The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| McLaughlin, Mark |
Green City MO Allegation: Unregistered agent Unregistered securities misrepresentations omissions. Resolution: Cease & Desist Order issued and a monetary penalty assessed. Date of Order/Settlement: 2007-10-12 00:00:00 |
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| McNeal, Jeannie M. |
Cedar Rapids IA Allegation: Child Support Violation Resolution: Order for Suspension issued. Date of Order/Settlement: 2009-07-09 00:00:00 |
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| McNew, Chad G. | 73020 | November 17, 2011 | Insurance | Producer |
Order and Consent to Order |
| McQuaid, Nancy | 83418 | July 16, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Medical Savings Insurance Company | June 3, 2011 | Insurance | Insurance Company |
Suspension Order |
|
| Melissa Holland | 105730 | July 2, 2020 | Insurance | Producer |
Order for Suspension |
| MemberSelect Insurance Company |
Dearborn MI Allegation: MemberSelect was making rate revisions charged for its Iowa Homeowners program. Resolution: Summary Order Disapproving premium rate changes. Date of Order/Settlement: 2007-08-07 00:00:00 |
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| MemberSelect Insurance Company |
Dearborn MI Allegation: Summary Order Disapproving premium rate changes. Resolution: Consent Order signed. Date of Order/Settlement: 2007-10-22 00:00:00 |
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| Memorial Park Services, Inc | 84537 | July 7, 2014 | Regulated Industries | Preneed Seller |
Consent Order and Notice of Right to Hearing |
| Menough, Nicholas | 92291 | July 27, 2017 | Insurance | Producer |
Order Accepting Voluntary Forfeiture and Consent to Order |
| Messmore, Gregory |
Mason City IA Allegation: Unsuitable sale and violation of insurance and securities license. Resolution: Order & Consent to Order- Insurance and Securities License is suspended for a period of no less than five years. Date of Order/Settlement: 2007-02-22 00:00:00 |
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| Mether, Lynn C. | 86965 | April 20, 2015 | Insurance | Producer |
Order for Suspension |
| MetLife | 81895 | May 29, 2012 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Michael Anthony | 97584 | November 21, 2018 | Insurance | Producer |
Order Reinstating License After Suspension |
| Michael Anthony | 97584 | May 16, 2018 | Insurance | Producer |
Order for Suspension |
| Michael Cameron | 105354 | May 21, 2020 | Insurance | Producer |
Order for Suspension |
| Michael D. Graham | 97738 | May 4, 2018 | Insurance | Producer |
Order and Consent to Order |
| Michael D. Ray Jr. | 96494 | March 2, 2018 | Insurance | Producer |
Order for Suspension |
| Michael Heiberger | 105209 | May 1, 2020 | Insurance | Producer |
Order and Consent to Order |
| Michael P. Mulvehill | 109030 | April 22, 2021 | Insurance | Producer, Unlicensed |
Final Order Refusing to Issue an Insurance Producer License |
| Michael S. McGuire | 109823 | August 13, 2021 | Insurance | Producer |
Order and Consent to Order |
| Michael Wathen | 97782 | May 30, 2018 | Insurance | Producer |
Order for Suspension |
| Micheal J. McKeon | 91471 | August 29, 2016 | Insurance | Producer |
Order for Suspension |
| Micheal J. McKeon | 91471 | August 29, 2016 | Insurance | Producer |
Order Reinstating License After Suspension |
| Middleton, Denyce |
Waterloo IA Allegation: Criminal action prior to licensure Resolution: Consent signed: Probationary license issued 1 year probation subject to supervision; issue quarterly reports to Division regarding work Date of Order/Settlement: 2004-01-08 00:00:00 |
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| Midland National Life Insurance Company | 81679 | October 23, 2014 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Midvale Indemnity Company | June 28, 2019 | Insurance | Insurance Company |
Order and Consent to Order |
|
| Mikels, Mike | 82734 | June 12, 2014 | Insurance | Producer |
Default Order of Revocation, C&D and Civil Penalty |
| Millage, Andrew | 73785 | June 4, 2012 | Insurance | Producer |
Order for Suspension |
| Miller, David J. | 88960 | April 5, 2016 | Insurance | Producer |
Order Reinstating License After Suspension & Order for Suspension |
| Miller, Jesse M. | 91453 | April 5, 2017 | Insurance | Producer |
Order for Revocation and Order for Suspension |
| Miller, Todd A. | 81223 | December 23, 2013 | Insurance | Producer |
Default Order of Revocation, Cease & Desist and Civil Penalty |
| Miller, Todd A. | 81223 | August 30, 2013 | Insurance | Producer |
Order of Summary Suspension & Opportunity for Hearing |
| Millers First Insurance Company | July 27, 2012 | Insurance | Insurance Company |
Suspension Order |
|
| Mills, Dwight L. | 59470 |
Allegation: Improper Sales Resolution: Consent Signed: Permanent License Revocation Date of Order/Settlement: 2001-10-23 00:00:00 |
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| Minnesota Life Insurance Company | 91870 | August 31, 2016 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Miover, Peter E. |
Pilot Mound IA Allegation: Appealing Proposed Decision Denying Licensure Resolution: Order Affirming Proposed Decision and Denying Licensure Date of Order/Settlement: 2008-08-11 00:00:00 |
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| Miover, Peter E. | 58823 |
Omaha NE Allegation: Forgery;fraud in withdrawing insurance producer license; failure to disclose termination by insurance company. Resolution: Order signed: License revoked; $500 fine and $200 costs; prohibited from reapplying for license for 6 months. Date of Order/Settlement: 2005-08-19 00:00:00 |
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| Misty M. Wallace | 110511 | August 26, 2021 | Insurance | Producer |
Order for Suspension |
| Mitchell, Lori | 77954 | December 7, 2012 | Insurance | Producer |
Order for Suspension |
| Mitchell, Mark Sebastian | 84468 | September 17, 2014 | Insurance | Producer |
Default Order of Revocation. Cease and Desist and Civil Penalty |
| Mize, Lisa |
Summersville WV Allegation: Failure to respond. Resolution: Order - License revoked. Date of Order/Settlement: 2006-08-18 00:00:00 |
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| Moeller, Gregory M. | 59301 |
Mount Pleasant IA Allegation: Sale of unregistered securities and/or business opportunities Resolution: Consent signed: 1 yr. probation; repay all commissions of $1400;sell only approved products. Date of Order/Settlement: 2003-03-12 00:00:00 |
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| Moffitt, Joann M. |
Olathe KS Allegation: Misappropriating monies; using fraudulent coercive or dishonest practices in the conduct of business; demonstrating incompetence untrustworthiness or financial irresponsibility in the conduct of business. Resolution: Order issued and a consent order issued revoking insurance producer license. Date of Order/Settlement: 2009-03-04 00:00:00 |
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| Mohr, Mandy | 59592 |
Loves Park IL Allegation: Failure to respond Resolution: Order Signed: License Suspended; $250 Fine; $100 Costs; Respond to Division inquiry Date of Order/Settlement: 2002-06-11 00:00:00 |
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| Mollin, Harold P. | 58978 |
Manhasset NY Allegation: Failure to report administrative action Resolution: Order: License revoked Date of Order/Settlement: 2001-03-20 00:00:00 |
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| Montgomery, Carla S. | 59710 |
Medical Lake WA Allegation: Failure to notify of prior actions Resolution: Consent Signed: $100 Fine; $100 Costs Date of Order/Settlement: 2002-02-15 00:00:00 |
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| Monumental Life Insurance Company |
Baltimore MD Allegation: Multi-state examination regarding race based premium Resolution: Order signed: Company will make adjustment and shall not make or permit any unfair discrimination; payment to each state participating in agreement proportionately. Date of Order/Settlement: 2003-06-12 00:00:00 |
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| Moore, Steven J. |
Maquoketa IA Allegation: Committing an unfair trade practice making misrepresentation to an insurance company using fraudulent practices by allegedly forging anothers name. Resolution: Cease & Desist any violation of the Iowa Insurance laws and will surrender Life & Health insurance license and agrees not to reapply for license in future. Also on probation for a period of two years and will pay civil penalty. Date of Order/Settlement: 2006-07-27 00:00:00 |
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| Morell, Antonio | 84801 | October 1, 2014 | Insurance | Producer |
Order for Suspension |