The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Prosapia Financial LLC; Prosapia Capital Management LLC; Alan Lucas; Robyn Renee Palmer | 68806 | January 28, 2011 | Securities | Unlicensed |
Cease and Desist Order; Proposed Decision |
| Albright, Julie | 68887 | April 26, 2011 | Regulated Industries | Preneed Sales Agent |
Proposed Decision |
| Flaherty, Dennis M. | 68888 | February 25, 2011 | Insurance | Public Adjuster |
Order and Consent to Order |
| Simon, Joseph | 68909 | June 10, 2011 | Regulated Industries | Preneed Sales Agent |
Order and Consent to Order |
| Rolle, Robin | 68942 | March 15, 2011 | Insurance | Producer |
Suspension Order |
| Shad N. Clayton | 68943 | September 7, 2017 | Insurance | Producer |
Order For Reissuance After License Suspension and Expiration |
| Essig, Ruthann | 68951 | March 15, 2011 | Insurance | Producer |
Suspension Order |
| Lemke, John | 68983 | March 10, 2011 | Regulated Industries | Preneed Sales Agent |
Default Order |
| Degeeter, Devin T. | 69101 | April 5, 2011 | Insurance | Producer |
Order and Consent to Order |
| State Adjusters LLC; Donald Schuett | 69194 | June 7, 2011 | Insurance | Unlicensed |
Summary Cease and Desist Order; Default Order |
| Kayser, James Bernard | 69300 | March 25, 2011 | Securities, Insurance | Investment Adviser Representative, Producer, Securities Agent |
Order and Consent to Order and Agreement |
| Thiede, William A. | 69335 | April 10, 2012 | Insurance | Producer |
Default Order |
| Kleve, Linda | 69482 | June 3, 2011 | Insurance | Producer |
Order and Consent to Order |
| Feeck, Ryan | 69614 | February 3, 2011 | Insurance | Producer |
Order and Consent to Order |
| Krier, Steven | 69614 | February 3, 2011 | Insurance | Producer |
Order and Consent to Order |
| Duehr, Mark | 69672 | April 11, 2011 | Insurance | Producer |
Default Order |
| Howard, Dana | 69735 | January 18, 2011 | Insurance |
Order and Consent to Order |
|
| Clapper, Jill | 69794 | November 4, 2011 | Regulated Industries | Preneed Sales Agent |
Consent to Order |
| Schliemann, Justin | 69795 | February 14, 2011 | Insurance | Producer |
Suspension Order |
| Budget Rent A Car of Iowa City | 70056 | February 7, 2011 | Insurance | Unlicensed |
Order and Consent to Order |
| Lincoln General Insurance Company | 70096 | March 4, 2011 | Insurance | Insurance Company |
Order and Consent to Order |
| R&Q Reinsurance Company | 70099 | April 27, 2011 | Insurance | Insurance Company |
Order and Consent to Order |
| Holtsinger, John | 70273 | February 22, 2011 | Securities | Unlicensed |
Cease and Desist Order; Proposed Decision |
| Armstrong, Pamela | 70284 | April 13, 2012 | Insurance | Producer |
Appeal Decision |
| Mann, Edwin | 70286 | March 25, 2011 | Insurance | Producer |
Suspension Order |
| Wolff, Wesley | 70458 | March 4, 2011 | Insurance | Producer |
Rescission of Order |
| Anania, Milton | 70558 | April 13, 2011 | Insurance | Producer |
Order and Consent to Order |
| Steve's Roofing, Inc | 70835 | September 5, 2014 | Insurance |
Order Affirming Insurer's Decision |
|
| Lohr, Kenneth Robert | 70899 | August 23, 2011 | Insurance | Producer |
Default Order |
| Steve's Roofing, Inc | 70907 | August 20, 2013 | Insurance |
Order on Remand |
|
| Poe, Jimmy | 70930 | June 16, 2011 | Insurance | Unlicensed |
Order and Consent to Order |
| Reyes, Bryan | 70932 | April 14, 2011 | Insurance | Producer |
Order of Summary Suspension and Notice of Opportunity for Hearing |
| Stites, Randy | 70933 | August 5, 2011 | Insurance | Producer |
Default Order |
| Thompson, Paul B. | 70934 | April 19, 2011 | Insurance | Producer |
Agreement, Order and Consent to Order |
| Patterson, Mindi | 70937 | June 21, 2011 | Insurance | Producer |
Order for Suspension |
| McKeon, Brian | 71042 | July 26, 2011 | Insurance | Producer |
Order Reinstating License After Suspension; Order For Suspension |
| Carman, Jeffrey | 71070 | July 8, 2011 | Insurance | Producer |
Order for Suspension |
| McIver, Bradley | 71102 | July 8, 2011 | Insurance | Producer |
Order for Suspension |
| Stratton, Christine | 71103 | July 8, 2011 | Insurance | Producer |
Order for Suspension |
| Hayslett, Chad | 71110 | July 8, 2011 | Insurance | Producer |
Order for Suspension |
| Bucy, Peter | 71111 | July 8, 2011 | Insurance | Producer |
Order Reinstating License After Suspension; Order for Suspension |
| Paulson, Bradley | 71112 | September 13, 2011 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Nielsen, Larry | 71121 | December 7, 2011 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Mask, Shawn | 71123 | July 7, 2011 | Insurance | Producer |
Agreement, Order and Consent to Order |
| Allied Property and Casualty et al | 71285 | May 16, 2011 | Insurance | Insurance Company |
Order and Consent to Order |
| Scarborough, Edmund | 71423 | July 29, 2011 | Insurance | Unlicensed |
Nunc Pro Tunc Order; Cease and Desist Order; Agreement Order, Consent to Order |
| Lindsey, Maryo | 71477 | June 30, 2011 | Insurance | Producer |
Order for Suspension |
| Tuve, John S. | 71481 | June 1, 2011 | Insurance | Producer |
Agreement, Order and Consent to Order |
| Morgan Asset Management, Inc; Morgan Keegan & Company, Inc. | 71514 | July 27, 2012 | Securities | Broker Dealer, Investment Adviser |
Administrative Consent Order |
| Ellis, James | 71588 | August 8, 2011 | Insurance | Producer |
Order and Consent to Order |