $800 Fine; $500 Costs Date of Order/Settlement: 2002-02-15 00:00:00 |
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| Hubbard, Roderick D. | 58440 |
Buckeye AZ Allegation: Failure to notify Division of Administrative actions; Revocation of license by another state; failure to inform Division of address change; Resolution: Order signed: License revoked; pay $500 fine and $200 costs beore relicensure Date of Order/Settlement: 2005-08-19 00:00:00 |
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| Hrdlicka, Raymond W. | 59295 |
Fremont CA Allegation: Failure to notify of other state's action Resolution: Consent Signed: License revoked for 10 years; $200 Fine; $100 Costs Date of Order/Settlement: 2001-07-10 00:00:00 |
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| Howard, Douglas A. | 92950 | June 29, 2017 | Insurance | Producer |
Order and Consent to Order |
| Howard, Dana | 72408 | October 18, 2011 | Insurance | Producer |
Order for Suspension |
| Howard, Dana | 69735 | January 18, 2011 | Insurance |
Order and Consent to Order |
|
| Hoodjer, Galen C. | 87208 | June 11, 2015 | Insurance | Producer |
Order for Suspension |
| Hoodjer, Galen | 87208 | April 10, 2019 | Insurance | Producer |
Order For Reissuance After License Suspension and Expiration and Order for Suspension |
| Home Solutions Real Estate Investments Inc |
Des Moines IA Allegation: Offered and sold unregistered securities (promisary notes); misrepresented material facts; omitted material facts. Resolution: Cease and desist ordering hald sales and offers to sell securities; misrepresentation and omission of material facts in the offer and selling of securities Date of Order/Settlement: 2004-09-17 00:00:00 |
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| Home Service Club Warranty Corp. | 103449 | May 27, 2020 | Regulated Industries | Unlicensed |
Order and Consent to Order |
| Holtsinger, John | 70273 | February 22, 2011 | Securities | Unlicensed |
Cease and Desist Order; Proposed Decision |
| Holmberg, Billie J. | 93238 | April 12, 2017 | Insurance | Producer |
Order and Consent to Order |
| Hole in Won, LLC; Hole in Won.com; Hole In Won.com Worldwide; Golf Marketing Worldwde, LLC; Compliance HIW, LLC; Kevin Kolenda, and Amanda Penrose | 106681 | October 9, 2020 | Insurance | Unlicensed |
Summary Cease and Desist Order |
| Hoefflin, Craig R. | 79636 | May 16, 2013 | Insurance | Producer |
Order & Consent to Order |
| Hodges, Dallas D. | 91294 | July 13, 2016 | Insurance | Producer |
Order for Suspension |
| Hockenberry Family Care, Inc. and Kathie Hockenberry | 102240 | August 8, 2019 | Regulated Industries | Preneed Sales Agent, Preneed Seller |
Summary Cease and Desist Order |
| Hockenberry Family Care, Inc. and Kathie Hockenberry | 102240 | August 29, 2019 | Regulated Industries | Preneed Sales Agent, Preneed Seller |
Order and Consent to Order |
| Hjelmland, Bjorn | 76675 | October 23, 2013 | Insurance | Producer |
Proposed Decision |
| Hinton, Michael |
Bettendorf IA Allegation: Failure to Respond Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2008-12-09 00:00:00 |
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| Hines, Lisa M. | 89523 | April 19, 2016 | Insurance | Producer |
Order and Consent to Order |
| Hifilez Inc |
Eagle Grove IA Allegation: Shares of stock offered by Hifilez are not registered as securities in Iowa. Resolution: Order: Cease and Desist the offer or sale of unregistered and non-exempt securities in Iowa. Date of Order/Settlement: 2004-04-20 00:00:00 |
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| Hietbrink, Paul s. | 88268 | March 24, 2017 | Insurance | Producer |
Order Reinstating License After Suspension and Order and Consent to Order |
| Hibbing, Timothy W. | 76938 | September 6, 2013 | Insurance | Producer |
Order & Consent to Order |
| Hesebeck, Sherewin |
Sheldon IA Allegation: Altered insurance policy applications and altered client premium checks. Resolution: Order and Consent to Order issued and monetary penalty assessed. Insurance producer license suspended for 180 days. Date of Order/Settlement: 2009-08-12 00:00:00 |
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| Herrera, Sharon S. | 58954 |
West Des Moines IA Allegation: Unsuitable Sales; Unfair Trade practices Resolution: Consent Signed: 2 yr. Probation; Cease and Desist from violations; Date of Order/Settlement: 2001-09-25 00:00:00 |
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| Herrera, Richard L. | 58955 |
West Des Moines IA Allegation: Unsuitable Sales; Unfair trade practices Resolution: Consent Signed: 2 yr. Probation; Cease and Desist from violations Date of Order/Settlement: 2001-09-25 00:00:00 |
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| Hermawan, Samuel |
Des Moines IA Allegation: Misappropriating monies; Using fraudulent coercive or dishonest practices; Demonstrating incompetence untrustworthiness or financial irresponsibility. Resolution: Decision issued and monetary penalty assessed. Date of Order/Settlement: 2008-10-17 00:00:00 |
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| Henton, Brian | 83574 | September 4, 2014 | Insurance | Producer |
Default Order of Revocation, Cease and Desist and Civil Penalty |
| Henry, Casey C. | 77415 | December 10, 2012 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Henderson, Jeffery D. | 93720 | April 18, 2017 | Insurance | Producer |
Order for Suspension |
| Helland, Ronald S. |
Ames IA Allegation: Forging of customers signatures on insurance form Resolution: Consent: Cease and desist from allegation; pay $400 Fine and $100 Costs Date of Order/Settlement: 2004-08-02 00:00:00 |
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| Heilbuth, Donald R. |
Sioux City IA Allegation: Advertising violations Resolution: Consent signed: Cease and desist violations; pay $500 Costs Date of Order/Settlement: 2005-12-07 00:00:00 |
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| Heifner, Beth | 89524 | September 6, 2016 | Insurance | Producer |
Order and Consent to Order |
| Hegedus, Margo | 59393 |
Tampa FL Allegation: Failure to notify of other state's action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00 |
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| Heese, Daniel C. | 58837 |
Council Bluffs IA Allegation: Sale of unregistered securities; not licensed to sell securities; Incorrect information on application; Resolution: Order signed: Cease and Desist from violations of Iowa securities law and rule; License revoked permanently; Pay $10000 Civil Penalty; Pay $500 Costs Date of Order/Settlement: 2003-12-15 00:00:00 |
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| Hedges, Dawn M. | 58934 |
Cedar Rapids IA Allegation: Failure to report criminal action Resolution: Order Signed: License suspended; $500 Fine; $100 Costs Date of Order/Settlement: 2001-09-05 00:00:00 |
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| Healy, Melinda S. | 85120 | November 4, 2014 | Insurance | Producer |
Order for suspension |
| Health Insurance Innovations, Inc. and Health Plan Intermediaries Holdings, LLC | 100804 | March 13, 2019 | Insurance |
Regulatory Settlement Agreement |
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| Healey, James J. | 58474 |
Dubuque IA Allegation: Sold unregistered securities without securities license. Resolution: Consent signed: Cease and desist the offer or sale of securities without securities license; 2 year probation; pay $2000 civil penalty and costs; Date of Order/Settlement: 2004-03-17 00:00:00 |