The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
Click to subscribe for an email update when new orders are added to this page.
| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Life Insurance Company of North America | 80583 | May 13, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Waterloo Memorial Park Cemetery | 80382 | May 14, 2013 | Regulated Industries | Other |
Voluntary Settlement and Consent Order |
| Hoefflin, Craig R. | 79636 | May 16, 2013 | Insurance | Producer |
Order & Consent to Order |
| Roberts, James | 78986 | May 20, 2013 | Insurance | Producer |
Order of Summary of Suspension and Notice of Opportunity for Hearing |
| Schwieder, Jason | 78765 | May 21, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Drivers Insurance Company | 80461 | June 3, 2013 | Insurance | Insurance Company |
Suspension Order |
| American Motorists Insurance Company | 80462 | June 3, 2013 | Insurance | Insurance Company |
Suspension Order |
| Voyager Financial Group, LLC | 80240 | June 4, 2013 | Securities | Unlicensed |
Cease & Desist Order |
| Robertson, Bruce | 78655 | June 27, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Guess, Mathew W. | 80221 | July 10, 2013 | Insurance | Producer |
Order & Consent to Order |
| Lambic Telcom | 79092 | July 11, 2013 | Insurance |
Findings of Fact, Conclusions of Law and Order |
|
| Smith, Darrell D. | 79798 | July 15, 2013 | Securities, Insurance | Producer, Securities Agent |
Order & Consent to Order and Agreement |
| Gomez, Kenneth and Sullivan, Brian | 79099 | July 18, 2013 | Securities | Unlicensed |
Proposed Decision |
| Adkins, Krystal | 78263 | July 24, 2013 | Insurance | Producer |
Proposed Decision |
| Serati, Stephen | 78901 | July 30, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Dansco Contracting and Dan Glasgow | 73437 | July 30, 2013 | Insurance | Unlicensed |
Proposed Decision |
| Trucke, Shannon M. | 78816 | July 31, 2013 | Insurance | Producer |
Default Order |
| TIAA_CREF | 81252 | August 1, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Hankins, Catherine | 80210 | August 8, 2013 | Insurance | Producer |
Order for Suspension |
| McKinney, Jesse | 80211 | August 8, 2013 | Insurance | Producer |
Order for Suspension |
| Garza, Gregorio | 80379 | August 8, 2013 | Insurance | Producer |
Order for Suspension |
| ING | 81254 | August 13, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Steve's Roofing, Inc | 70907 | August 20, 2013 | Insurance |
Order on Remand |
|
| Flaherty, Joseph R. | 80169 | August 30, 2013 | Insurance | Producer |
Order & Consent to Order |
| Miller, Todd A. | 81223 | August 30, 2013 | Insurance | Producer |
Order of Summary Suspension & Opportunity for Hearing |
| Hibbing, Timothy W. | 76938 | September 6, 2013 | Insurance | Producer |
Order & Consent to Order |
| Triad Guaranty Insurance Corporation | September 6, 2013 | Insurance | Insurance Company |
Suspension Order |
|
| Long, Chris | 80030 | September 10, 2013 | Insurance | Producer |
Order for Suspension |
| Bauer, Debra J. | 80039 | September 12, 2013 | Insurance | Producer |
Proposed Decision |
| Voyager Financial Group, LLC | 80240 | September 20, 2013 | Securities | Unlicensed |
Order and Consent to Order and Agreement |
| Broadspire Services Inc | 80602 | September 24, 2013 | Insurance | Third Party Administrator |
Order & Consent to Order |
| Crawford, Angela L. | 80571 | September 30, 2013 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Transamerica Life Insurance Company | 81869 | October 3, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| McGregor, Kristine M. | 80569 | October 4, 2013 | Regulated Industries | Preneed Seller |
Default Order |
| Stewart, Jeffrey A. | 81432 | October 15, 2013 | Securities, Insurance | Investment Adviser Representative, Producer |
Order & Consent to Order |
| Wickham, Eric A. | 80632 | October 17, 2013 | Insurance | Producer |
Order & Consent to Order |
| Hjelmland, Bjorn | 76675 | October 23, 2013 | Insurance | Producer |
Proposed Decision |
| McKinnon, Justin | 80196 | October 25, 2013 | Insurance | Producer |
Default Order |
| Gilliatt, Lindsay | 81327 | October 28, 2013 | Insurance | Producer |
Order & Consent to Order |
| New York Life Insurance Company | 81680 | October 29, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Ouverson, Neil L. | 80075 | October 30, 2013 | Insurance | Producer |
Order & Consent to Order |
| Cross, Jared M. | 80570 | November 1, 2013 | Regulated Industries | Preneed Sales Agent |
Default Order |
| Krieg, Katherine A. | 80581 | November 4, 2013 | Regulated Industries | Preneed Sales Agent |
Proposed Decision |
| Ege Jr., John L. | 81007 | November 4, 2013 | Insurance | Producer |
Order Reinstating License After Suspension and Suspension Order |
| Schoian, John P. | 81547 | November 12, 2013 | Insurance | Producer |
Order for Suspension |
| Schroder, Mark A. | 80745 | November 13, 2013 | Insurance | Producer |
Order Reinstating License After Suspension; Order for Suspension |
| Rooker, Andrew W. | 81209 | November 15, 2013 | Insurance | Producer |
Order for Suspension |
| Petefish, Daniel | 79326 | November 21, 2013 | Insurance | Producer |
Default Order |
| Young, Larry S. | 81182 | November 25, 2013 | Insurance | Producer |
Order for Suspension |
| Williams, Melissa I. | 75939 | November 25, 2013 | Insurance | Producer |
Default Order |