The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Sessions, Christopher 78212 November 13, 2012 Insurance Producer

Order for Suspension

ProEquities, Inc 77065 November 16, 2012 Securities Broker Dealer

Administrative Consent Order

Bankers Life & Casualty Company 77064 November 16, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

Peppard, Justin 77735 November 16, 2012 Insurance Producer

Order for Suspension

Riley, Carla 77958 November 20, 2012 Insurance Producer

Order for Suspension

Larson, Stephanie 77979 November 20, 2012 Insurance Producer

Order for Suspension

Morman, Chantelle 77955 November 21, 2012 Insurance Producer

Order for Suspension

Davis, Korey 78351 November 27, 2012 Insurance Producer

Order for Suspension

Fulwider, Robert 77534 December 7, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Mitchell, Lori 77954 December 7, 2012 Insurance Producer

Order for Suspension

Henry, Casey C. 77415 December 10, 2012 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Smith II, Lance 77953 December 14, 2012 Insurance Producer

Order for Suspension

Frederick, Zachary T. 78514 January 7, 2013 Insurance Producer

Consent Order

Reid's Funeral Chapel 78761 January 8, 2013 Regulated Industries Unlicensed

Order & Consent to Order

Lay, Tammie L. 78348 January 10, 2013 Insurance Producer

Suspension Order

Link, Lacy 78491 January 10, 2013 Insurance Producer

Suspension Order

UVEST Financial Services Group, Inc 77063 January 11, 2013 Securities Broker Dealer

Administrative Consent Order

Gramercy Insurance Company January 18, 2013 Insurance Insurance Company

Suspension Order

Vugteveen, Larry 78598 January 28, 2013 Insurance Producer

Order for Suspension

Fairfield Energy, Inc., Amazon Exploration LLC, Kenneth M. Gomez and Brian T. Sullivan 79099 February 1, 2013 Securities Unlicensed

Cease & Desist Order and Subpoena Duces Tecum

Sehr, Joseph L. 78378 February 6, 2013 Insurance

Proposed Decision

Williams, Dean 78653 February 8, 2013 Insurance Producer

Order for Suspension

Shearer, Sharon 78707 February 15, 2013 Insurance Producer

Order for Suspension

Kiefer, Stephen 78656 February 15, 2013 Insurance Producer

Order for Suspension

Deerberg, Tiffney 78705 February 15, 2013 Insurance Producer

Order for Suspension

Gilleland, James 78702 February 15, 2013 Insurance Producer

Order for Suspension

Pautsch, David 78709 February 18, 2013 Insurance Producer

Order for Suspension

Shoemaker, Robert 78764 February 18, 2013 Insurance Producer

Order for Suspension

McIntyre, Robert 78651 February 20, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Johnson, David W. 79381 March 1, 2013 Securities Unlicensed

Cease & Desist Order and Subpoena Duces Tecum

Jones, Darnell 78940 March 4, 2013 Insurance Producer

Order & Consent to Order

Blackman, Jacque 78808 March 5, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension 

Ullico Casualty Company March 20, 2013 Insurance Insurance Company

Suspension Order

Pride National Insurance Company March 20, 2013 Insurance Insurance Company

Suspension Order

Selby-Kirsch Funeral Service, Inc & Kirsch, Michael D. 73103 March 21, 2013 Regulated Industries Preneed Sales Agent, Preneed Seller

Order & Consent to Order

Charles, John 78708 March 26, 2013 Insurance Producer

Order for Suspension

Yon, Wyatt 78957 March 26, 2013 Insurance Producer

Order for Suspension

Pingel, Pamela 77817 March 26, 2013 Insurance Producer

Proposed Decision

Wooley, Steven 79036 April 1, 2013 Insurance Producer

Order for Suspension

Kastner, Jessica R. 79088 April 3, 2013 Regulated Industries Preneed Sales Agent

Default Order

Pierce, Roger D. 79155 April 3, 2013 Insurance Producer

Default Order

Darrell Duane Smith 79798 April 4, 2013 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing

McKeon, Brian 77634 April 10, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Roberts, James 78986 April 12, 2013 Securities Securities Agent

Cease & Desist Order

Carson, Natasha 80003 April 24, 2013 Insurance Producer

Order & Consent to Order

Fisher, John 79174 April 25, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Peterson, Steven 79264 April 26, 2013 Insurance Producer

Order for Suspension

Benton, Pamela 79181 April 30, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Hulstein Jr., Tony 76267 May 3, 2013 Insurance Producer

Proposed Decision

McDowell, Darren 79412 May 9, 2013 Insurance Producer

Order for Suspension