The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Rosenberg, Misty L. 83431 May 7, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Casue

Papich, Michael D. 83335 May 7, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Boothby, Michael D. 83394 May 8, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Behner, Fred A. 83393 May 8, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Andrews, Ronald Anthony (Tony) 83390 May 8, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Ramsden, Mark A. 83430 May 8, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Quast, Steven J. 83429 May 8, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Johnson, Karen S. 83415 May 12, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Johnson, Courtney L. 83414 May 12, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Sanders, Aaron 83417 May 12, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

S.K. Rogers Funeral Homes LLC 83337 May 12, 2014 Regulated Industries Preneed Seller

Order of Suspension for Good Cause

Oberheim, Maria A. 82828 May 15, 2014 Insurance Producer

Order for Suspension

Robert L. and Michelle R. Dugger Funeral Homes LLC 83336 May 28, 2014 Regulated Industries Preneed Sales Agent, Preneed Seller

Order & Consent to Order

Quast, Steven Jon 83429 May 28, 2014 Regulated Industries Preneed Sales Agent

Order & Consent Order

Taylor, Kimberly D. 82934 May 28, 2014 Insurance Producer

Order for Suspension

Douglas-Henderson, Donna 83396 May 29, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Andrews, Ronald Anthony (Tony) 83390 May 30, 2014 Regulated Industries Preneed Sales Agent

Order and Consent to Order

Johnson, Karen S. 83415 June 9, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

S.K. Rogers Funeral Homes LLC 83337 June 9, 2014 Regulated Industries Preneed Seller

Order & Consent to Order

Boothby, Michael D. 83394 June 12, 2014 Insurance Preneed Sales Agent

Order & Consent to Order

Schultz, Doug A. 83495 June 12, 2014 Insurance Producer

Order for Suspension

Petersen, James R. 83422 June 12, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Gaye, Nyaten 83030 June 12, 2014 Insurance Producer

Default Order of Revocation, C&D and Civil Penalty

Mikels, Mike 82734 June 12, 2014 Insurance Producer

Default Order of Revocation, C&D and Civil Penalty

Fredregill, Ryan M. 83398 June 13, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Papich, Michael D. 83335 June 16, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Linn, Leonard J. June 19, 2014 Regulated Industries Preneed Sales Agent, Preneed Seller

Consent Order

Thomas, Kirk 83456 June 23, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

J.P. Morgan Securities 84425 June 23, 2014 Securities Broker Dealer

Administrative Consent Order

Rosenberg, Misty L. 83431 June 24, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Ramsden, Mark A. 83430 June 24, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Schroeder, Melvin 83453 June 24, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Johnson, Courtney L. 83414 June 26, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Andreasen, Arnie Paul 82902 June 27, 2014 Insurance Unlicensed

Summary Cease and Desist Order

Pierce, James W. 82901 July 2, 2014 Insurance Unlicensed

Order & Consent Order

Memorial Park Services, Inc 84537 July 7, 2014 Regulated Industries Preneed Seller

Consent Order and Notice of Right to Hearing

Sanders, Aaron 83417 July 7, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Wubben, Richard F. 83542 July 7, 2014 Insurance Producer

Order & Consent to Order

Behner, Fred A. 83393 July 11, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Cummings, Ryan C. 83506 July 15, 2014 Insurance Producer

Order for Suspension

McQuaid, Nancy 83418 July 16, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Douglas-Henderson, Donna 83396 July 16, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Schoepske, Dennis L. 83562 July 22, 2014 Insurance Producer

Order for Suspension

Frank, Christopher T. 83468 July 29, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Riverside Cemetery August 5, 2014 Regulated Industries Other

Consent Order and Notice of Right to Hearing

Petersen, James R. 83422 August 5, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Francisco, Michael L. 84427 August 7, 2014 Insurance

Default Order Upholding Refusal to Issue Insurance Producer License

Walker, Charles R. 84207 August 11, 2014 Insurance Producer

Order for Suspension

Pribil, John W. 83575 August 11, 2014 Insurance Producer

Default Order of Revocation, Cease and Desist and Civil Penalty 

Fredregill, Ryan M. 83398 August 20, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order