Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort descending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Goering, Wendy | ||||||
| Goff, John | 59397 | |||||
| Golden American Life Insurance Company | ||||||
| Golden Rule Insurance Company | 59424 | |||||
| Goldman Sachs & Co | 58413 | |||||
| Gomez, Kenneth and Sullivan, Brian | 79099 | July 18, 2013 | Securities | Unlicensed | Proposed Decision |
No |
| Goodding, Britney J. | 84719 | December 30, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Goodwin, Roger Duane | ||||||
| Gramercy Insurance Company | January 18, 2013 | Insurance | Insurance Company | Suspension Order |
No | |
| Gray, David R. | 87457 | October 20, 2015 | Securities | Securities Agent | Regulatory Settlement Agreement |
No |
| Gray, Jerome E. | 58078 | |||||
| Great Northwest Insurance Company | 71722 | July 20, 2011 | Insurance | Insurance Company | Order and Consent to Order |
No |
| Greg H. Zastrow | 106356 | December 2, 2020 | Insurance | Producer | Order and Consent to Order |
No |
| Grillet, Sandy | 77536 | October 1, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Grismore Jr., David | ||||||
| Grosvenor, Maria | ||||||
| Grove Exteriors, LLC dba 123 Exteriors | 109646 | August 20, 2021 | Insurance | Public Adjuster, Unlicensed | Consent to Cease and Desist Order |
No |
| Growth Stock Guru | ||||||
| Guarantee Trust Life Insurance Company | 82552 | February 14, 2014 | Insurance | Insurance Company | Order Adopting Settlement |
No |
| Guardian Life Insurance Company of America | 87164 | April 6, 2015 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Guess, Mathew W. | 80221 | July 10, 2013 | Insurance | Producer | Order & Consent to Order |
No |
| Gulsvig, Ronald G. | 59388 | |||||
| Guttenberg Municipal Hospital | 63066 | February 23, 2011 | Insurance | Dismissal; Proposed Decision |
No | |
| Hagin, Robert P. | 89352 | February 19, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Hague, Mervin Duane | ||||||
| Hague, Mervin Duane | 72598 | March 2, 2012 | Securities, Insurance | Unlicensed | Cease and Desist Order and Subpoena Duces Tecum; Order and Consent to Order and Agreement |
No |
| Haley, Robert E. | 59376 | |||||
| Halferty, Melissa L. | 82106 | February 25, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Halsband, Emily J. | ||||||
| Hammes, Kristina | ||||||
| Hancock, John | 78590 | November 9, 2012 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Handke, Troy | 72567 | September 23, 2011 | Insurance | Producer | Order and Consent to Order |
No |
| Hankins, Catherine | 80210 | August 8, 2013 | Insurance | Producer | Order for Suspension |
Yes |
| Hanson, Denae J. | 94050 | July 7, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Harden, Tony L. | 58126 | |||||
| Harl, Christopher | 58122 | |||||
| Harris, Keith J. | 75940 | April 2, 2012 | Insurance | Producer | Order and Consent to Order |
No |
| Harris, Marcus S. | 93272 | March 21, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Hartford Life and Accident Insurance Company | 91864 | August 31, 2016 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Hartford Life Insurance Company | ||||||
| Hartsock, Jason A. | ||||||
| Hasan, L. Basheer | ||||||
| Hauptman, Bruce A. | 92501 | August 4, 2017 | Securities | Unlicensed | Order and Consent to Order |
No |
| Hawkeye Life Insurance Group | ||||||
| Hawkeye Life Insurance Group Inc | 58074 | |||||
| Hayslett, Chad | 71110 | July 8, 2011 | Insurance | Producer | Order for Suspension |
Yes |
| HCC Group d/b/a HCC Life Insurance Company; HCC Medical Insurance Services, LLC; HCC Insurance Holdings, Inc. | 97348 | April 2, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Healey, James | ||||||
| Healey, James J. | 58474 | |||||
| Health Insurance Innovations, Inc. and Health Plan Intermediaries Holdings, LLC | 100804 | March 13, 2019 | Insurance | Regulatory Settlement Agreement |
No |