Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort ascending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Rouse, Jeremy | 91329 | August 16, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Rouse, Janie E. | 58994 | |||||
| Roth, Samantha | ||||||
| Roth, Brian | 72743 | January 9, 2012 | Insurance | Producer | Order for Suspension; Order Reinstating License After Suspension |
Yes |
| Ross, Michael J. | 58953 | |||||
| Ross Nicholl | 104265 | February 17, 2020 | Insurance | Producer | Order for Suspension |
Yes |
| Rosenberg, Misty L. | 83431 | June 24, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Rosenberg, Misty L. | 83431 | May 7, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Casue |
No |
| Rosen, Michael | ||||||
| Rose, Noel S. | ||||||
| Rory Moravetz | 103016 | December 11, 2019 | Insurance | Producer | Order and Consent to Order |
No |
| Roos, Adam D. | 84985 | August 4, 2015 | Insurance | Producer | Order & Consent to Order |
No |
| Rooker, Andrew W. | 81209 | November 15, 2013 | Insurance | Producer | Order for Suspension |
Yes |
| Ronnfeldt, Gary B. | 58627 | |||||
| Rolle, Robin | 68942 | March 15, 2011 | Insurance | Producer | Suspension Order |
Yes |
| Roi, Louis | ||||||
| Rohde, Mark F. | 89342 | September 30, 2016 | Insurance | Order Placing Decision Under Seal |
No | |
| Roger Duane Goodwin | 96500 | October 4, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Roe, Elizabeth A. | 86567 | June 7, 2016 | Insurance | Unlicensed | Order and Consent to Order |
No |
| Rodriguez, Daniel | 84487 | September 25, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Rodriguez, Anabel | 83463 | September 9, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent Order |
No |
| Roche, Michael J. | 58728 | |||||
| Robins, Jeananne | ||||||
| Robey, Elmer E. | 59318 | |||||
| Robertson, Bruce | 78655 | June 27, 2013 | Insurance | Producer | Order for Suspension; Order Reinstating License After Suspension |
Yes |
| Roberts, Sherie M. | 91308 | August 15, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Roberts, James | 78986 | December 23, 2013 | Securities, Insurance | Investment Adviser Representative, Producer, Securities Agent | Order & Consent to Order |
No |
| Roberts, James | 78986 | April 12, 2013 | Securities | Securities Agent | Cease & Desist Order |
No |
| Roberts, James | 78986 | May 20, 2013 | Insurance | Producer | Order of Summary of Suspension and Notice of Opportunity for Hearing |
No |
| Robert Payne | 96970 | January 16, 2018 | Insurance | Producer | Emergency Order to Cease and Desist |
No |
| Robert Payne | 96970 | March 1, 2018 | Insurance | Producer | Consent Order |
No |
| Robert McClintock | 104342 | February 18, 2020 | Insurance | Producer | Order for Suspension |
Yes |
| Robert L. and Michelle R. Dugger Funeral Homes LLC | 83336 | May 5, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Order of Suspension for Good Cause as to Sales Agent |
No |
| Robert L. and Michelle R. Dugger Funeral Homes LLC | 83336 | May 5, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Order of Suspension for Good Cause as to Seller |
No |
| Robert L. and Michelle R. Dugger Funeral Homes LLC | 83336 | May 28, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Order & Consent to Order |
No |
| Robbins, Crysty | 82112 | February 26, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| RiverSource Life Insurance Company | 93566 | February 15, 2017 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Riverside Cemetery | August 5, 2014 | Regulated Industries | Other | Consent Order and Notice of Right to Hearing |
No | |
| Ritland, Karl Paul | ||||||
| Ripka, Linda | 58807 | |||||
| Riley, Logan | 76150 | May 4, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Riley, Derrick L. | 58469 | |||||
| Riley, Dennis E. | ||||||
| Riley, Carla | 77958 | November 20, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Riggall, John | 59575 | |||||
| Ricky Joe Halvorsen | 97720 | June 6, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Richie Logsdon | 77659 | January 31, 2020 | Insurance | Producer | Order for Reissuance After License Suspension and Expiration |
Yes |
| Richele Jacob | 101092 | June 13, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Richardson, Tom | 80333 | December 30, 2013 | Insurance | Producer | Order & Consent Order |
No |
| Richardson, Terry C. | 58425 |