The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

Click to subscribe for an email update when new orders are added to this page.

 

Name Case Number Order Date Subject Entity Order
Madyun, Naim H. 58939

Des Moines IA

Allegation: Failure to satisfy bail bond judgments; took premium but failed to post bond.

Resolution: Affirmed Order: License suspended indefinitely.

Date of Order/Settlement: 2004-01-05 00:00:00

Mahoney, Keith 82552 March 20, 2014 Insurance Producer

Order & Consent to Order

Mankamyer, Michele L. 58137

Lake Worth FL

Allegation: Providing incorrect or incomplete information on license application; failure to notify Division of prior actions

Resolution: Order: License revoked; pay $500 fine before license may be restored

Date of Order/Settlement: 2005-03-24 00:00:00

Mann, Edwin 70286 March 25, 2011 Insurance Producer

Suspension Order

Manuel, Dion L. 86926 August 31, 2015 Insurance Producer

Final Order for Revocation of Insurance Producer License

Manuel, Dion L. 86926 July 2, 2015 Insurance Producer

Summary Suspension of Insurance Producer License

Mark A. Schroder 88815 November 25, 2015 Insurance Producer

Order for Suspension

Mark A. Schroder 88815 August 28, 2018 Insurance Producer

Order for Reissuance After License Suspension and Expiration

Mark Beckendorf 110314 August 9, 2021 Insurance Producer

Order for Suspension

Mark Beckendorf 110314 November 12, 2021 Insurance Producer

Order Reinstating License After Suspension

Mark S. Diamond 96975 October 23, 2019 Insurance Producer

Findings of Fact, Conclusions of Law and Orders of Revocation, to Cease and Desist, and Other Relief

Mark Schroder 100075 January 2, 2019 Insurance Producer

Order for Suspension

Marshall Cemetery Association

Marshalltown IA

Allegation: submitted verification that it repaid interest mistakenly withdrawn.

Resolution: Voluntary Settlement and Consent Order issued.

Date of Order/Settlement: 2009-08-19 00:00:00

Martin, Charles L. 88262 September 30, 2015 Insurance Producer

Order for Suspension

Martin, Richard D.

Omaha NE

Allegation: Denial of Securities license.

Resolution: Consent signed and securities license issued with 2 year heightened supervision.

Date of Order/Settlement: 2008-01-29 00:00:00

Mask, Shawn 71123 July 7, 2011 Insurance Producer

Agreement, Order and Consent to Order

Matgen, Stephen W. 93324 September 11, 2017 Insurance Producer

Order, Consent to Order, and Agreement to Supervise

Matlock, Walter S. 75966 April 12, 2012 Regulated Industries

Proposed Decision

Matney, Rick L.

New Orleans LA

Allegation: Failure to respond to Divisions inquiry

Resolution: Consent: Provide a substantiave response; Pay $500 Costs

Date of Order/Settlement: 2004-05-14 00:00:00

Matthew A. Dodge and Matt Dodge Agency, Inc. 106968 October 5, 2021 Insurance Business Entity Producer, Producer

Order and Consent to Order

Matthew DeMey 106286 July 20, 2020 Insurance Producer

Order for Suspension

Matthew H. Mitchell 96499 February 20, 2018 Insurance Producer

Order and Consent to Order

Matthew H. Mitchell 96499 March 28, 2018 Insurance Producer

Order Reinstating License After Suspension

Matthew J. Schneider 111020 October 6, 2021 Insurance Producer

Order for Suspension

Matthew L. Miller 108483 August 9, 2021 Insurance Producer

Order Reinstating License After Suspension

Matthew L. Miller 108483 February 22, 2021 Insurance Producer

Order for Suspension

Matthew Tyc 96427 January 17, 2018 Insurance Producer

Order for Suspension

Mauro, Daniel E. 58007

Des Moines IA

Allegation: Requested an administrative hearing for non-renewal of license.

Resolution: Order: Commissioners denial of application for licensure upheld

Date of Order/Settlement: 2004-07-21 00:00:00

Maxwell, Garlon

Pleasant Grove UT

Allegation: Unregistered investment advisor.

Resolution: Consent Order signed and civil penalty assessed.

Date of Order/Settlement: 2007-05-29 00:00:00

Maytag Corporation

Benton Harbor MI

Allegation: Failure to timely file and failure to respond.

Resolution: Consent Order issued and monetary penalty assessed.

Date of Order/Settlement: 2008-01-16 00:00:00

McCaa, Pam

Brownsville TX

Allegation: Unregistered securities agent; Solicited and sold unregistered securities in Iowa; and ommissions.

Resolution: Cease and Desist Order.

Date of Order/Settlement: 2006-11-13 00:00:00

McCain, Larry D. 59311

Sioux City IA

Allegation: Failure to cooperate

Resolution: Consent signed: 2 yrs probation; cooperate with Divisions investigation into complaints; Pay $2500 Costs.

Date of Order/Settlement: 2003-03-27 00:00:00

McCann, Anthony 73812 February 2, 2012 Insurance Producer

General Agreement 

McChesney, Clinton C. 80591 April 15, 2015 Insurance Producer

Order & Consent to Order

McClean, Deanna R. 82371 April 2, 2014 Securities, Insurance Producer, Securities Agent

Order & Consent to Order

McDonald, Simon

Milford CT

Allegation: Criminal History.

Resolution: Summary Order Denying Application for Securities Agent License.

Date of Order/Settlement: 2008-05-28 00:00:00

McDowell, Darren 79412 May 9, 2013 Insurance Producer

Order for Suspension

McFall, Daniel J.

West Des Moines IA

Allegation: Criminal History

Resolution: Order and Consent to Order monetary penalty assessed.

Date of Order/Settlement: 2008-03-18 00:00:00

McGinnis, Douglas D. 59303

Shenandoah IA

Allegation: Sale of unregistered securities and/or business opportunities

Resolution: Consent signed: 1 yr probation; repay all commissions and/or finders fees $9000; sell only approved insurance products.

Date of Order/Settlement: 2003-03-17 00:00:00

Mcgraw, Nathan

Des Moines IA

Allegation: Failure to make required disclosure on insurance producer application.

Resolution: Consent Order issued; granted probationary license.

Date of Order/Settlement: 2008-07-09 00:00:00

McGregor, Kristine M. 80569 October 4, 2013 Regulated Industries Preneed Seller

Default Order

McGuire, Timothy J. 90625 June 28, 2016 Insurance Producer

Order For Suspension

McIntosh, Rockne 88210 September 24, 2015 Insurance Producer

Order for Suspension

McIntyre, Robert 78651 February 20, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

McIver, Bradley 71102 July 8, 2011 Insurance Producer

Order for Suspension

McKenna, Todd J. 58125

West Des Moines

Allegation: Failure to notify Division of actions; Failure to cooperate with investigation

Resolution: Order signed: License revoked; Pay $500 F and $200 Costs

Date of Order/Settlement: 2005-04-18 00:00:00

McKeon, Brian 71042 July 26, 2011 Insurance Producer

Order Reinstating License After Suspension; Order For Suspension 

McKeon, Brian 77634 April 10, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

McKinney, Jesse 80211 August 8, 2013 Insurance Producer

Order for Suspension

McKinnon, Justin 80196 October 25, 2013 Insurance Producer

Default Order