The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Michael Cameron | 105354 | May 21, 2020 | Insurance | Producer |
Order for Suspension |
| Michael D. Graham | 97738 | May 4, 2018 | Insurance | Producer |
Order and Consent to Order |
| Michael D. Ray Jr. | 96494 | March 2, 2018 | Insurance | Producer |
Order for Suspension |
| Michael Heiberger | 105209 | May 1, 2020 | Insurance | Producer |
Order and Consent to Order |
| Michael P. Mulvehill | 109030 | April 22, 2021 | Insurance | Producer, Unlicensed |
Final Order Refusing to Issue an Insurance Producer License |
| Michael S. McGuire | 109823 | August 13, 2021 | Insurance | Producer |
Order and Consent to Order |
| Michael Wathen | 97782 | May 30, 2018 | Insurance | Producer |
Order for Suspension |
| Micheal J. McKeon | 91471 | August 29, 2016 | Insurance | Producer |
Order for Suspension |
| Micheal J. McKeon | 91471 | August 29, 2016 | Insurance | Producer |
Order Reinstating License After Suspension |
| Middleton, Denyce |
Waterloo IA Allegation: Criminal action prior to licensure Resolution: Consent signed: Probationary license issued 1 year probation subject to supervision; issue quarterly reports to Division regarding work Date of Order/Settlement: 2004-01-08 00:00:00 |
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| Midland National Life Insurance Company | 81679 | October 23, 2014 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Midvale Indemnity Company | June 28, 2019 | Insurance | Insurance Company |
Order and Consent to Order |
|
| Mikels, Mike | 82734 | June 12, 2014 | Insurance | Producer |
Default Order of Revocation, C&D and Civil Penalty |
| Millage, Andrew | 73785 | June 4, 2012 | Insurance | Producer |
Order for Suspension |
| Miller, David J. | 88960 | April 5, 2016 | Insurance | Producer |
Order Reinstating License After Suspension & Order for Suspension |
| Miller, Jesse M. | 91453 | April 5, 2017 | Insurance | Producer |
Order for Revocation and Order for Suspension |
| Miller, Todd A. | 81223 | December 23, 2013 | Insurance | Producer |
Default Order of Revocation, Cease & Desist and Civil Penalty |
| Miller, Todd A. | 81223 | August 30, 2013 | Insurance | Producer |
Order of Summary Suspension & Opportunity for Hearing |
| Millers First Insurance Company | July 27, 2012 | Insurance | Insurance Company |
Suspension Order |
|
| Mills, Dwight L. | 59470 |
Allegation: Improper Sales Resolution: Consent Signed: Permanent License Revocation Date of Order/Settlement: 2001-10-23 00:00:00 |
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| Minnesota Life Insurance Company | 91870 | August 31, 2016 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Miover, Peter E. | 58823 |
Omaha NE Allegation: Forgery;fraud in withdrawing insurance producer license; failure to disclose termination by insurance company. Resolution: Order signed: License revoked; $500 fine and $200 costs; prohibited from reapplying for license for 6 months. Date of Order/Settlement: 2005-08-19 00:00:00 |
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| Miover, Peter E. |
Pilot Mound IA Allegation: Appealing Proposed Decision Denying Licensure Resolution: Order Affirming Proposed Decision and Denying Licensure Date of Order/Settlement: 2008-08-11 00:00:00 |
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| Misty M. Wallace | 110511 | August 26, 2021 | Insurance | Producer |
Order for Suspension |
| Mitchell, Lori | 77954 | December 7, 2012 | Insurance | Producer |
Order for Suspension |
| Mitchell, Mark Sebastian | 84468 | September 17, 2014 | Insurance | Producer |
Default Order of Revocation. Cease and Desist and Civil Penalty |
| Mize, Lisa |
Summersville WV Allegation: Failure to respond. Resolution: Order - License revoked. Date of Order/Settlement: 2006-08-18 00:00:00 |
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| Moeller, Gregory M. | 59301 |
Mount Pleasant IA Allegation: Sale of unregistered securities and/or business opportunities Resolution: Consent signed: 1 yr. probation; repay all commissions of $1400;sell only approved products. Date of Order/Settlement: 2003-03-12 00:00:00 |
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| Moffitt, Joann M. |
Olathe KS Allegation: Misappropriating monies; using fraudulent coercive or dishonest practices in the conduct of business; demonstrating incompetence untrustworthiness or financial irresponsibility in the conduct of business. Resolution: Order issued and a consent order issued revoking insurance producer license. Date of Order/Settlement: 2009-03-04 00:00:00 |
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| Mohr, Mandy | 59592 |
Loves Park IL Allegation: Failure to respond Resolution: Order Signed: License Suspended; $250 Fine; $100 Costs; Respond to Division inquiry Date of Order/Settlement: 2002-06-11 00:00:00 |
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| Mollin, Harold P. | 58978 |
Manhasset NY Allegation: Failure to report administrative action Resolution: Order: License revoked Date of Order/Settlement: 2001-03-20 00:00:00 |
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| Montgomery, Carla S. | 59710 |
Medical Lake WA Allegation: Failure to notify of prior actions Resolution: Consent Signed: $100 Fine; $100 Costs Date of Order/Settlement: 2002-02-15 00:00:00 |
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| Monumental Life Insurance Company |
Baltimore MD Allegation: Multi-state examination regarding race based premium Resolution: Order signed: Company will make adjustment and shall not make or permit any unfair discrimination; payment to each state participating in agreement proportionately. Date of Order/Settlement: 2003-06-12 00:00:00 |
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| Moore, Steven J. |
Maquoketa IA Allegation: Committing an unfair trade practice making misrepresentation to an insurance company using fraudulent practices by allegedly forging anothers name. Resolution: Cease & Desist any violation of the Iowa Insurance laws and will surrender Life & Health insurance license and agrees not to reapply for license in future. Also on probation for a period of two years and will pay civil penalty. Date of Order/Settlement: 2006-07-27 00:00:00 |
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| Morell, Antonio | 84801 | October 1, 2014 | Insurance | Producer |
Order for Suspension |
| Morgan Asset Management, Inc; Morgan Keegan & Company, Inc. | 71514 | July 27, 2012 | Securities | Broker Dealer, Investment Adviser |
Administrative Consent Order |
| Morgan Stanley & Co Inc | 58417 |
New York NY Allegation: Failed to exercise supervision over associated persons created or maintained inappropriate influences by investment banking over research analysts violated NASD and NYSE ethical standards. Resolution: Consent: cease and desist without admitting or denying findings of fact or conclusions of law; pay $250000 Fine Date of Order/Settlement: 2004-02-17 00:00:00 |
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| Morgan Stanley & Co. Inc |
New York NY Allegation: Sale of Unregistered Securities Resolution: Findings of Fact Conclusions of Law Consent Order issued and a monetary penalty assessed. Date of Order/Settlement: 2008-05-06 00:00:00 |
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| Morman, Chantelle | 77955 | November 21, 2012 | Insurance | Producer |
Order for Suspension |
| Moscoso, Luis |
Dubuque IA Allegation: Unauthorized Insurer; Failure to disclose to policyholders that NFA is not a tax exempt organization; Misleading sales presentations; Unlawful solicitation of insurance business; Unsuitable transactions or recommendations. Resolution: Consent Order signed: Insurance producer license is revoked and is permanently barred from reapplying for insurance license or applying for a securities agent license or investment advisor representative license. Date of Order/Settlement: 2007-08-21 00:00:00 |
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| Mulhern, Theresa | 73013 | February 17, 2012 | Securities | Unlicensed |
Consent Order |
| Murdoch Funeral Homes, Inc. | 86759 | March 18, 2015 | Regulated Industries | Preneed Seller |
Consent Order |
| Murphy, Liliana | 59541 |
San Antonio TX Allegation: Failure to notify of other state's actions; Failure to respond Resolution: Order signed: License revoked; $200 Fine; $100 Costs Date of Order/Settlement: 2001-05-31 00:00:00 |
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| Murphy, Michael J. |
Deephaven MN Allegation: Failure to report other states action. Resolution: Order and Consent to Order and Agreement issued and a monetary penalty assessed. Date of Order/Settlement: 2008-01-09 00:00:00 |
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| Murphy, Michael S. | 59073 |
Elizabeth City NC Allegation: Violations of Iowa uniform Securities Act: Misrepresentations; Omissions Resolution: Order: Cease and Desist making untrue statements of material facts in the offer or sale of securities; from omitting misleading material facts; assessed $10000 civil penalty. Date of Order/Settlement: 2004-02-12 00:00:00 |
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| Muse, Donald | 78710 | January 15, 2012 | Insurance | Producer |
Order for Suspension |
| Mutual Med Insurance Services, LLC | 95687 | November 20, 2017 | Insurance | Business Entity Producer |
Order and Consent to Order |
| Mutual of Omaha Insurance Company | 59345 |
Omaha NE Allegation: Failure to comply with requirements of external review procedure Resolution: Consent signed: Pay $500 Fine Date of Order/Settlement: 2003-11-26 00:00:00 |
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| Mutual Service Life Insurance Company | 58487 |
Arden Hills MN Allegation: Failure to respond to Division inquiry Resolution: Consent: Provide substantive response; pay $500 Costs Date of Order/Settlement: 2004-05-14 00:00:00 |
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| Nancy Ann Swenson (aka Hoogendoorn) | 110512 | August 25, 2021 | Insurance | Producer |
Order for Suspension |