The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Lemke, John 68983 March 10, 2011 Regulated Industries Preneed Sales Agent

Default Order

Lenz, Nathaniel A. 59584

Urbandale IA

Allegation: Marketing and sales violations

Resolution: Consent Signed: 2 years probation; Cease and Desist from violations; Pay $1000 Costs

Date of Order/Settlement: 2002-05-10 00:00:00

Leonard L. Houston II 109717 June 14, 2021 Insurance Producer

Order for Suspension

Lester, Shane M. 88183 September 23, 2015 Insurance Producer

Order for Suspension

LH Ross & Company Inc

Boca Raton FL

Allegation: Failed to respond to Division inquiry/investigation

Resolution: Suspended until file a full response; $500 Costs

Date of Order/Settlement: 2005-02-26 00:00:00

Lickiss, Stephen 77483 November 9, 2012 Insurance Producer

Order for Suspension

Life Insurance Company of Georgia 59580 February 20, 2002 Insurance Insurance Company

Regulatory Settlement Agreement

Life Insurance Company of North America 80583 May 13, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

Lincoln Benefit Life Company

Lincoln NE

Allegation: Failure to cooperate in an investigation by the Commissioner.

Resolution: Consent Order - Civil penalty and costs imposed and response received for the Divisions inquiries.

Date of Order/Settlement: 2007-05-29 00:00:00

Lincoln Benefit Life Company 58941

Northbrook IL

Allegation: Failure to respond to Division inquiry

Resolution: Consent Signed: Provide a response; $500 Fine; $100 Costs

Date of Order/Settlement: 2001-10-23 00:00:00

Lincoln General Insurance Company 70096 March 4, 2011 Insurance Insurance Company

Order and Consent to Order

Lincoln Mason and Mason Lindhart Funeral Home, Ltd. 96703 March 20, 2018 Regulated Industries Preneed Sales Agent, Preneed Seller

Consent Order

Lincoln National Life Insurance Company 82023 January 21, 2014 Insurance Insurance Company

Regulatory Settlement Agreement

Lind, Jeremy S.

Huxley IA

Allegation: Provided incorrect information on application for licensure; Failure to notify Division of other states action

Resolution: Consent signed: Cease and desist from violation of licensing statutes; Pay $125 Fine; $125 Costs

Date of Order/Settlement: 2005-05-24 00:00:00

Lindsey, Maryo 71477 June 30, 2011 Insurance Producer

Order for Suspension

Lindsey, Maryo

Waterloo IA

Allegation: Child Support Violation

Resolution: Order for Suspension issued.

Date of Order/Settlement: 2007-12-30 00:00:00

Lindsey, Victor

Torrance CA

Allegation: Failure to Respond.

Resolution: License Revoked.

Date of Order/Settlement: 2006-11-01 00:00:00

Link, Lacy 78491 January 10, 2013 Insurance Producer

Suspension Order

Linn, Leonard J. June 19, 2014 Regulated Industries Preneed Sales Agent, Preneed Seller

Consent Order

Lippold, Robert J. 59302

Des Moines IA

Allegation: Sale of unregistered securities and/or unregistered business opportunities

Resolution: Consent Signed: 1 yr probation; Pay $3500 civil penalty to IID; sell only approved products.

Date of Order/Settlement: 2003-03-17 00:00:00

Lisa M. Wilsey 107596 November 30, 2020 Insurance Producer

Order for Suspension

Lisa M. Wilsey 107596 May 11, 2021 Insurance Producer

Order Reinstating License After Suspension

Lisa Sander 98732 August 29, 2018 Insurance Producer

Order for Suspension

Lisa Weltzin 98418 December 4, 2018 Insurance Producer

Findings of Fact, Conclusions of Law, and Final Orders

Livezey, Scott M. 75917 June 13, 2012 Insurance Producer

Default Order

Livezey, Scott M. 81929 February 19, 2014 Insurance Producer

Order for Suspension

Lloyd, Timothy 77647 October 11, 2012 Insurance Producer

Order for Suspension

Logsdon, Richie 77659 October 12, 2012 Insurance Producer

Order for Suspension

Lohr, Kenneth Robert 70899 August 23, 2011 Insurance Producer

Default Order

Long, Chris 80030 September 10, 2013 Insurance Producer

Order for Suspension

Lopez, Wilson Joseph 59001

Bellevue NE

Allegation: Other states action

Resolution: Consent Signed: 1 year Probationary license with life and health qualifications restrictions

Date of Order/Settlement: 2002-10-10 00:00:00

Loren G. Scheiber 89432 January 12, 2015 Insurance Unlicensed

Order Placing Decision Under Seal

Lorenzen, Monte 59063

Panora IA

Allegation: Sale of unregistered securities/viatical settlement contracts; unregistered securities agent; fraudulent securities practices; misrepresentation of material facts; unsuitable sales; advertising violations;violation of prior order and consent to order.

Resolution: Consent signed: Cease any offers & all sales of insurance products on 5/1/04; surrender Iowa insurance producer license 5/30/04; permanently barred from reapplying for Iowa insurance license & securities license; cease & desist; Pay $1000 Costs

Date of Order/Settlement: 2004-04-01 00:00:00

LPL Financial LLC 88827 January 5, 2016 Securities Broker Dealer

Consent Order

Lubarsky, Larry 63422

Brooklyn NY

Allegation: Prior regulatory action

Resolution: Summary Order Denying Application for Securities Agent License.

Date of Order/Settlement: 2009-01-05 00:00:00

Lucas Bielfelt 108738 March 18, 2021 Insurance Producer

Order for Suspension

Lueders, Christine

Deer Park IL

Allegation: Surplus Violations.

Resolution: Consent Order signed and civil penalty assessed.

Date of Order/Settlement: 2007-05-10 00:00:00

Lukan, Tina M. 88218 October 21, 2015 Insurance Producer

Order & Consent to Order

Lukas Jack 97388 June 25, 2018 Insurance Producer

Order Reinstating License After Suspension

Lukas Jack 97388 May 4, 2018 Insurance Producer

Order for Suspension

Lula M. Holmes 90632 October 25, 2016 Insurance Producer

Order for Suspension

Lumbermans Mutual Casualty Company July 9, 2012 Insurance Insurance Company

Suspension Order

Lumbermen's Underwriting Alliance May 29, 2015 Insurance Insurance Company

Order and Consent to Order

Lund, William J. 59170

Norwalk OH

Allegation: Selling unlicensed crop insurance programs

Resolution: Consent Signed: Cease & Desist; Use approved marketing material; $500 Costs

Date of Order/Settlement: 2002-07-18 00:00:00

Lyman, Lynn M. 84167 September 4, 2014 Insurance Producer

Order for Suspension

Lynn V. Lewis 110892 September 28, 2021 Insurance Producer

Order for Suspension

MacDonald, Stacy 59494

Scranton IA

Allegation: Sale of unregistered securities by unregistered agentl omissions of material facts in the sale of securities.

Resolution: Consent: 1 yr probation of insurance license; Payment to Bureau as settlement of disputed claims $10161.11

Date of Order/Settlement: 2003-01-07 00:00:00

Maddy, Brian K. 93304 March 21, 2017 Insurance Producer

Order for Suspension

Madison National Life Insurance Company, Inc. 107031 September 23, 2020 Insurance Insurance Company

Regulatory Settlement Agreement

Madsen, Aaron 78095 November 9, 2012 Insurance Producer

Order for Suspension