The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Stephens, Dennis M. | 59428 |
Lake Mills IA Allegation: Marketing and sales violations Resolution: Consent Signed: Use only approved marketing materials; repay personal loans; 2 yrs probation; Date of Order/Settlement: 2001-06-05 00:00:00 |
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| Stephens, Dennis M. | 59040 |
Lake Mills IA Allegation: Violations of previous order regarding prohibited loan activity Resolution: Order of Summary Suspension: License suspended immediately; cease and desist from participating in the business of insurance in Iowa; and from soliciting or receiving any further loans from unrelated insurance clients; Pending hearing date 12/18/03 Date of Order/Settlement: 2003-11-20 00:00:00 |
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| Stephen, Wiley |
St. Louis Missouri Allegation: Unlicensed agent Resolution: Summary Cease and Desist Order issued Date of Order/Settlement: 2009-07-31 00:00:00 |
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| Stephanie Peters Zimmerman | 98400 | August 16, 2018 | Insurance | Producer |
Order Reinstating License After Suspension |
| Stephanie Peters Zimmerman | 98400 | July 25, 2018 | Insurance | Producer |
Order for Suspension |
| Stephanie Miller | 104797 | April 15, 2020 | Insurance | Producer |
Order and Consent to Order |
| Stepanek, John M. | 77458 | August 2, 2012 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Steiber, Danny |
Janesville IA Allegation: Failure to Respond Resolution: Order - License revoked Date of Order/Settlement: 2006-09-22 00:00:00 |
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| Steiber, Dan |
Janesville IA Allegation: Unregistered securities; Unregistered agent and ommissions. Resolution: Cease & Desist order issued. Date of Order/Settlement: 2006-11-08 00:00:00 |
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| Steen, Bryan | 101627 | May 31, 2019 | Insurance | Producer |
Order for Suspension |
| Steckis, William |
Omaha NE Allegation: Failure to report other states action. Resolution: Cease & Desist from violations and monetary penalty. Date of Order/Settlement: 2007-03-07 00:00:00 |
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| State Farm Life Insurance Company; State Farm Life and Accident Assurance Company; and State Farm Health Insurance Company | 97245 | February 7, 2018 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| State Adjusters LLC; Donald Schuett | 69194 | June 7, 2011 | Insurance | Unlicensed |
Summary Cease and Desist Order; Default Order |
| Stasney, Bobbi |
Boone IA Allegation: Criminal Proceedings Resolution: Order of Summary Suspension and Cease and Desist. Date of Order/Settlement: 2009-04-10 00:00:00 |
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| Starr Insurance Group, Inc | 85163 | March 2, 2015 | Insurance | Business Entity Producer |
Summary Order to C&D by Consent and Statement of Charges |
| Starkey, Walter A. | 92965 | February 17, 2017 | Insurance | Producer |
Order for Suspension |
| Star Casualty Insurance Company | September 25, 2017 | Insurance | Insurance Company |
Order and Consent to Order |
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| Standard Security Life Insurance Company of New York | 107031 | September 23, 2020 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Standard Life Insurance Company of Indiana | August 7, 2012 | Insurance | Insurance Company |
Suspension Order |
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| Standard Life Insurance Company of Indiana | October 22, 2012 | Insurance | Insurance Company |
Suspension Order |
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| Standard Insurance Company | 91869 | August 31, 2016 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Standard Guaranty Insurance Company | 58490 |
Miami FL Allegation: Failure to cooperate with Divisions inquiry Resolution: Consent Signed: Provided response to Divisions inquiry; Paid $500 Fine Date of Order/Settlement: 2004-06-08 00:00:00 |
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| Stammer, Terry | 77096 | August 22, 2012 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Stalheim, Roger L. | 75491 | June 11, 2012 | Insurance | Producer |
Order & Consent to Order |
| Stabile, Timothy |
Ottumwa IA Allegation: Stabile improperly withheld misappropriated or converted moneys received in the course of doing business. Resolution: Order & Consent to Order - permanently barred from reapplying for an insurance producer license in Iowa and also permanently barred from reapplying for a securities agent license in Iowa. Date of Order/Settlement: 2006-08-08 00:00:00 |
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| Spratt, Michael | 76763 | July 13, 2012 | Insurance | Producer |
Order for Suspension |
| Sporn, Marc Shaye | 85163 | March 2, 2015 | Insurance | Unlicensed |
Summary Order to C&D by Consent and Statement of Charges |
| Sporn, Dylan Brent | 85163 | March 2, 2015 | Insurance | Producer |
Summary Order to C&D by Consent and Statement of Charges |
| Sporn, Bryana Starr | 85163 | May 26, 2016 | Insurance | Producer |
Regulatory Settlement Agreement As To Bryana Starr Sporn |
| Sporn, Bryana Starr | 85163 | March 2, 2015 | Insurance | Producer |
Summary Order to C&D by Consent and Statement of Charges |
| Spenny, Samantha L. | 82041 | March 24, 2014 | Insurance | Producer |
Order & Consent to Order |
| Spencer, Robert O. | 58981 |
Allegation: Replacement violations; suitability sales Resolution: Consent signed: 2 yrs probation; $500 Costs; reimburse client surrender charges Date of Order/Settlement: 2001-02-28 00:00:00 |
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| Speicher, Gary D. | 89811 | May 20, 2016 | Insurance | Producer |
Order and Consent to Order |
| Spees, Lisa |
Keokuk IA Allegation: Using fraudulent or dishonest practices; failure to cooperate Resolution: Order: License revoked Date of Order/Settlement: 2004-07-15 00:00:00 |
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| Speck, Jason W. | 84481 | September 3, 2014 | Insurance | Producer |
Order for Suspension |
| Speck, Jason | 84481 | November 24, 2015 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Sovia, Shannon |
Atlantic IA Allegation: Failure to pay state debt. Resolution: Order for Suspension issued. Date of Order/Settlement: 2009-10-05 00:00:00 |
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| South Central Mutual Insurance Association |
Chariton IA Allegation: Failure to respond Resolution: Consent; agrees to respond; Fine $1000 & Cost $500 paid. Date of Order/Settlement: 2006-02-17 00:00:00 |
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| Sorensen, Anthony |
Coralville IA Allegation: Committing an unfair trade practice Making a misrepresentation to an insurance company using fraudulant practices by forging anothers name. Resolution: Cease & Desist any violation of the Iowa Insurance laws and will surrender Life & Health license. This Life & Health license will be suspended for a period of two years from the date of this order Date of Order/Settlement: 2006-07-25 00:00:00 |
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| Sonnichsen, Alan | 59400 |
Westport CT Allegation: Failure to notify of other state's action Resolution: Order License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00 |
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| Solium Financial Services LLC | 104705 | February 3, 2020 | Securities | Broker Dealer, Unlicensed |
Order and Consent to Order |
| Smith, Yusef D. | 58689 |
Cedar Rapids IA Allegation: Application disclosures Resolution: Consent signed: Granted insurance license for health qualification with restrictions. Date of Order/Settlement: 2003-06-02 00:00:00 |
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| Smith, Virginia E. |
Harlan IA Allegation: Failure to disclose criminal conviction. Resolution: Consent Order signed and monetary penalty assessed. Date of Order/Settlement: 2007-10-26 00:00:00 |
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| Smith, Jessica | 58573 |
Wallingford CT Allegation: Failure to notify of other state's action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00 |
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| Smith, Douglas |
Ankeny IA Allegation: Misrepresentation; Replacement violation Resolution: Decision - 2 yr probation; 30 day suspension; Civil penalty assessed. Date of Order/Settlement: 2006-12-20 00:00:00 |
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| Smith, Darrell D. | 79798 | July 15, 2013 | Securities, Insurance | Producer, Securities Agent |
Order & Consent to Order and Agreement |
| Smith, Alyson L. | 91175 | August 16, 2016 | Insurance | Producer |
Order Reinstating License After Suspension & Order for Suspension |
| Smith Jr., Herman | 58349 |
Des Moines IA Allegation: Failure to respond Resolution: Consent Signed: License Revocation Date of Order/Settlement: 2000-07-07 00:00:00 |
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| Smith II, Lance | 77953 | December 14, 2012 | Insurance | Producer |
Order for Suspension |
| Skylre Quang | 105151 | May 6, 2020 | Insurance | Producer |
Order for Suspension |