Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort ascending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Stoner, Charles | ||||||
| StoneMor Iowa LLC | 85220 | September 17, 2014 | Regulated Industries | Other | Consent Order & Civil Penalty |
No |
| Stoneking, Jason | 72566 | September 27, 2011 | Insurance | Producer | Order for Suspension |
Yes |
| Stites, Randy | 70933 | August 5, 2011 | Insurance | Producer | Default Order |
No |
| Stewart, Jeffrey A. | 81432 | October 15, 2013 | Securities, Insurance | Investment Adviser Representative, Producer | Order & Consent to Order |
No |
| Stewart Hinerfeld | 95835 | October 6, 2017 | Securities | Investment Adviser Representative | Order Granting Waiver of Series 65 Exam |
No |
| Stevens, Mike | 58018 | |||||
| Steven A. Olejniczak | 93392 | February 8, 2017 | Securities, Insurance | Producer, Securities Agent | Order and Consent to Order |
No |
| Steve's Roofing, Inc | 70835 | September 5, 2014 | Insurance | Order Affirming Insurer's Decision |
No | |
| Steve's Roofing, Inc | 70907 | August 20, 2013 | Insurance | Order on Remand |
No | |
| Sterling Blackthorn Inc | ||||||
| Stephens, Dennis M. | 59428 | |||||
| Stephens, Dennis M. | 59040 | |||||
| Stephen, Wiley | ||||||
| Stephanie Peters Zimmerman | 98400 | August 16, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Stephanie Peters Zimmerman | 98400 | July 25, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Stephanie Miller | 104797 | April 15, 2020 | Insurance | Producer | Order and Consent to Order |
No |
| Stepanek, John M. | 77458 | August 2, 2012 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Steiber, Danny | ||||||
| Steiber, Dan | ||||||
| Steen, Bryan | 101627 | May 31, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Steckis, William | ||||||
| State Farm Life Insurance Company; State Farm Life and Accident Assurance Company; and State Farm Health Insurance Company | 97245 | February 7, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| State Adjusters LLC; Donald Schuett | 69194 | June 7, 2011 | Insurance | Unlicensed | Summary Cease and Desist Order; Default Order |
No |
| Stasney, Bobbi | ||||||
| Starr Insurance Group, Inc | 85163 | March 2, 2015 | Insurance | Business Entity Producer | Summary Order to C&D by Consent and Statement of Charges |
No |
| Starkey, Walter A. | 92965 | February 17, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Star Casualty Insurance Company | September 25, 2017 | Insurance | Insurance Company | Order and Consent to Order |
No | |
| Standard Security Life Insurance Company of New York | 107031 | September 23, 2020 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Standard Life Insurance Company of Indiana | October 22, 2012 | Insurance | Insurance Company | Suspension Order |
No | |
| Standard Life Insurance Company of Indiana | August 7, 2012 | Insurance | Insurance Company | Suspension Order |
No | |
| Standard Insurance Company | 91869 | August 31, 2016 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Standard Guaranty Insurance Company | 58490 | |||||
| Stammer, Terry | 77096 | August 22, 2012 | Insurance | Producer | Order for Suspension; Order Reinstating License After Suspension |
Yes |
| Stalheim, Roger L. | 75491 | June 11, 2012 | Insurance | Producer | Order & Consent to Order |
No |
| Stabile, Timothy | ||||||
| Spratt, Michael | 76763 | July 13, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Sporn, Marc Shaye | 85163 | March 2, 2015 | Insurance | Unlicensed | Summary Order to C&D by Consent and Statement of Charges |
No |
| Sporn, Dylan Brent | 85163 | March 2, 2015 | Insurance | Producer | Summary Order to C&D by Consent and Statement of Charges |
No |
| Sporn, Bryana Starr | 85163 | March 2, 2015 | Insurance | Producer | Summary Order to C&D by Consent and Statement of Charges |
No |
| Sporn, Bryana Starr | 85163 | May 26, 2016 | Insurance | Producer | Regulatory Settlement Agreement As To Bryana Starr Sporn |
No |
| Spenny, Samantha L. | 82041 | March 24, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Spencer, Robert O. | 58981 | |||||
| Speicher, Gary D. | 89811 | May 20, 2016 | Insurance | Producer | Order and Consent to Order |
No |
| Spees, Lisa | ||||||
| Speck, Jason W. | 84481 | September 3, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Speck, Jason | 84481 | November 24, 2015 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Sovia, Shannon | ||||||
| South Central Mutual Insurance Association | ||||||
| Sorensen, Anthony |