The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Sessions, Christopher | 78212 | November 13, 2012 | Insurance | Producer |
Order for Suspension |
| ProEquities, Inc | 77065 | November 16, 2012 | Securities | Broker Dealer |
Administrative Consent Order |
| Bankers Life & Casualty Company | 77064 | November 16, 2012 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Peppard, Justin | 77735 | November 16, 2012 | Insurance | Producer |
Order for Suspension |
| Riley, Carla | 77958 | November 20, 2012 | Insurance | Producer |
Order for Suspension |
| Larson, Stephanie | 77979 | November 20, 2012 | Insurance | Producer |
Order for Suspension |
| Morman, Chantelle | 77955 | November 21, 2012 | Insurance | Producer |
Order for Suspension |
| Davis, Korey | 78351 | November 27, 2012 | Insurance | Producer |
Order for Suspension |
| Fulwider, Robert | 77534 | December 7, 2012 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Mitchell, Lori | 77954 | December 7, 2012 | Insurance | Producer |
Order for Suspension |
| Henry, Casey C. | 77415 | December 10, 2012 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Smith II, Lance | 77953 | December 14, 2012 | Insurance | Producer |
Order for Suspension |
| Frederick, Zachary T. | 78514 | January 7, 2013 | Insurance | Producer |
Consent Order |
| Reid's Funeral Chapel | 78761 | January 8, 2013 | Regulated Industries | Unlicensed |
Order & Consent to Order |
| Lay, Tammie L. | 78348 | January 10, 2013 | Insurance | Producer |
Suspension Order |
| Link, Lacy | 78491 | January 10, 2013 | Insurance | Producer |
Suspension Order |
| UVEST Financial Services Group, Inc | 77063 | January 11, 2013 | Securities | Broker Dealer |
Administrative Consent Order |
| Gramercy Insurance Company | January 18, 2013 | Insurance | Insurance Company |
Suspension Order |
|
| Vugteveen, Larry | 78598 | January 28, 2013 | Insurance | Producer |
Order for Suspension |
| Fairfield Energy, Inc., Amazon Exploration LLC, Kenneth M. Gomez and Brian T. Sullivan | 79099 | February 1, 2013 | Securities | Unlicensed |
Cease & Desist Order and Subpoena Duces Tecum |
| Sehr, Joseph L. | 78378 | February 6, 2013 | Insurance |
Proposed Decision |
|
| Williams, Dean | 78653 | February 8, 2013 | Insurance | Producer |
Order for Suspension |
| Shearer, Sharon | 78707 | February 15, 2013 | Insurance | Producer |
Order for Suspension |
| Kiefer, Stephen | 78656 | February 15, 2013 | Insurance | Producer |
Order for Suspension |
| Deerberg, Tiffney | 78705 | February 15, 2013 | Insurance | Producer |
Order for Suspension |
| Gilleland, James | 78702 | February 15, 2013 | Insurance | Producer |
Order for Suspension |
| Pautsch, David | 78709 | February 18, 2013 | Insurance | Producer |
Order for Suspension |
| Shoemaker, Robert | 78764 | February 18, 2013 | Insurance | Producer |
Order for Suspension |
| McIntyre, Robert | 78651 | February 20, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Johnson, David W. | 79381 | March 1, 2013 | Securities | Unlicensed |
Cease & Desist Order and Subpoena Duces Tecum |
| Jones, Darnell | 78940 | March 4, 2013 | Insurance | Producer |
Order & Consent to Order |
| Blackman, Jacque | 78808 | March 5, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Ullico Casualty Company | March 20, 2013 | Insurance | Insurance Company |
Suspension Order |
|
| Pride National Insurance Company | March 20, 2013 | Insurance | Insurance Company |
Suspension Order |
|
| Selby-Kirsch Funeral Service, Inc & Kirsch, Michael D. | 73103 | March 21, 2013 | Regulated Industries | Preneed Sales Agent, Preneed Seller |
Order & Consent to Order |
| Charles, John | 78708 | March 26, 2013 | Insurance | Producer |
Order for Suspension |
| Yon, Wyatt | 78957 | March 26, 2013 | Insurance | Producer |
Order for Suspension |
| Pingel, Pamela | 77817 | March 26, 2013 | Insurance | Producer |
Proposed Decision |
| Wooley, Steven | 79036 | April 1, 2013 | Insurance | Producer |
Order for Suspension |
| Kastner, Jessica R. | 79088 | April 3, 2013 | Regulated Industries | Preneed Sales Agent |
Default Order |
| Pierce, Roger D. | 79155 | April 3, 2013 | Insurance | Producer |
Default Order |
| Darrell Duane Smith | 79798 | April 4, 2013 | Insurance | Producer |
Order of Summary Suspension and Notice of Opportunity for Hearing |
| McKeon, Brian | 77634 | April 10, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Roberts, James | 78986 | April 12, 2013 | Securities | Securities Agent |
Cease & Desist Order |
| Carson, Natasha | 80003 | April 24, 2013 | Insurance | Producer |
Order & Consent to Order |
| Fisher, John | 79174 | April 25, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Peterson, Steven | 79264 | April 26, 2013 | Insurance | Producer |
Order for Suspension |
| Benton, Pamela | 79181 | April 30, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Hulstein Jr., Tony | 76267 | May 3, 2013 | Insurance | Producer |
Proposed Decision |
| McDowell, Darren | 79412 | May 9, 2013 | Insurance | Producer |
Order for Suspension |