Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort ascending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| United States Fire Insurance Company | 97248 | February 7, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| United States Fire Insurance Company | 72225 | August 19, 2011 | Insurance | Insurance Company | Order and Consent to Order |
No |
| United Fire & Casualty Company | ||||||
| United American Insurance Company | 59599 | |||||
| Union Security Life Insurance Company | 58677 | |||||
| Ullico Casualty Company | March 20, 2013 | Insurance | Insurance Company | Suspension Order |
No | |
| UBS Securities LLC | 59074 | |||||
| UBS Financial Services, Inc | 81914 | December 10, 2013 | Securities | Broker Dealer | Consent Order and Order to Cease and Desist |
No |
| U.S. Patriot Services | 73436 | November 17, 2011 | Regulated Industries | Unlicensed | Cease and Desist Order and Subpoena Duces Tecum; Agreement and Consent Order |
No |
| U.S. Auto Administrators, Inc. & Benjamin Wygoda, dba Liberty Bell Auto Protect | 103105 | December 2, 2019 | Regulated Industries | Unlicensed | Order and Consent to Order |
No |
| U. S. Bancorp | 58411 | |||||
| Tyson, Gene | ||||||
| Two Rivers Insurance Company, Inc. | 82465 | May 22, 2017 | Insurance | Business Entity Producer, Third Party Administrator | Order and Consent to Order |
No |
| Tuve, John S. | 71481 | June 1, 2011 | Insurance | Producer | Agreement, Order and Consent to Order |
No |
| Turner, Robert C. | ||||||
| Trucke, Shannon M. | 78816 | July 31, 2013 | Insurance | Producer | Default Order |
No |
| Troy Fillenworth | 97710 | May 30, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Tristan O'Neal | 97943 | June 25, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Tristan O'Neal | 97943 | October 2, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Trish Winkowitsch | 104070 | January 2, 2020 | Insurance | Producer | Order for Suspension |
Yes |
| Trinity Healthshare, Inc. | 105205 | March 17, 2021 | Insurance | Unlicensed | Order and Consent to Order |
No |
| Trina M. Gomez | 98904 | January 16, 2019 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Final Orders |
No |
| Trina Gomez | 98904 | August 20, 2019 | Insurance | Producer | Order Reinstating License After Suspension |
No |
| Triad Guaranty Insurance Corporation | September 6, 2013 | Insurance | Insurance Company | Suspension Order |
No | |
| Trenwick American Reinsurance Corporation | ||||||
| Trawick, Daryl C. | 58064 | |||||
| Travis O'Brien | 104351 | April 14, 2020 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Travis O'Brien | 104351 | February 18, 2020 | Insurance | Producer | Order for Suspension |
Yes |
| Travis E. Evans | 102746 | December 13, 2019 | Insurance | Producer | Order and Consent to Order |
No |
| Travelers Casualty & Surety Company of America et al | 71881 | August 22, 2011 | Insurance | Insurance Company | Order and Consent to Order |
No |
| Transamerica Occidental Life Insurance Company | 59668 | |||||
| Transamerica Life Insurance Company | 81869 | October 3, 2013 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Transamerica Casualty Insurance Company | 97192 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Tradewinds Holding Company A.V.V. | 58770 | |||||
| Tracy Werges | 105120 | May 6, 2020 | Insurance | Producer | Order and Consent to Order |
|
| Townsend, Patricia | ||||||
| Toubl Contracting, Inc. and Jeremy J. Toubl | 111488 | December 2, 2021 | Insurance | Public Adjuster, Unlicensed | Summary Cease and Desist Order |
No |
| Tony J. Meyer | 108505 | February 23, 2021 | Insurance | Producer | Order for Suspension |
Yes |
| Tommy McCellan-Bey | 95615 | February 27, 2019 | Insurance | Producer | Order Reinstating License After Suspension |
No |
| Tommy McCellan-Bey | 95615 | October 12, 2018 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Final Orders |
No |
| Todd R. Wilson | 103214 | October 15, 2021 | Insurance | Producer | Order Reissuing License After Suspension and Expiration |
No |
| Todd R. Wilson | 103214 | February 17, 2020 | Insurance | Producer | Order and Consent to Order |
No |
| Timothy B. Loan | 112843 | April 27, 2022 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Timothy B. Loan | 112843 | March 21, 2022 | Insurance | Producer | Order for Suspension |
Yes |
| Timothy A. Ross | 108968 | April 5, 2021 | Insurance | Producer | Order for Suspension |
Yes |
| Time Insurance Company | 19IID0002 | June 25, 2019 | Insurance | Insurance Company | Default Order |
No |
| TIG Insurance Company | 58504 | |||||
| Tiernan, Christopher | 89089 | May 2, 2016 | Insurance | Producer | Default Order & Emergency Adjudicative Order |
No |
| TIAA_CREF | 81252 | August 1, 2013 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| THPCA d/b/a Total Home Protection | 101043 | January 29, 2020 | Regulated Industries | Unlicensed | Order and Consent to Order |
No |