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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Sort ascending Case Number Enforcement Date Subject Entity Order Non-compliance Case
United States Fire Insurance Company 97248 February 7, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
United States Fire Insurance Company 72225 August 19, 2011 Insurance Insurance Company

Order and Consent to Order

No
United Fire & Casualty Company
United American Insurance Company 59599
Union Security Life Insurance Company 58677
Ullico Casualty Company March 20, 2013 Insurance Insurance Company

Suspension Order

No
UBS Securities LLC 59074
UBS Financial Services, Inc 81914 December 10, 2013 Securities Broker Dealer

Consent Order and Order to Cease and Desist

No
U.S. Patriot Services 73436 November 17, 2011 Regulated Industries Unlicensed

Cease and Desist Order and Subpoena Duces Tecum; Agreement and Consent Order

No
U.S. Auto Administrators, Inc. & Benjamin Wygoda, dba Liberty Bell Auto Protect 103105 December 2, 2019 Regulated Industries Unlicensed

Order and Consent to Order

No
U. S. Bancorp 58411
Tyson, Gene
Two Rivers Insurance Company, Inc. 82465 May 22, 2017 Insurance Business Entity Producer, Third Party Administrator

Order and Consent to Order

No
Tuve, John S. 71481 June 1, 2011 Insurance Producer

Agreement, Order and Consent to Order

No
Turner, Robert C.
Trucke, Shannon M. 78816 July 31, 2013 Insurance Producer

Default Order

No
Troy Fillenworth 97710 May 30, 2018 Insurance Producer

Order for Suspension

Yes
Tristan O'Neal 97943 June 25, 2018 Insurance Producer

Order for Suspension

Yes
Tristan O'Neal 97943 October 2, 2018 Insurance Producer

Order Reinstating License After Suspension

Yes
Trish Winkowitsch 104070 January 2, 2020 Insurance Producer

Order for Suspension

Yes
Trinity Healthshare, Inc. 105205 March 17, 2021 Insurance Unlicensed

Order and Consent to Order

No
Trina M. Gomez 98904 January 16, 2019 Insurance Producer

Findings of Fact, Conclusions of Law, and Final Orders

No
Trina Gomez 98904 August 20, 2019 Insurance Producer

Order Reinstating License After Suspension

No
Triad Guaranty Insurance Corporation September 6, 2013 Insurance Insurance Company

Suspension Order

No
Trenwick American Reinsurance Corporation
Trawick, Daryl C. 58064
Travis O'Brien 104351 April 14, 2020 Insurance Producer

Order Reinstating License After Suspension

Yes
Travis O'Brien 104351 February 18, 2020 Insurance Producer

Order for Suspension

Yes
Travis E. Evans 102746 December 13, 2019 Insurance Producer

Order and Consent to Order

No
Travelers Casualty & Surety Company of America et al 71881 August 22, 2011 Insurance Insurance Company

Order and Consent to Order

No
Transamerica Occidental Life Insurance Company 59668
Transamerica Life Insurance Company 81869 October 3, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

No
Transamerica Casualty Insurance Company 97192 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
Tradewinds Holding Company A.V.V. 58770
Tracy Werges 105120 May 6, 2020 Insurance Producer

Order and Consent to Order

Townsend, Patricia
Toubl Contracting, Inc. and Jeremy J. Toubl 111488 December 2, 2021 Insurance Public Adjuster, Unlicensed

Summary Cease and Desist Order

No
Tony J. Meyer 108505 February 23, 2021 Insurance Producer

Order for Suspension

Yes
Tommy McCellan-Bey 95615 February 27, 2019 Insurance Producer

Order Reinstating License After Suspension

No
Tommy McCellan-Bey 95615 October 12, 2018 Insurance Producer

Findings of Fact, Conclusions of Law, and Final Orders

No
Todd R. Wilson 103214 October 15, 2021 Insurance Producer

Order Reissuing License After Suspension and Expiration

No
Todd R. Wilson 103214 February 17, 2020 Insurance Producer

Order and Consent to Order

No
Timothy B. Loan 112843 April 27, 2022 Insurance Producer

Order Reinstating License After Suspension

Yes
Timothy B. Loan 112843 March 21, 2022 Insurance Producer

Order for Suspension

Yes
Timothy A. Ross 108968 April 5, 2021 Insurance Producer

Order for Suspension

Yes
Time Insurance Company 19IID0002 June 25, 2019 Insurance Insurance Company

Default Order

No
TIG Insurance Company 58504
Tiernan, Christopher 89089 May 2, 2016 Insurance Producer

Default Order & Emergency Adjudicative Order

No
TIAA_CREF 81252 August 1, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

No
THPCA d/b/a Total Home Protection 101043 January 29, 2020 Regulated Industries Unlicensed

Order and Consent to Order

No