Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort ascending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| THPCA both individually and dba Total Home Protection, and Ronald Seruya, both individually and dba Total Home Protection | 101043 | February 25, 2019 | Regulated Industries | Producer, Unlicensed | Summary Cease and Desist Order |
No |
| Thompson, Rodney | 84480 | September 29, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Thompson, Paul B. | 70934 | April 19, 2011 | Insurance | Producer | Agreement, Order and Consent to Order |
No |
| Thompson, Kelly G. | 82151 | February 27, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Thompson, Edwin J. | 85074 | November 12, 2014 | Insurance | Producer | Default Order of Revocation, Cease & Desist and Civil Penalty |
No |
| Thompson, Brian T. | 94359 | July 7, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Thomas, Sam | 73410 | May 1, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Thomas, Rayna | 76613 | August 12, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Thomas, Kirk | 83456 | June 23, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Thomas, Joyce B. | 58862 | August 16, 2005 | Insurance | Producer | Order & Consent to Order |
No |
| Thomas, Brodie | 72409 | November 16, 2011 | Insurance | Producer | Order for Suspension |
Yes |
| Thomas Weisel Partners LLC | 58660 | |||||
| Thomas Clyce | 103767 | January 2, 2020 | Insurance | Producer | Order for Suspension |
Yes |
| Thomas A. Mulligan | 108957 | August 13, 2021 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Thomas A. Mulligan | 108957 | April 14, 2021 | Insurance | Producer | Order for Suspension |
Yes |
| Thoman, Linette E. | 84486 | August 25, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Thole, John M. | 58191 | |||||
| Thiltgen, Sarah | 93273 | March 22, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Thiede, William A. | 69335 | April 10, 2012 | Insurance | Producer | Default Order |
No |
| Theresa L. Ellenwood | 108517 | February 23, 2021 | Insurance | Producer | Order for Suspension |
Yes |
| The Securities and Regulated Industries Bureau | 94918 | June 26, 2017 | Securities | Order of Appointment |
No | |
| The Aliera Companies, Inc., Jessica Joy Buddington, Aliera Healthcare, Inc., Ensurian Agency, LLC, USA Benefits & Administrators, LLC, Advevo, LLC, and Tactic Edge Solutions, LLC | 105205 | July 12, 2021 | Insurance | Producer, Third Party Administrator, Unlicensed | Order and Consent to Order |
No |
| Terraza, Jose M. | 92369 | June 19, 2017 | Insurance | Producer | Final Findings of Fact, Conclusions of Law and Order |
No |
| Taylor, Thomas C. | 59369 | |||||
| Taylor, Kimberly D. | 82934 | May 28, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Taylor, Keren M. | 90801 | June 28, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Tapken, John | ||||||
| Tanya Schettler | 107604 | February 23, 2021 | Insurance | Producer | Order and Consent to Order |
No |
| Tanya Schettler | 107604 | August 25, 2021 | Insurance | Producer | Order Reinstating License After Suspension |
No |
| Tammie L. Strong | 108516 | March 1, 2021 | Insurance | Producer | Order for Suspension |
Yes |
| Tallett, David | ||||||
| T.E.A.M. Builders, Ltd. and Austin Maginnis | 110517 | August 17, 2021 | Insurance | Public Adjuster, Unlicensed | Consent to Cease and Desist Order |
No |
| Symetra Life Insurance Company | 85949 | December 2, 2014 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Sylvester, Jennifer L. | 89538 | April 14, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Swantek, Daniel M. | 93363 | March 21, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Swafford, Judi A. | ||||||
| Svoboda, Steven | ||||||
| Surber, Ryan C. | 81919 | February 20, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Sunrise Energy Inc | ||||||
| Sun Life Companies | 85950 | December 2, 2014 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Sullivan, Alan J. | 96085 | November 13, 2017 | Insurance | Decision Vacating Denial and an Order Granting Consent to Work in Business of Insurance |
No | |
| Success Trust and Holding LLC | ||||||
| Strohmeier, Gretchen A. | 59071 | |||||
| Strohbehn, Robert | 73969 | March 27, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Straw, Jack | ||||||
| Stratton, Christine | 71103 | July 8, 2011 | Insurance | Producer | Order for Suspension |
Yes |
| Stratford Insurance Co. | 107932 | December 21, 2020 | Insurance | Business Entity Producer, Insurance Company | Order and Consent to Order |
No |
| Straka, Catherine A. | 58687 | |||||
| Stotmeister, Sheldon | 74151 | April 5, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Story, Ernest A. | 92757 | March 21, 2017 | Insurance | Producer | Order for Suspension |
Yes |