Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
Click to subscribe for an email update when new orders are added to this page.
| Name Sort ascending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Sonya Ackerson and The Sonya Group, LLC f/k/a Advocate 4 the Aging, LLC | 110992 | May 10, 2022 | Insurance | Producer | Final Order |
No |
| Sonnichsen, Alan | 59400 | |||||
| Solium Financial Services LLC | 104705 | February 3, 2020 | Securities | Broker Dealer, Unlicensed | Order and Consent to Order |
No |
| Smith, Yusef D. | 58689 | |||||
| Smith, Virginia E. | ||||||
| Smith, Jessica | 58573 | |||||
| Smith, Douglas | ||||||
| Smith, Darrell D. | 79798 | July 15, 2013 | Securities, Insurance | Producer, Securities Agent | Order & Consent to Order and Agreement |
No |
| Smith, Alyson L. | 91175 | August 16, 2016 | Insurance | Producer | Order Reinstating License After Suspension & Order for Suspension |
Yes |
| Smith Jr., Herman | 58349 | |||||
| Smith II, Lance | 77953 | December 14, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Skylre Quang | 105151 | May 6, 2020 | Insurance | Producer | Order for Suspension |
Yes |
| Skidmore, Cody | 85437 | December 17, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Skaggs, Christopher | ||||||
| Siroky, Pamela | 85165 | November 24, 2015 | Insurance | Producer | Order & Consent Order |
No |
| Simonsen Capital LLC | ||||||
| Simon, Joseph | 68909 | June 10, 2011 | Regulated Industries | Preneed Sales Agent | Order and Consent to Order |
No |
| Simmons, Henry E. | ||||||
| Simmons, Henry | 58158 | |||||
| Silva Shea | ||||||
| Siebring, Gordon | ||||||
| Siebring Export Inc | ||||||
| Siamis, Dennis T | ||||||
| Shoemaker, Robert | 78764 | February 18, 2013 | Insurance | Producer | Order for Suspension |
Yes |
| Shipley, James | 68175 | September 15, 2011 | Insurance | Producer | Order and Consent Order |
No |
| Shearer, Sharon | 78707 | February 15, 2013 | Insurance | Producer | Order for Suspension |
Yes |
| Shay Cameron | 107813 | December 18, 2020 | Insurance | Producer | Order for Suspension |
Yes |
| Shawn R. Still | 104960 | October 1, 2020 | Insurance | Producer | Order and Consent to Order |
No |
| Shannon Gage | 112142 | January 20, 2022 | Insurance | Producer | Order for Suspension |
Yes |
| Shane Mehmen | 110596 | October 21, 2021 | Insurance | Producer | Default Order, Findings of Fact, Conclusions of Law and Order |
No |
| Shad N. Clayton | 68943 | September 7, 2017 | Insurance | Producer | Order For Reissuance After License Suspension and Expiration |
Yes |
| Sferrazza, Angelo and IL Bridge Fund LLC | 72127 | September 26, 2011 | Securities | Unlicensed | Stop Order, Cease and Desist Order; Agreement Order, Consent to Order |
No |
| Sessions, Christopher | 78212 | November 13, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Sessions, Charles | 73409 | April 12, 2012 | Insurance | Producer | Suspension Order; Order Reinstating License After Suspension |
Yes |
| Serati, Stephen | 78901 | July 30, 2013 | Insurance | Producer | Order for Suspension; Order Reinstating License After Suspension |
Yes |
| Sensor, Edward Lee | ||||||
| Sensor, Edward L. | ||||||
| Senior Health Insurance Company of Pennsylvania | July 8, 2019 | Insurance | Insurance Company | Order and Consent to Order |
No | |
| Senior Direct, Inc. | 92544 | November 7, 2016 | Insurance | Order and Consent to Order |
No | |
| Semon, Roy L. | 58680 | |||||
| Sell, Steven J. | 58419 | |||||
| Selected Market Insurance Group, LLC | 85163 | August 28, 2015 | Insurance | Third Party Administrator | Consent Order as to Respondent Selected Market Insurance Group LLC. |
No |
| Selby-Kirsch Funeral Service, Inc & Kirsch, Michael D. | 73103 | March 21, 2013 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Order & Consent to Order |
No |
| Seibald, Jack | ||||||
| Sehr, Joseph L. | 78378 | February 6, 2013 | Insurance | Proposed Decision |
No | |
| Segal, Michael | 58423 | |||||
| Seechange Health Insurance Company | April 17, 2015 | Insurance | Insurance Company | Summary Order of Suspension |
No | |
| Sebbart, Gary A. | 58733 | |||||
| Seawright, Terrence | ||||||
| Scribner, Monica F. | 59298 |