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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Sort descending Case Number Enforcement Date Subject Entity Order Non-compliance Case
Goering, Wendy
Goff, John 59397
Golden American Life Insurance Company
Golden Rule Insurance Company 59424
Goldman Sachs & Co 58413
Gomez, Kenneth and Sullivan, Brian 79099 July 18, 2013 Securities Unlicensed

Proposed Decision

No
Goodding, Britney J. 84719 December 30, 2014 Insurance Producer

Order & Consent to Order

No
Goodwin, Roger Duane
Gramercy Insurance Company January 18, 2013 Insurance Insurance Company

Suspension Order

No
Gray, David R. 87457 October 20, 2015 Securities Securities Agent

Regulatory Settlement Agreement

No
Gray, Jerome E. 58078
Great Northwest Insurance Company 71722 July 20, 2011 Insurance Insurance Company

Order and Consent to Order

No
Greg H. Zastrow 106356 December 2, 2020 Insurance Producer

Order and Consent to Order

No
Grillet, Sandy 77536 October 1, 2012 Insurance Producer

Order for Suspension

Yes
Grismore Jr., David
Grosvenor, Maria
Grove Exteriors, LLC dba 123 Exteriors 109646 August 20, 2021 Insurance Public Adjuster, Unlicensed

Consent to Cease and Desist Order

No
Growth Stock Guru
Guarantee Trust Life Insurance Company 82552 February 14, 2014 Insurance Insurance Company

Order Adopting Settlement

No
Guardian Life Insurance Company of America 87164 April 6, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

No
Guess, Mathew W. 80221 July 10, 2013 Insurance Producer

Order & Consent to Order

No
Gulsvig, Ronald G. 59388
Guttenberg Municipal Hospital 63066 February 23, 2011 Insurance

Dismissal; Proposed Decision

No
Hagin, Robert P. 89352 February 19, 2016 Insurance Producer

Order for Suspension

Yes
Hague, Mervin Duane
Hague, Mervin Duane 72598 March 2, 2012 Securities, Insurance Unlicensed

Cease and Desist Order and Subpoena Duces Tecum; Order and Consent to Order and Agreement

No
Haley, Robert E. 59376
Halferty, Melissa L. 82106 February 25, 2014 Insurance Producer

Order for Suspension

Yes
Halsband, Emily J.
Hammes, Kristina
Hancock, John 78590 November 9, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

No
Handke, Troy 72567 September 23, 2011 Insurance Producer

Order and Consent to Order

No
Hankins, Catherine 80210 August 8, 2013 Insurance Producer

Order for Suspension

Yes
Hanson, Denae J. 94050 July 7, 2017 Insurance Producer

Order for Suspension

Yes
Harden, Tony L. 58126
Harl, Christopher 58122
Harris, Keith J. 75940 April 2, 2012 Insurance Producer

Order and Consent to Order

No
Harris, Marcus S. 93272 March 21, 2017 Insurance Producer

Order for Suspension

Yes
Hartford Life and Accident Insurance Company 91864 August 31, 2016 Insurance Insurance Company

Regulatory Settlement Agreement

No
Hartford Life Insurance Company
Hartsock, Jason A.
Hasan, L. Basheer
Hauptman, Bruce A. 92501 August 4, 2017 Securities Unlicensed

Order and Consent to Order

No
Hawkeye Life Insurance Group
Hawkeye Life Insurance Group Inc 58074
Hayslett, Chad 71110 July 8, 2011 Insurance Producer

Order for Suspension

Yes
HCC Group d/b/a HCC Life Insurance Company; HCC Medical Insurance Services, LLC; HCC Insurance Holdings, Inc. 97348 April 2, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
Healey, James
Healey, James J. 58474
Health Insurance Innovations, Inc. and Health Plan Intermediaries Holdings, LLC 100804 March 13, 2019 Insurance

Regulatory Settlement Agreement

No