Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort ascending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Scottish Re (U.S.) Inc. | May 16, 2019 | Insurance | Insurance Company | Summary Order of Suspension |
No | |
| Scott, Machuta | ||||||
| Scott A. Newman | 91936 | January 24, 2017 | Insurance | Producer | Findings of Fact, Conclusions of Law and Order of Suspension, Special Conditions of Licensure and Other Relief |
No |
| Schwieder, Jason | 78765 | May 21, 2013 | Insurance | Producer | Order for Suspension; Order Reinstating License After Suspension |
Yes |
| Schuster, Mark K. | 58938 | |||||
| Schultz, Doug A. | 83495 | June 12, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Schroeder, Melvin | 83453 | June 24, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Schroder, Mark A. | 80745 | November 13, 2013 | Insurance | Producer | Order Reinstating License After Suspension; Order for Suspension |
Yes |
| Schroder, Mark A. | 85208 | February 24, 2015 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Schroder, Mark A. | 68752 | September 30, 2010 | Insurance | Producer | Order for Suspension |
Yes |
| Schoian, John P. | 81547 | November 12, 2013 | Insurance | Producer | Order for Suspension |
Yes |
| Schoepske, Dennis L. | 83562 | July 22, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Schmudlach, Wade | ||||||
| Schmidt, Jeffrey | 77652 | October 12, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Schlitter, Travis P. | 58008 | |||||
| Schliemann, Justin | 69795 | February 14, 2011 | Insurance | Producer | Suspension Order |
Yes |
| Schatz, Kenneth C. | 58835 | |||||
| Schatz, Kenneth C. | 59696 | |||||
| Schatz, Kenneth | ||||||
| Scharingson, Jeffery B. | 82816 | April 3, 2014 | Securities, Insurance | Investment Adviser Representative, Producer | Order & Consent to Order |
No |
| Schadt, Adam | ||||||
| Scarborough, Joseph Michael | ||||||
| Scarborough, Edmund | 71423 | July 29, 2011 | Insurance | Unlicensed | Nunc Pro Tunc Order; Cease and Desist Order; Agreement Order, Consent to Order |
No |
| Sayre, Robert C. | 58157 | |||||
| Sara Nsimba Sanda | 109715 | June 14, 2021 | Insurance | Producer | Order for Suspension |
Yes |
| Sara Keown | 107114 | October 14, 2020 | Insurance | Producer | Order for Suspension |
Yes |
| Sanders, Aaron | 83417 | May 12, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| Sanders, Aaron | 83417 | July 7, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Salgado, Jose | 76187 | April 11, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Salem, Stephen J. | 87763 | August 6, 2015 | Insurance | Producer | Order for Suspension |
Yes |
| Sagnella, Michael J. | 88257 | October 15, 2015 | Insurance | Producer | Order for Suspension |
Yes |
| Saddler Sr., Obie | 59556 | |||||
| S.K. Rogers Funeral Homes LLC | 83337 | June 9, 2014 | Regulated Industries | Preneed Seller | Order & Consent to Order |
No |
| S.K. Rogers Funeral Homes LLC | 83337 | May 12, 2014 | Regulated Industries | Preneed Seller | Order of Suspension for Good Cause |
No |
| Ryder System, Inc., Ryder Truck Rental | October 24, 2017 | Insurance | Order and Consent to Order |
No | ||
| Ryder System, Inc. | 77799 | September 4, 2012 | Insurance | Order & Consent to Order |
No | |
| Ryan, Nicholas T. | 88260 | September 30, 2015 | Insurance | Producer | Order for Suspension |
Yes |
| Ryan, Nicholas T. | 86545 | May 4, 2015 | Insurance | Producer | Order for Suspension |
Yes |
| Ryan, Nicholas T. | 86545 | May 20, 2015 | Insurance | Producer | Order Reinstating License After Suspension & Order for Suspension |
Yes |
| Ryan, Kenneth | 74145 | April 5, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Ryan Marcum | 98184 | July 23, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Ryan Marcum | 98184 | July 30, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Ryan Jr., Robert L. | 85491 | December 2, 2014 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Rudolph, Randy | 95133 | November 15, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Rudnicki, Jeffrey A. | 59463 | |||||
| Rudkin, George D. | 91379 | August 3, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Rudd, Jason | ||||||
| Royal Indemnity Company | 58489 | |||||
| Rowen, Theodore R. | 59595 | |||||
| Rowell, David | 78186 | November 13, 2012 | Insurance | Producer | Order for Suspension |
Yes |