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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Sort ascending Enforcement Date Subject Entity Order Non-compliance Case
White, Jill 67013 April 12, 2010 Regulated Industries Preneed Sales Agent

Consent Order and Dismissal Order

Covenant Benefits, Inc. a/k/a Covenant Advisors and Noah James Aulwes a/k/a Tom Lee Aulwes a/k/a Thomas Lee Aulwes 66957 August 24, 2010 Securities, Insurance Investment Adviser Representative, Producer

Order and Consent to Order and AgreementĀ 

Blake, Michael 66623 February 1, 2011 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Rainey, Leland 65834 February 24, 2011 Insurance Unlicensed

Order and Consent to Order

Lubarsky, Larry 63422
Guttenberg Municipal Hospital 63066 February 23, 2011 Insurance

Dismissal; Proposed Decision

Puget Sound Agricultural Society 59737
Continental Casualty Company 59733
Nunnikhoven, Carl F. 59731
Cabell, Douglas J. 59721
Employers Mutual LLC 59720
Montgomery, Carla S. 59710
Schatz, Kenneth C. 59696
Denney, Janis I. 59676
Transamerica Occidental Life Insurance Company 59668
Christian, Kevin M. 59663
Huseman, Daniel S. 59657
Conseco Annuity Assurance Company 59652
United American Insurance Company 59599
Anderson, Paul A. 59598
Frederick, Ronald D. 59597
Rowen, Theodore R. 59595
Rhone, Robert M. 59594
Mohr, Mandy 59592
Lenz, Nathaniel A. 59584
Vander Wilt, Arthur J. 59582
Life Insurance Company of Georgia 59580 February 20, 2002 Insurance Insurance Company

Regulatory Settlement Agreement

Riggall, John 59575
Saddler Sr., Obie 59556
Lake, David L. 59554
Murphy, Liliana 59541
Chapin, Scott R. 59540
Johnson, Mark W. 59535
Raines, John E. 59508
MacDonald, Stacy 59494
Wright, Curtis M. 59493
Nielsen, Virginia E. 59482
Mills, Dwight L. 59470
Kiegley, Douglass 59469
General Casualty Company of Wisconsin 59466
Erwin, Gary 59465
Rudnicki, Jeffrey A. 59463
Conseco Annuity Assurance Company 59460
Pleggenkuhle, Jason E. 59446
Stephens, Dennis M. 59428
Golden Rule Insurance Company 59424
Sonnichsen, Alan 59400
Goff, John 59397
Newkirk, Timothy 59396
Artz, Scott 59395