The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Klear Vu Kovers

Janesville IA

Allegation: Unregistered securities; Unregistered agents and Ommissions.

Resolution: Cease & Desist order issued.

Date of Order/Settlement: 2006-11-08 00:00:00

Kleve, Linda 69482 June 3, 2011 Insurance Producer

Order and Consent to Order

Knall, David Wells

Indianapolis IN

Allegation: Summary Order Denying Application for Securities Agent License

Resolution: Order Vacating Denial of Securities Agent License

Date of Order/Settlement: 2009-06-15 00:00:00

Knall, David Wells

Indianapolis IN

Allegation: Prior regulatory action

Resolution: Summary Order Denying Application for Securities Agent License.

Date of Order/Settlement: 2009-05-01 00:00:00

Knudsen, Derek R. 82072 February 26, 2014 Insurance Producer

Order for Suspension

Knutson, Randy G. 58080

Ankeny IA

Allegation: Forgery

Resolution: 1 yr probation; $1500 fine; Cease & Desist from signing customers names on insurance documents

Date of Order/Settlement: 2004-12-17 00:00:00

Koch, Edward T. 58084

Holy Cross IA

Allegation: Failure to comply with child support order

Resolution: License suspended

Date of Order/Settlement: 2005-01-18 00:00:00

Koch, Edward T. 58063

Holy Cross IA

Allegation: Failure to pay child support

Resolution: License suspended 9/1/04 SUSPENSION WITHDRAWN

Date of Order/Settlement: 2004-07-12 00:00:00

Kocian, Anthony 73384 February 21, 2012 Insurance Producer

Suspension Order

Kolbe, Joseph R. 59227

Bradenton FL

Allegation: Unsuitable Sales & Twisting

Resolution: Consent signed: 2 yrs probation; $2500 Fine; $750 Costs

Date of Order/Settlement: 2001-02-28 00:00:00

Kopatz, Christopher 84412 September 4, 2014 Insurance Producer

Default Order of Revocation, Cease and Desist and Civil Penalty

Kouri, John

Urbandale IA

Allegation: Forgery

Resolution: Consent Order and monetary penalty

Date of Order/Settlement: 2009-09-04 00:00:00

Kramer, Rebekah 85054 September 29, 2014 Insurance Producer

Order for Suspension

Krieg, Katherine A. 80581 November 4, 2013 Regulated Industries Preneed Sales Agent

Proposed Decision

Krier, Steven 69614 February 3, 2011 Insurance Producer

Order and Consent to Order

Kristine Strickland 105326 May 21, 2020 Insurance Producer

Order for Suspension

Kristopher Powars 99123 November 1, 2018 Insurance Producer

Order and Consent to Order

Kruckemeyer, James 74146 May 1, 2012 Insurance Producer

Order for Suspension

Kruger, Stephen 76611 June 13, 2012 Insurance Producer

Order for Suspension

Kyle Lovan 97504 May 30, 2018 Insurance Producer

Order for Suspension

Lackland, Dante 71804 August 31, 2011 Insurance Producer

Order for Suspension

Lacona, Christopher D. 59366

Carlisle IA

Allegation: Failure to notify Division of criminal violations on license application; failure to cooperate with a Division investigation;

Resolution: Consent signed: License suspended for 30 days; $250 Fine;

Date of Order/Settlement: 2005-07-13 00:00:00

Lacour, Connie 77532 October 1, 2012 Insurance Producer

Order for Suspension

Lahey Funeral & Cremation Services 84470 November 24, 2014 Regulated Industries Preneed Sales Agent, Preneed Seller

Order & Consent to Order

Lahey Funeral & Cremation Services 84470 October 27, 2014 Regulated Industries Preneed Sales Agent, Preneed Seller

Order of Suspension for Good Cause

Lai, David 85208 December 4, 2014 Insurance Producer

Order for Suspension

Lake, David L. 59554

Guthrie Center IA

Allegation: Sold unregistered and non-exempt securities; failure to notify of change of address

Resolution: Consent signed: Cease and Desist from solicitation of unlicensed insurance related products; 2 yr. probation; voluntary surrender of life and health qualifications; may retest after 2 yr; $2000 Costs; refund to clients $8759.23.

Date of Order/Settlement: 2002-08-12 00:00:00

Lambic Telcom 79092 July 11, 2013 Insurance

Findings of Fact, Conclusions of Law and Order

Lampe, Eric W. 89744 April 18, 2016 Insurance Producer

Order for Suspension

Lance P. Phillips 100754 August 16, 2019 Insurance Producer

Order and Consent to Order

Lange, Richard A. 77073 July 10, 2012 Insurance Producer

Order & Consent to Order

Lardell Allen 97259 April 24, 2018 Insurance Producer

Order for Suspension

Lark, Dershaun A. 59347

Bellevue NE

Allegation: Failure to cooperate; failure to notify Division of prior action

Resolution: Order signed: License suspended until full response received

Date of Order/Settlement: 2003-03-27 00:00:00

Larpenter, Mike 58091

Des Moines IA

Allegation: Offered and sold unregistered securities (promisary notes); misrepresented material facts; omitted material facts.

Resolution: Cease and desist ordering hald sales and offers to sell securities; misrepresentation and omission of material facts in the offer and selling of securities; Cease and desist acting as agents while unregistered

Date of Order/Settlement: 2004-09-17 00:00:00

Larpenter, Patricia 58092

Des Moines IA

Allegation: Offered and sold unregistered securities (promisary notes); misrepresented material facts; omitted material facts.

Resolution: Cease and desist ordering hald sales and offers to sell securities; misrepresentation and omission of material facts in the offer and selling of securities; cease and desist acting as agents while unregistered

Date of Order/Settlement: 2004-09-17 00:00:00

Larry Tejral 98580 October 29, 2019 Regulated Industries Unlicensed

Default Order, Findings of Fact, Conclusions of Law and Order

Larson, Pamela

Clear Lake IA

Allegation: Issued fraudulent insurance cards issued retroactive coverage and committed fraud.

Resolution: Order & Consent to Order - 60 day suspension civil penalty and costs assessed.

Date of Order/Settlement: 2007-02-23 00:00:00

Larson, Stephanie 77979 November 20, 2012 Insurance Producer

Order for Suspension

Lauer, Gordon A. 58824

West Union IA

Allegation: Conviction of a felony

Resolution: Consent signed: License revoked permanently and forevermore

Date of Order/Settlement: 2003-09-19 00:00:00

Laurence, Larry D. 58062

Pt. Richmond CA

Allegation: Failure to report other states actions; failure to timely respond to Divisions inquiry.

Resolution: Consent: Pay $200 Fine and $100 Costs; comply with the reporting requirements and fully comply with requests for information from the Division.

Date of Order/Settlement: 2004-03-30 00:00:00

Lavin, Larry 59293

Milford IA

Allegation: Failure to respond to Division inquiries

Resolution: Consent Signed: 1 yr probation; certify compliance with insurance laws and regulations; Cease and Desist; Costs: $1000

Date of Order/Settlement: 2001-04-30 00:00:00

Lavin, Larry 58472

Milford IA

Allegation: Violation of previous order

Resolution: License suspended

Date of Order/Settlement: 2004-02-26 00:00:00

Lavin, Larry

Milford IA

Allegation: Violation of previous order

Resolution: Consent Signed: Insurance license permanently revoked.

Date of Order/Settlement: 2004-04-08 00:00:00

Lavin, Larry B. 59313

Milford IA

Allegation: Sale of unregistered securities and/or unregistered business opportunities

Resolution: Consent signed: 1 yr; probation; Repay commissions and/or finders fees; Restitution on pro-rata basis to Iowa investors of $18480; sell only approved products or investments.

Date of Order/Settlement: 2003-03-31 00:00:00

Lawrence L. Roberts 104040 July 17, 2020 Insurance Producer

Order Reinstating License After Suspension

Lawrence L. Roberts and Legends Agency, LLC 104040 May 6, 2020 Insurance Business Entity Producer, Producer

Order and Consent to Order

Lay, Tammie L. 78348 January 10, 2013 Insurance Producer

Suspension Order

Learn Waterhouse Inc

Edinburg TX

Allegation: Unregistered Securities; Unregisterd Agent material misrepresentations and omissions

Resolution: Order: Cease and desist the offer or sal of unregisterd non exempt securities; cease and desist acting as an agent without registration; making misrepresentations and omissions of material facts;

Date of Order/Settlement: 2004-10-04 00:00:00

Legends Agency LLC 104040 August 13, 2021 Insurance Business Entity Producer

Order Reissuing License After Suspension and Expiration

Lehman Brothers Inc 58416

New York NY

Allegation: Failed to exercise supervision over its associated persons; created or maintained inappropriate influences by investment banking over research analysts violated NASD and NYSE ethical standards

Resolution: Consent: Cease and desist without admitting or denying the allegations; Pay $250000 Fine

Date of Order/Settlement: 2004-02-12 00:00:00