The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Kimberly C. Acosta 96497 October 18, 2018 Insurance Producer

Order and Consent to Order

Kimberly Blanchard 100137 February 8, 2019 Insurance Producer

Order for Suspension

Kiegley, Douglass 59469

Adel IA

Allegation: Alleged Sale of Unregistered Securities

Resolution: Consent Signed: Permanent Revocation of License

Date of Order/Settlement: 2001-09-25 00:00:00

Kiefer, Stephen 78656 February 15, 2013 Insurance Producer

Order for Suspension

Kibbee, Jason L. 58688

Kellogg IA

Allegation: Misappropriation of Client Funds; Lack of character and competency

Resolution: Order: License permanently revoked.

Date of Order/Settlement: 2003-08-01 00:00:00

Kevin Meyers 104388 February 18, 2020 Insurance Producer

Order for Suspension

Kerry P. Erts 93576 January 10, 2018 Insurance Producer

Order and Consent to Order

Kerry Erts 93576 June 11, 2018 Insurance Producer

Order Reinstating License After Suspension

Kerby, Stephan

Clive IA

Allegation: Advertising violation.

Resolution: Order and Consent to Order signed; Civil penalty assessed.

Date of Order/Settlement: 2007-06-12 00:00:00

Kensington Resources Inc

Costa Mesa CA

Allegation: Unregistered securities

Resolution: Cease & Desist Order issued and a monetary penalty assessed.

Date of Order/Settlement: 2008-11-20 00:00:00

Kenney, Jacob D. 87973 August 28, 2015 Insurance Producer

Order for Suspension

Kenney, Jacob D. 87973 August 31, 2015 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Kenneth Rohwedder 102748 October 2, 2019 Insurance Producer

Order and Consent to Order

Kemper, Daniel

Hallsville MO

Allegation: Misleading sales presentations; Misrepresenting the terms of a contract; demonstrating incompetence in the conduct of business; Failing to cooperate with an investigation.

Resolution: Default decision issued and license revoked.

Date of Order/Settlement: 2009-09-29 00:00:00

Kempema, David J. 58039

Sioux City IA

Allegation: Failed to correct address at the Division; used unapproved marketing material; employed unlicensed employees doing insurance business; violation of 508C.18 in soliciting business.

Resolution: Consent: Notify Division within 30 days of address change; use only company approved marketing materials; will not use any unlicensed employees doing insurance transactions;will protect confidential client info; pay $2500 Fine; no reference to 508C.18

Date of Order/Settlement: 2004-08-11 00:00:00

Kempema, David 73774 January 25, 2012 Insurance Producer

Order and Consent to Order

Kelly Joneson 96953 January 16, 2018 Insurance Producer

Emergency Order to Cease and Desist

Kelly Joneson 96953 March 20, 2018 Insurance Producer

Consent Order

Kelderman, Curtis B. 77651 October 12, 2017 Insurance Producer

Order for Reissuance After License Suspension and Expiration and Order for Suspension

Kelderman, Curtis 77651 October 12, 2012 Insurance Producer

Order for Suspension

Keener, Jon W.

LeClaire IA

Allegation: Child Supoort Violation

Resolution: Order for Suspension issued.

Date of Order/Settlement: 2008-04-21 00:00:00

Kayser, James Bernard 69300 March 25, 2011 Securities, Insurance Investment Adviser Representative, Producer, Securities Agent

Order and Consent to Order and Agreement

Katina Parrish 103484 December 11, 2019 Insurance Producer

Order for Suspension

Katina L. Parrish 110432 August 18, 2021 Insurance Producer, Unlicensed

Order and Consent to Order

Katherine Rosencrants 99964 December 19, 2018 Insurance Producer

Order for Suspension

Kastner, Jessica R. 79088 April 3, 2013 Regulated Industries Preneed Sales Agent

Default Order

Kapp, Charles 77724 October 24, 2012 Insurance Producer

Order for Suspension

Kalny, Megan 78211 April 28, 2014 Insurance Producer

Order Reinstating License After Suspension

K. Simon Construction, LLC 108127 May 10, 2021 Insurance Public Adjuster, Unlicensed

Consent to Cease and Desist Order

Julyo Moreno 111049 October 6, 2021 Insurance Producer

Order for Suspension

Joy Heldt 97349 March 28, 2018 Insurance Producer

Order and Consent to Order

Joshua A. Muhlstein 111508 January 20, 2022 Insurance Producer

Final Order by Default and Order of Penalties

Joseph Gering II 104246 January 15, 2020 Insurance Producer

Order for Suspension

Joseph Daniel 99255 October 24, 2018 Insurance Producer

Order for Suspension

Jones, Richard Michael 96502 April 11, 2019 Securities, Insurance Producer, Securities Agent

Order and Consent to Order

Jones, Michael L. 81930 January 22, 2014 Insurance Producer

Order & Consent Order

Jones, Jeffrey G. 75938 April 9, 2012 Insurance Producer

Order and Consent to Order

Jones, Darnell 78940 March 4, 2013 Insurance Producer

Order & Consent to Order

Jones, Cedrick

Davenport IA

Allegation: Failure to comply with Other State Agency - DHS; Non-compliance w/order of Child Support

Resolution: Suspension

Date of Order/Settlement: 2006-07-10 00:00:00

Jones, Amie 95890 November 15, 2017 Insurance Producer

Order for Suspension

Jonathan Schulte 102490 December 5, 2019 Insurance Producer

Order and Consent to Order

Jonathan Schlue 102492 March 31, 2020 Regulated Industries Producer

Order and Consent to Order

Johnson, Willard G. 59309

Geneseo IL

Allegation: Sale of unregistered securities and/or business opportunities

Resolution: Consent Signed: Voluntary surrender of Iowa Insurance license; repay commissions of $11200 before eligible for relicensing in Iowa; Cease and Desist insurance business or securities business in IA

Date of Order/Settlement: 2003-03-27 00:00:00

Johnson, Melanie 74135 May 2, 2012 Insurance Producer

Order for Suspension

Johnson, Mark W. 59535

Sparta WI

Allegation: Unsuitable sales; duplication of coverage

Resolution: Order signed: License revoked permanently and forevermore

Date of Order/Settlement: 2001-06-18 00:00:00

Johnson, Karen S. 83415 June 9, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Johnson, Karen S. 83415 May 12, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Johnson, Donald E.

Eldon MO

Allegation: Unregistered Securities and agent; misrepresentations and Omissions.

Resolution: Cease and Desist Order issued and monetary penalty assessed.

Date of Order/Settlement: 2007-10-25 00:00:00

Johnson, David W. 79381 March 1, 2013 Securities Unlicensed

Cease & Desist Order and Subpoena Duces Tecum

Johnson, Daniel H 58683

Chariton IA

Allegation: Violation of Commissioners Order; Dishonest Practices and Incompetence

Resolution: Order: Insurance producer license suspended indefinitely; Suspension not lifted until the obligations are current or otherwise resolved.

Date of Order/Settlement: 2003-07-23 00:00:00