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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Sort ascending Case Number Enforcement Date Subject Entity Order Non-compliance Case
Rouse, Jeremy 91329 August 16, 2016 Insurance Producer

Order for Suspension

Yes
Rouse, Janie E. 58994
Roth, Samantha
Roth, Brian 72743 January 9, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Yes
Ross, Michael J. 58953
Ross Nicholl 104265 February 17, 2020 Insurance Producer

Order for Suspension

Yes
Rosenberg, Misty L. 83431 June 24, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

No
Rosenberg, Misty L. 83431 May 7, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Casue

No
Rosen, Michael
Rose, Noel S.
Rory Moravetz 103016 December 11, 2019 Insurance Producer

Order and Consent to Order

No
Roos, Adam D. 84985 August 4, 2015 Insurance Producer

Order & Consent to Order

No
Rooker, Andrew W. 81209 November 15, 2013 Insurance Producer

Order for Suspension

Yes
Ronnfeldt, Gary B. 58627
Rolle, Robin 68942 March 15, 2011 Insurance Producer

Suspension Order

Yes
Roi, Louis
Rohde, Mark F. 89342 September 30, 2016 Insurance

Order Placing Decision Under Seal

No
Roger Duane Goodwin 96500 October 4, 2018 Insurance Producer

Order and Consent to Order

No
Roe, Elizabeth A. 86567 June 7, 2016 Insurance Unlicensed

Order and Consent to Order

No
Rodriguez, Daniel 84487 September 25, 2014 Insurance Producer

Order & Consent to Order

No
Rodriguez, Anabel 83463 September 9, 2014 Regulated Industries Preneed Sales Agent

Order & Consent Order

No
Roche, Michael J. 58728
Robins, Jeananne
Robey, Elmer E. 59318
Robertson, Bruce 78655 June 27, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Yes
Roberts, Sherie M. 91308 August 15, 2016 Insurance Producer

Order for Suspension

Yes
Roberts, James 78986 December 23, 2013 Securities, Insurance Investment Adviser Representative, Producer, Securities Agent

Order & Consent to Order

No
Roberts, James 78986 April 12, 2013 Securities Securities Agent

Cease & Desist Order

No
Roberts, James 78986 May 20, 2013 Insurance Producer

Order of Summary of Suspension and Notice of Opportunity for Hearing

No
Robert Payne 96970 January 16, 2018 Insurance Producer

Emergency Order to Cease and Desist

No
Robert Payne 96970 March 1, 2018 Insurance Producer

Consent Order

No
Robert McClintock 104342 February 18, 2020 Insurance Producer

Order for Suspension

Yes
Robert L. and Michelle R. Dugger Funeral Homes LLC 83336 May 5, 2014 Regulated Industries Preneed Sales Agent, Preneed Seller

Order of Suspension for Good Cause as to Sales Agent

No
Robert L. and Michelle R. Dugger Funeral Homes LLC 83336 May 5, 2014 Regulated Industries Preneed Sales Agent, Preneed Seller

Order of Suspension for Good Cause as to Seller

No
Robert L. and Michelle R. Dugger Funeral Homes LLC 83336 May 28, 2014 Regulated Industries Preneed Sales Agent, Preneed Seller

Order & Consent to Order

No
Robbins, Crysty 82112 February 26, 2014 Insurance Producer

Order for Suspension

Yes
RiverSource Life Insurance Company 93566 February 15, 2017 Insurance Insurance Company

Regulatory Settlement Agreement

No
Riverside Cemetery August 5, 2014 Regulated Industries Other

Consent Order and Notice of Right to Hearing

No
Ritland, Karl Paul
Ripka, Linda 58807
Riley, Logan 76150 May 4, 2012 Insurance Producer

Order for Suspension

Yes
Riley, Derrick L. 58469
Riley, Dennis E.
Riley, Carla 77958 November 20, 2012 Insurance Producer

Order for Suspension

Yes
Riggall, John 59575
Ricky Joe Halvorsen 97720 June 6, 2018 Insurance Producer

Order and Consent to Order

No
Richie Logsdon 77659 January 31, 2020 Insurance Producer

Order for Reissuance After License Suspension and Expiration

Yes
Richele Jacob 101092 June 13, 2019 Insurance Producer

Order for Suspension

Yes
Richardson, Tom 80333 December 30, 2013 Insurance Producer

Order & Consent Order

No
Richardson, Terry C. 58425