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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Sort descending Case Number Enforcement Date Subject Entity Order Non-compliance Case
American Motorists Insurance Company 80462 June 3, 2013 Insurance Insurance Company

Suspension Order

No
American Service Insurance Company February 20, 2020 Insurance Insurance Company

Summary Order of Suspension

American Service Insurance Company - NAIC # 42897 May 9, 2022 Insurance Insurance Company

Order Reinstating Certificate of Authority After Suspension

Americas Insurance Company 71723 August 15, 2011 Insurance Insurance Company

Order and Consent to Order

No
Ameritas Investment Corporation 78986 May 5, 2014 Securities Broker Dealer, Securities Agent

Order & Consent to Order

No
Amerivision Communications Inc
Anania, Milton 70558 April 13, 2011 Insurance Producer

Order and Consent to Order

No
Anania, Milton W. (Mike)
Andersen, Elizabeth
Andersen, Elizabeth J. 58952
Anderson, Gary B. 84169 October 8, 2014 Insurance Producer

Order for Suspension

Yes
Anderson, Neil R. 58045
Anderson, Paul A. 59598
Anderson, Thomas K.
Andreasen, Arnie Paul 82902 June 27, 2014 Insurance Unlicensed

Summary Cease and Desist Order

No
Andrew Lee 103018 November 5, 2019 Insurance Producer

Order and Consent to Order

Andrew R. Dougherty 107097 March 9, 2021 Insurance Producer, Securities Agent

Order and Consent to Order

No
Andrew W. Joyce, Joyce Funeral Home, Inc., and Joyce-Alesch Funeral Home 103385 October 17, 2019 Regulated Industries Preneed Sales Agent, Preneed Seller, Unlicensed

Summary Cease and Desist Order

No
Andrews, Edgar Lee 58409
Andrews, Ronald Anthony (Tony) 83390 May 30, 2014 Regulated Industries Preneed Sales Agent

Order and Consent to Order

No
Andrews, Ronald Anthony (Tony) 83390 May 8, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

No
Angela Taylor 105364 May 21, 2020 Insurance Producer

Order for Suspension

Yes
Annie Q. Ye 105208 May 6, 2020 Insurance Producer

Order for Suspension

Yes
Annuity Investors Life Insurance Company 91868 August 31, 2016 Insurance Insurance Company

Regulatory Settlement Agreement

No
Anthony Fitz 95616 October 4, 2018 Insurance Producer

Order and Consent to Order

No
Anthony Fitz 95616 August 16, 2019 Insurance Producer

Order for Revocation and Civil Penalties

No
Antoine Parker 97583 May 16, 2018 Insurance Producer

Order for Suspension

Yes
Applegate, William B. 59000
April Aries Anderson 100395 May 31, 2019 Insurance Producer

Default Order, Findings of Fact, Conclusions of Law and Order

No
Arch Insurance Company 97189 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
Arey, Chad
Arey, Chad C. 89551 May 2, 2016 Insurance Producer

Order Reinstating License After Suspension, Order for Suspension following denial of Petition, Order Vacating Suspension, & Order for Suspension

Yes
Armstrong, Pamela 70284 April 13, 2012 Insurance Producer

Appeal Decision

No
Armstrong, Pamela 11IID012 October 14, 2011 Insurance Producer

Proposed Decision

No
Arnie Paul Andreasen 82902 October 13, 2014 Insurance Unlicensed

Order and Consent to Order

No
Artz, Scott 59395
Ash, Jeffrey A. 84548 September 11, 2014 Insurance Producer

Order & Consent to Order

No
Assurant, Inc. 93555 January 25, 2017 Insurance Insurance Company

Regulatory Settlement Agreement

No
Atwood, Thomas 77658 October 12, 2012 Insurance Producer

Order for Suspension

Yes
Augustine, Amanda 58630
Austin Norris 95677 October 10, 2018 Securities, Insurance Producer, Securities Agent

Order and Consent to Order

No
Avera Health Plans Inc
Aviva USA
AXA Equitable Life Insurance Company 89608 December 18, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

No
AXA Insurance Company July 17, 2019 Insurance Insurance Company

Order and Consent to Order

No
Ayala, Adriane 58944
Baccam, Phoukam
Bacon, Jerry A 58725
Bahls, David R. 58483
Baker, Jeffrey M. 85653 February 3, 2015 Insurance Producer

Order Reinstating License After  Suspension & Order for Suspension

Yes