Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number Sort ascending | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| White, Jill | 67013 | April 12, 2010 | Regulated Industries | Preneed Sales Agent | Consent Order and Dismissal Order |
No |
| Covenant Benefits, Inc. a/k/a Covenant Advisors and Noah James Aulwes a/k/a Tom Lee Aulwes a/k/a Thomas Lee Aulwes | 66957 | August 24, 2010 | Securities, Insurance | Investment Adviser Representative, Producer | Order and Consent to Order and Agreement |
No |
| Blake, Michael | 66623 | February 1, 2011 | Insurance | Producer | Order for Suspension; Order Reinstating License After Suspension |
Yes |
| Rainey, Leland | 65834 | February 24, 2011 | Insurance | Unlicensed | Order and Consent to Order |
No |
| Lubarsky, Larry | 63422 | |||||
| Guttenberg Municipal Hospital | 63066 | February 23, 2011 | Insurance | Dismissal; Proposed Decision |
No | |
| Puget Sound Agricultural Society | 59737 | |||||
| Continental Casualty Company | 59733 | |||||
| Nunnikhoven, Carl F. | 59731 | |||||
| Cabell, Douglas J. | 59721 | |||||
| Employers Mutual LLC | 59720 | |||||
| Montgomery, Carla S. | 59710 | |||||
| Schatz, Kenneth C. | 59696 | |||||
| Denney, Janis I. | 59676 | |||||
| Transamerica Occidental Life Insurance Company | 59668 | |||||
| Christian, Kevin M. | 59663 | |||||
| Huseman, Daniel S. | 59657 | |||||
| Conseco Annuity Assurance Company | 59652 | |||||
| United American Insurance Company | 59599 | |||||
| Anderson, Paul A. | 59598 | |||||
| Frederick, Ronald D. | 59597 | |||||
| Rowen, Theodore R. | 59595 | |||||
| Rhone, Robert M. | 59594 | |||||
| Mohr, Mandy | 59592 | |||||
| Lenz, Nathaniel A. | 59584 | |||||
| Vander Wilt, Arthur J. | 59582 | |||||
| Life Insurance Company of Georgia | 59580 | February 20, 2002 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Riggall, John | 59575 | |||||
| Saddler Sr., Obie | 59556 | |||||
| Lake, David L. | 59554 | |||||
| Murphy, Liliana | 59541 | |||||
| Chapin, Scott R. | 59540 | |||||
| Johnson, Mark W. | 59535 | |||||
| Raines, John E. | 59508 | |||||
| MacDonald, Stacy | 59494 | |||||
| Wright, Curtis M. | 59493 | |||||
| Nielsen, Virginia E. | 59482 | |||||
| Mills, Dwight L. | 59470 | |||||
| Kiegley, Douglass | 59469 | |||||
| General Casualty Company of Wisconsin | 59466 | |||||
| Erwin, Gary | 59465 | |||||
| Rudnicki, Jeffrey A. | 59463 | |||||
| Conseco Annuity Assurance Company | 59460 | |||||
| Pleggenkuhle, Jason E. | 59446 | |||||
| Stephens, Dennis M. | 59428 | |||||
| Golden Rule Insurance Company | 59424 | |||||
| Sonnichsen, Alan | 59400 | |||||
| Goff, John | 59397 | |||||
| Newkirk, Timothy | 59396 | |||||
| Artz, Scott | 59395 |