The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Life Insurance Company of North America 80583 May 13, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

Waterloo Memorial Park Cemetery 80382 May 14, 2013 Regulated Industries Other

Voluntary Settlement and Consent Order

Hoefflin, Craig R. 79636 May 16, 2013 Insurance Producer

Order & Consent to Order

Roberts, James 78986 May 20, 2013 Insurance Producer

Order of Summary of Suspension and Notice of Opportunity for Hearing

Schwieder, Jason 78765 May 21, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Drivers Insurance Company 80461 June 3, 2013 Insurance Insurance Company

Suspension Order

American Motorists Insurance Company 80462 June 3, 2013 Insurance Insurance Company

Suspension Order

Voyager Financial Group, LLC 80240 June 4, 2013 Securities Unlicensed

Cease & Desist Order

Robertson, Bruce 78655 June 27, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Guess, Mathew W. 80221 July 10, 2013 Insurance Producer

Order & Consent to Order

Lambic Telcom 79092 July 11, 2013 Insurance

Findings of Fact, Conclusions of Law and Order

Smith, Darrell D. 79798 July 15, 2013 Securities, Insurance Producer, Securities Agent

Order & Consent to Order and Agreement

Gomez, Kenneth and Sullivan, Brian 79099 July 18, 2013 Securities Unlicensed

Proposed Decision

Adkins, Krystal 78263 July 24, 2013 Insurance Producer

Proposed Decision

Serati, Stephen 78901 July 30, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Dansco Contracting and Dan Glasgow 73437 July 30, 2013 Insurance Unlicensed

Proposed Decision

Trucke, Shannon M. 78816 July 31, 2013 Insurance Producer

Default Order

TIAA_CREF 81252 August 1, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

Hankins, Catherine 80210 August 8, 2013 Insurance Producer

Order for Suspension

McKinney, Jesse 80211 August 8, 2013 Insurance Producer

Order for Suspension

Garza, Gregorio 80379 August 8, 2013 Insurance Producer

Order for Suspension

ING 81254 August 13, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

Steve's Roofing, Inc 70907 August 20, 2013 Insurance

Order on Remand

Flaherty, Joseph R. 80169 August 30, 2013 Insurance Producer

Order & Consent to Order

Miller, Todd A. 81223 August 30, 2013 Insurance Producer

Order of Summary Suspension & Opportunity for Hearing

Hibbing, Timothy W. 76938 September 6, 2013 Insurance Producer

Order & Consent to Order

Triad Guaranty Insurance Corporation September 6, 2013 Insurance Insurance Company

Suspension Order

Long, Chris 80030 September 10, 2013 Insurance Producer

Order for Suspension

Bauer, Debra J. 80039 September 12, 2013 Insurance Producer

Proposed Decision

Voyager Financial Group, LLC 80240 September 20, 2013 Securities Unlicensed

Order and Consent to Order and Agreement

Broadspire Services Inc 80602 September 24, 2013 Insurance Third Party Administrator

Order & Consent to Order

Crawford, Angela L. 80571 September 30, 2013 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Transamerica Life Insurance Company 81869 October 3, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

McGregor, Kristine M. 80569 October 4, 2013 Regulated Industries Preneed Seller

Default Order

Stewart, Jeffrey A. 81432 October 15, 2013 Securities, Insurance Investment Adviser Representative, Producer

Order & Consent to Order

Wickham, Eric A. 80632 October 17, 2013 Insurance Producer

Order & Consent to Order

Hjelmland, Bjorn 76675 October 23, 2013 Insurance Producer

Proposed Decision

McKinnon, Justin 80196 October 25, 2013 Insurance Producer

Default Order

Gilliatt, Lindsay 81327 October 28, 2013 Insurance Producer

Order & Consent to Order

New York Life Insurance Company 81680 October 29, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

Ouverson, Neil L. 80075 October 30, 2013 Insurance Producer

Order & Consent to Order

Cross, Jared M. 80570 November 1, 2013 Regulated Industries Preneed Sales Agent

Default Order

Krieg, Katherine A. 80581 November 4, 2013 Regulated Industries Preneed Sales Agent

Proposed Decision

Ege Jr., John L. 81007 November 4, 2013 Insurance Producer

Order Reinstating License After Suspension and Suspension Order

Schoian, John P. 81547 November 12, 2013 Insurance Producer

Order for Suspension

Schroder, Mark A. 80745 November 13, 2013 Insurance Producer

Order Reinstating License After Suspension; Order for Suspension 

Rooker, Andrew W. 81209 November 15, 2013 Insurance Producer

Order for Suspension

Petefish, Daniel 79326 November 21, 2013 Insurance Producer

Default Order

Young, Larry S. 81182 November 25, 2013 Insurance Producer

Order for Suspension

Williams, Melissa I. 75939 November 25, 2013 Insurance Producer

Default Order