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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Sort descending Case Number Enforcement Date Subject Entity Order Non-compliance Case
ING 81254 August 13, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

No
Inlay, Douglas 71609 October 18, 2011 Securities Securities Agent

Default Order

No
Insurance Corporation of New York 58637
International Marine Water Safety Foundation 58992
International Paper
IOA Re Inc 59069
Iowa Dental Association 72585 November 8, 2011 Insurance

Declaratory Order

No
Irons, Jack
J.P. Morgan Securities 84425 June 23, 2014 Securities Broker Dealer

Administrative Consent Order

No
J.P. Morgan Securities Inc 58414
Jackson National Insurance Company April 29, 2012 Insurance Insurance Company

Consent Order

No
Jackson, Clarence 88459 October 21, 2015 Insurance Producer

Order for Suspension

Yes
Jacob K. Scroggin 96523 January 31, 2018 Insurance Producer

Order for Suspension

Yes
Jacob R. Brager 96059 February 6, 2018 Insurance Producer

Order for Suspension

Yes
Jacquelyn Benda-Meeks 102150 July 29, 2019 Insurance Producer

Order for Suspension

Yes
Jahvon J. Thompson 103448 January 28, 2020 Insurance Producer

Findings of Fact, Conclusions of Law and Orders of Revocation, to Cease and Desist, and Other Relief

No
James B. Van Fleet IV 112092 January 4, 2022 Insurance Producer

Order for Suspension

Yes
Jamie Brockman 100564 January 15, 2019 Insurance Producer

Order for Suspension

Yes
Jamie Brockman 100564 January 28, 2019 Insurance Producer

Order Reinstating License After Suspension

Yes
Janet L. Ryerson 107261 October 27, 2020 Insurance Producer

Order for Suspension

Yes
Jarvis A. Thomas 99824 January 24, 2019 Insurance Producer

Order and Consent to Order

No
Jason J. Warner 96619 January 16, 2018 Insurance Producer

Order for Suspension

Yes
Jason O'Neil 99445 November 21, 2018 Insurance Producer

Order for Suspension

Yes
Javier Vasquez 106524 April 9, 2021 Insurance Producer

Order and Consent to Order

No
Jean-Baptiste, Giovanni R. 85601 November 6, 2015 Insurance Producer

Final Order of Revocation, Cease and Desist and Civil Penalty

No
Jeanne E. Rieks 85614 February 12, 2015 Insurance Producer

Order and Consent to Order

No
Jeanne E. Rieks 85614 March 3, 2017 Insurance Producer

Order Reissuing License After Revocation

Yes
Jefferson Insurance Company 97191 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
Jeffrey Copeman 100362 January 3, 2019 Insurance Producer

Order for Suspension

Yes
Jeffrey H. Jensen 107636 April 22, 2021 Insurance Unlicensed

Dismissal of Request for Hearing

No
Jeffrey L. Carman 96386 January 16, 2018 Insurance Producer

Order for Suspension

Yes
Jeffrey L. Peterson 98906 October 31, 2018 Insurance Producer

Order Reinstating License After Suspension

No
Jeffrey l. Peterson 98906 August 8, 2018 Insurance Producer

Order and Consent to Order

No
Jennifer D. Bartusek 109636 June 8, 2021 Insurance Producer

Order for Suspension

Yes
Jennings, Geoffrey A. 59329
Jeremy Morgan 104340 February 18, 2020 Insurance Producer

Order for Suspension

Yes
Jerrick, Rober 72768 March 21, 2014 Insurance Producer

Order & Consent to Order

No
Jesse Rittenhouse 99873 November 21, 2018 Insurance Producer

Order for Suspension

Yes
Jiles, Vincent 81298 December 24, 2013 Insurance Producer

Order for Suspension

Yes
Joe Finocchiaro 105128 April 27, 2020 Insurance Producer

Order for Suspension

Yes
Joel A. Courtney 97752 May 30, 2018 Insurance Producer

Order for Suspension

Yes
John A. McAfee and McAfee & Associates, Inc. 104164 February 7, 2020 Insurance Producer

Order and Consent to Order

No
John Doe 96972 June 6, 2018 Insurance Producer

Summary Decision (Redacted)

No
John Hancock Life Insurance Company 58325
Johnson Jr., Ralph
Johnson, Bradley
Johnson, Courtney L. 83414 June 26, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

No
Johnson, Courtney L. 83414 May 12, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

No
Johnson, Daniel H 58683
Johnson, David W. 79381 March 1, 2013 Securities Unlicensed

CeaseĀ & Desist Order and Subpoena Duces Tecum

No