Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date Sort ascending | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Skidmore, Cody | 85437 | December 17, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Lai, David | 85208 | December 4, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Ryan Jr., Robert L. | 85491 | December 2, 2014 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Symetra Life Insurance Company | 85949 | December 2, 2014 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Sun Life Companies | 85950 | December 2, 2014 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Clark, John T. | 81918 | December 1, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Gless, Chelsea L. | 81918 | December 1, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Rhoades, David | 80033 | November 25, 2014 | Insurance | Producer | Order Reinstating License After Suspension and Suspension Order |
Yes |
| Lahey Funeral & Cremation Services | 84470 | November 24, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Order & Consent to Order |
No |
| Volts, Michael R. | 84452 | November 12, 2014 | Insurance | Producer | Default Order of Revocation, Cease & Desist and Civil Penalty |
No |
| Bradley, Patricia A. | 85185 | November 12, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Cullor, Aaron Rex | 85150 | November 12, 2014 | Insurance | Producer | Default Order of Revocation, Cease & Desist and Civil Penalty |
No |
| Thompson, Edwin J. | 85074 | November 12, 2014 | Insurance | Producer | Default Order of Revocation, Cease & Desist and Civil Penalty |
No |
| Dunbar, De Borah | 84464 | November 12, 2014 | Insurance | Producer | Default Order of Revocation, Cease & Desist and Civil Penalty |
No |
| Peterson, Kasey S. | 83427 | November 6, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Healy, Melinda S. | 85120 | November 4, 2014 | Insurance | Producer | Order for suspension |
Yes |
| Bennett, Christine L. | 85227 | November 3, 2014 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Fink, Mitchell | 82229 | October 27, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Lahey Funeral & Cremation Services | 84470 | October 27, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Order of Suspension for Good Cause |
No |
| Owen, Stephenie L. | 84720 | October 27, 2014 | Insurance | Default Order Upholding Refusal to Issue Insurance Producer License |
No | |
| Midland National Life Insurance Company | 81679 | October 23, 2014 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Abbas, Lyle H. | 78786 | October 21, 2014 | Insurance | Decision and Declaratory Order |
No | |
| Bianchi, Rick | 83029 | October 14, 2014 | Insurance | Producer, Securities Agent | Order & Consent to Order |
No |
| Arnie Paul Andreasen | 82902 | October 13, 2014 | Insurance | Unlicensed | Order and Consent to Order |
No |
| Anderson, Gary B. | 84169 | October 8, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Baltes, John R. | 84166 | October 8, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Morell, Antonio | 84801 | October 1, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Thompson, Rodney | 84480 | September 29, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Kramer, Rebekah | 85054 | September 29, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Rodriguez, Daniel | 84487 | September 25, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Christ, Rebekah N. | 82185 | September 25, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Ochsendorf, Christian | 83115 | September 25, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Oak Hill Cemetery Association | 85352 | September 23, 2014 | Regulated Industries | Other | Consent Order & Civil Penalty |
No |
| Broessel, Christopher R. | 84457 | September 22, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Mitchell, Mark Sebastian | 84468 | September 17, 2014 | Insurance | Producer | Default Order of Revocation. Cease and Desist and Civil Penalty |
No |
| StoneMor Iowa LLC | 85220 | September 17, 2014 | Regulated Industries | Other | Consent Order & Civil Penalty |
No |
| Ash, Jeffrey A. | 84548 | September 11, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Rodriguez, Anabel | 83463 | September 9, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent Order |
No |
| Nissen, Laura L. | 83459 | September 8, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent Order |
No |
| Steve's Roofing, Inc | 70835 | September 5, 2014 | Insurance | Order Affirming Insurer's Decision |
No | |
| Henton, Brian | 83574 | September 4, 2014 | Insurance | Producer | Default Order of Revocation, Cease and Desist and Civil Penalty |
No |
| Critchfield, Jack A. | 83395 | September 4, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Kopatz, Christopher | 84412 | September 4, 2014 | Insurance | Producer | Default Order of Revocation, Cease and Desist and Civil Penalty |
No |
| Lyman, Lynn M. | 84167 | September 4, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Speck, Jason W. | 84481 | September 3, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Nguyen, Paul J. | 84705 | August 28, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Thoman, Linette E. | 84486 | August 25, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Diaz, Rodrigo | 84186 | August 20, 2014 | Insurance | Producer | Default Order of Revocation, Cease and Desist and Civil Penalty |
No |
| Fredregill, Ryan M. | 83398 | August 20, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Walker, Charles R. | 84207 | August 11, 2014 | Insurance | Producer | Order for Suspension |
Yes |