The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| American Family Mutual Insurance Company, S.I. | 112398 | January 11, 2022 | Insurance | Insurance Company |
Multi-State Market Conduct Regulatory Settlement Agreement |
| American Family Life Insurance Company |
Madison WI Allegation: Failure to Respond Resolution: Consent Order issued and a monetary penalty assessed. Date of Order/Settlement: 2008-02-13 00:00:00 |
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| American Family Life Assurance Company of Columbus (AFLAC) | 97247 | February 7, 2018 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| American Equity Investment Life Insurance Company | 58055 |
Des Moines IA Allegation: Failure to submit dividend information to Insurance Division prior to declaration and payment to stockholders. Resolution: Consent signed: Agree to list dividends from January 1 2000 to present; report all dividends within 5 business days; pay $1500 fine and $500 Costs Date of Order/Settlement: 2004-09-09 00:00:00 |
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| American Country Insurance Company - NAIC # 38237 | May 9, 2022 | Insurance | Insurance Company |
Order Reinstating Certificate of Authority After Suspension |
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| American Country Insurance Company | February 20, 2020 | Insurance | Insurance Company |
Summary Order of Suspension |
|
| Amerco Group, Inc | 85163 | September 24, 2015 | Insurance | Insurance Company |
Summary Order to Cease & Desist by Consent and Statement of Charges |
| Allied Property and Casualty et al | 71285 | May 16, 2011 | Insurance | Insurance Company |
Order and Consent to Order |
| Allianz Life Insurance Company of North America | 86286 | January 9, 2015 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Allianz Life Insurance Company of North America | 78053 | March 20, 2018 | Securities | Insurance Company |
Modification to 2012 Regulatory Settlement Agreement |
| Alliant Energy | November 20, 2018 | Insurance |
Order and Consent to Order |
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| Alliance-One Services, Inc. | 91829 | January 3, 2018 | Insurance | Third Party Administrator |
Regulatory Settlement Agreement |
| Allen, Douglas R. | 87673 | June 30, 2015 | Insurance | Producer |
Order for Suspension |
| Allen, Curtis M. |
Forsyth IL Allegation: Unfair trade practice Resolution: Order and Consent to Order and Agreement issued and is permanently barred from reapplying for an Insurance producer license in the state of Iowa. License is revoked. Date of Order/Settlement: 2007-12-31 00:00:00 |
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| All American Homes of Iowa LLC |
Middlebury IN Allegation: Failed to timely file Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2009-08-13 00:00:00 |
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| Alfrey, Debbie | 72455 | September 6, 2011 | Insurance | Producer |
Consent Order |
| Alegent Health System | 77369 | July 30, 2012 | Insurance | Insurance Company |
Order & Consent to Order |
| Albright, Julie | 68887 | April 26, 2011 | Regulated Industries | Preneed Sales Agent |
Proposed Decision |
| Ahnen, David C. | 88160 | November 30, 2016 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Ahnen, David C. | 88160 | September 21, 2015 | Insurance | Producer |
Order for Suspension |
| Ahmed, Saira O. | 81816 | January 22, 2014 | Insurance | Producer |
Order for Suspension |
| Ahlf, Johnathan C. | 58025 |
Muscatine IA Allegation: Application fraud; forgery of customer signatures;fraudulent or dishonest practices. Resolution: Order: License revoked Date of Order/Settlement: 2004-07-27 00:00:00 |
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| Ahlf, Johnathan |
Muscatine IA Allegation: Reconsideration of license revocation. Resolution: Decision issued affirming the Divisions decision to deny Ahlfs resident producer license. Date of Order/Settlement: 2008-01-29 00:00:00 |
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| AGC Life Insurance Company | 78365 | October 22, 2012 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Aetna Better Health of Iowa Inc. | December 16, 2016 | Insurance | Insurance Company |
Order and Consent to Order |
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| Adriana Mendoza | 112082 | January 4, 2022 | Insurance | Producer |
Order for Suspension |
| Adkins, Krystal | 78263 | July 24, 2013 | Insurance | Producer |
Proposed Decision |
| Adam Ross | 102497 | July 29, 2019 | Insurance | Producer |
Order for Suspension |
| Adam Ross | 102497 | August 7, 2019 | Insurance | Producer |
Order Reinstating License After Suspension |
| Adam Ross | 102497 | September 13, 2019 | Insurance | Producer |
Order Rescinding License Reinstatement and Order for Suspension |
| Adam Ross | 102497 | October 31, 2019 | Insurance | Producer |
Order Reinstating License After Suspension |
| Adam Jr., Jack |
Ankeny IA Allegation: Failed to Notify the Division of Criminal Proceedings. Resolution: Order and Consent to Order monetary penalty assessed. Date of Order/Settlement: 2008-04-02 00:00:00 |
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| Adam Hocking and Adam Hocking & Associates II Inc. | 105524 | October 9, 2020 | Insurance | Business Entity Producer, Producer |
Order and Consent to Order |
| Adam Brown | 96722 | February 21, 2018 | Insurance | Producer |
Order for Suspension |
| Acri, Inc. dba The Acri Company; Timothy M. Acri | 108126 | January 5, 2021 | Insurance | Public Adjuster, Unlicensed |
Summary Cease and Desist Order |
| Acceptance Insurance Company | 58638 |
Council Bluffs IA Allegation: Capital and surplus in violation of Iowa Code Resolution: Consent signed: Certificate of authority is suspended; company prohibited from writing or accepting new or renewal business; pay $500 costs. Date of Order/Settlement: 2005-06-16 00:00:00 |
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| Abul Zubair | 105053 | June 25, 2020 | Insurance | Producer |
Order and Consent to Order |
| Abel, Mark E. | 77531 | October 1, 2012 | Insurance | Producer |
Order for Suspension |
| Abbas, Lyle H. et al. v. Wellmark, Inc. | 12IID026 | February 21, 2014 | Insurance | Insurance Company |
Proposed Decision |
| Abbas, Lyle H. | 78786 | October 21, 2014 | Insurance |
Decision and Declaratory Order |
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| Aaron Sanders and Sanders Funeral Chapel, Inc. d/b/a Sanders Funeral Services | 112140 | May 24, 2022 | Regulated Industries | Preneed Sales Agent, Preneed Seller, Unlicensed |
Order and Consent to Order |
| Aaron L. Young | 102417 | July 29, 2019 | Insurance | Producer |
Order for Suspension |
| 33 Carpenters Construction, Inc. | 105269 | April 19, 2021 | Insurance | Public Adjuster, Unlicensed |
Findings of Fact, Conclusions of Law and Final Orders |
| (The) Just Foundation |
Tarpon Springs FL Allegation: Unregistered securities Unregistered agents Ommissions and Misrepresentations. Resolution: Order and Consent to Order signed. Civil penalty imposed in Cease & Desist is vacated. Date of Order/Settlement: 2007-02-07 00:00:00 |
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| (The) Delaware Group |
Allegation: Failed to timely file renewal notice fillings Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2008-07-29 00:00:00 |