Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort ascending | Case Number | Enforcement Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Mankamyer, Michele L. | 58137 | Lake Worth FL Allegation: Providing incorrect or incomplete information on license application; failure to notify Division of prior actions Resolution: Order: License revoked; pay $500 fine before license may be restored Date of Order/Settlement: 2005-03-24 00:00:00 |
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| Mahoney, Keith | 82552 | March 20, 2014 | Insurance | Producer | Order & Consent to Order |
| Madyun, Naim H. | 58939 | Des Moines IA Allegation: Failure to satisfy bail bond judgments; took premium but failed to post bond. Resolution: Affirmed Order: License suspended indefinitely. Date of Order/Settlement: 2004-01-05 00:00:00 |
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| Madsen, Aaron | 78095 | November 9, 2012 | Insurance | Producer | Order for Suspension |
| Madison National Life Insurance Company, Inc. | 107031 | September 23, 2020 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Maddy, Brian K. | 93304 | March 21, 2017 | Insurance | Producer | Order for Suspension |
| MacDonald, Stacy | 59494 | Scranton IA Allegation: Sale of unregistered securities by unregistered agentl omissions of material facts in the sale of securities. Resolution: Consent: 1 yr probation of insurance license; Payment to Bureau as settlement of disputed claims $10161.11 Date of Order/Settlement: 2003-01-07 00:00:00 |
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| Lynn V. Lewis | 110892 | September 28, 2021 | Insurance | Producer | Order for Suspension |
| Lyman, Lynn M. | 84167 | September 4, 2014 | Insurance | Producer | Order for Suspension |
| Lund, William J. | 59170 | Norwalk OH Allegation: Selling unlicensed crop insurance programs Resolution: Consent Signed: Cease & Desist; Use approved marketing material; $500 Costs Date of Order/Settlement: 2002-07-18 00:00:00 |
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| Lumbermen's Underwriting Alliance | May 29, 2015 | Insurance | Insurance Company | Order and Consent to Order |
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| Lumbermans Mutual Casualty Company | July 9, 2012 | Insurance | Insurance Company | Suspension Order |
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| Lula M. Holmes | 90632 | October 25, 2016 | Insurance | Producer | Order for Suspension |
| Lukas Jack | 97388 | May 4, 2018 | Insurance | Producer | Order for Suspension |
| Lukas Jack | 97388 | June 25, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
| Lukan, Tina M. | 88218 | October 21, 2015 | Insurance | Producer | Order & Consent to Order |
| Lueders, Christine | Deer Park IL Allegation: Surplus Violations. Resolution: Consent Order signed and civil penalty assessed. Date of Order/Settlement: 2007-05-10 00:00:00 |
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| Lucas Bielfelt | 108738 | March 18, 2021 | Insurance | Producer | Order for Suspension |
| Lubarsky, Larry | 63422 | Brooklyn NY Allegation: Prior regulatory action Resolution: Summary Order Denying Application for Securities Agent License. Date of Order/Settlement: 2009-01-05 00:00:00 |
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| LPL Financial LLC | 88827 | January 5, 2016 | Securities | Broker Dealer | Consent Order |
| Lorenzen, Monte | 59063 | Panora IA Allegation: Sale of unregistered securities/viatical settlement contracts; unregistered securities agent; fraudulent securities practices; misrepresentation of material facts; unsuitable sales; advertising violations;violation of prior order and consent to order. Resolution: Consent signed: Cease any offers & all sales of insurance products on 5/1/04; surrender Iowa insurance producer license 5/30/04; permanently barred from reapplying for Iowa insurance license & securities license; cease & desist; Pay $1000 Costs Date of Order/Settlement: 2004-04-01 00:00:00 |
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| Loren G. Scheiber | 89432 | January 12, 2015 | Insurance | Unlicensed | Order Placing Decision Under Seal |
| Lopez, Wilson Joseph | 59001 | Bellevue NE Allegation: Other states action Resolution: Consent Signed: 1 year Probationary license with life and health qualifications restrictions Date of Order/Settlement: 2002-10-10 00:00:00 |
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| Long, Chris | 80030 | September 10, 2013 | Insurance | Producer | Order for Suspension |
| Lohr, Kenneth Robert | 70899 | August 23, 2011 | Insurance | Producer | Default Order |
| Logsdon, Richie | 77659 | October 12, 2012 | Insurance | Producer | Order for Suspension |
| Lloyd, Timothy | 77647 | October 11, 2012 | Insurance | Producer | Order for Suspension |
| Livezey, Scott M. | 81929 | February 19, 2014 | Insurance | Producer | Order for Suspension |
| Livezey, Scott M. | 75917 | June 13, 2012 | Insurance | Producer | Default Order |
| Lisa Weltzin | 98418 | December 4, 2018 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Final Orders |
| Lisa Sander | 98732 | August 29, 2018 | Insurance | Producer | Order for Suspension |
| Lisa M. Wilsey | 107596 | November 30, 2020 | Insurance | Producer | Order for Suspension |
| Lisa M. Wilsey | 107596 | May 11, 2021 | Insurance | Producer | Order Reinstating License After Suspension |
| Lippold, Robert J. | 59302 | Des Moines IA Allegation: Sale of unregistered securities and/or unregistered business opportunities Resolution: Consent Signed: 1 yr probation; Pay $3500 civil penalty to IID; sell only approved products. Date of Order/Settlement: 2003-03-17 00:00:00 |
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| Linn, Leonard J. | June 19, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Consent Order |
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| Link, Lacy | 78491 | January 10, 2013 | Insurance | Producer | Suspension Order |
| Lindsey, Victor | Torrance CA Allegation: Failure to Respond. Resolution: License Revoked. Date of Order/Settlement: 2006-11-01 00:00:00 |
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| Lindsey, Maryo | 71477 | June 30, 2011 | Insurance | Producer | Order for Suspension |
| Lindsey, Maryo | Waterloo IA Allegation: Child Support Violation Resolution: Order for Suspension issued. Date of Order/Settlement: 2007-12-30 00:00:00 |
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| Lind, Jeremy S. | Huxley IA Allegation: Provided incorrect information on application for licensure; Failure to notify Division of other states action Resolution: Consent signed: Cease and desist from violation of licensing statutes; Pay $125 Fine; $125 Costs Date of Order/Settlement: 2005-05-24 00:00:00 |
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| Lincoln National Life Insurance Company | 82023 | January 21, 2014 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Lincoln Mason and Mason Lindhart Funeral Home, Ltd. | 96703 | March 20, 2018 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Consent Order |
| Lincoln General Insurance Company | 70096 | March 4, 2011 | Insurance | Insurance Company | Order and Consent to Order |
| Lincoln Benefit Life Company | 58941 | Northbrook IL Allegation: Failure to respond to Division inquiry Resolution: Consent Signed: Provide a response; $500 Fine; $100 Costs Date of Order/Settlement: 2001-10-23 00:00:00 |
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| Lincoln Benefit Life Company | Lincoln NE Allegation: Failure to cooperate in an investigation by the Commissioner. Resolution: Consent Order - Civil penalty and costs imposed and response received for the Divisions inquiries. Date of Order/Settlement: 2007-05-29 00:00:00 |
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| Life Insurance Company of North America | 80583 | May 13, 2013 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Life Insurance Company of Georgia | 59580 | February 20, 2002 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Lickiss, Stephen | 77483 | November 9, 2012 | Insurance | Producer | Order for Suspension |
| LH Ross & Company Inc | Boca Raton FL Allegation: Failed to respond to Division inquiry/investigation Resolution: Suspended until file a full response; $500 Costs Date of Order/Settlement: 2005-02-26 00:00:00 |
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| Lester, Shane M. | 88183 | September 23, 2015 | Insurance | Producer | Order for Suspension |