The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Michael Cameron 105354 May 21, 2020 Insurance Producer

Order for Suspension

Michael D. Graham 97738 May 4, 2018 Insurance Producer

Order and Consent to Order

Michael D. Ray Jr. 96494 March 2, 2018 Insurance Producer

Order for Suspension

Michael Heiberger 105209 May 1, 2020 Insurance Producer

Order and Consent to Order

Michael P. Mulvehill 109030 April 22, 2021 Insurance Producer, Unlicensed

Final Order Refusing to Issue an Insurance Producer License

Michael S. McGuire 109823 August 13, 2021 Insurance Producer

Order and Consent to Order

Michael Wathen 97782 May 30, 2018 Insurance Producer

Order for Suspension

Micheal J. McKeon 91471 August 29, 2016 Insurance Producer

Order for Suspension

Micheal J. McKeon 91471 August 29, 2016 Insurance Producer

Order Reinstating License After Suspension

Middleton, Denyce

Waterloo IA

Allegation: Criminal action prior to licensure

Resolution: Consent signed: Probationary license issued 1 year probation subject to supervision; issue quarterly reports to Division regarding work

Date of Order/Settlement: 2004-01-08 00:00:00

Midland National Life Insurance Company 81679 October 23, 2014 Insurance Insurance Company

Regulatory Settlement Agreement

Midvale Indemnity Company June 28, 2019 Insurance Insurance Company

Order and Consent to Order

Mikels, Mike 82734 June 12, 2014 Insurance Producer

Default Order of Revocation, C&D and Civil Penalty

Millage, Andrew 73785 June 4, 2012 Insurance Producer

Order for Suspension

Miller, David J. 88960 April 5, 2016 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Miller, Jesse M. 91453 April 5, 2017 Insurance Producer

Order for Revocation and Order for Suspension

Miller, Todd A. 81223 December 23, 2013 Insurance Producer

Default Order of Revocation, Cease & Desist and Civil Penalty

Miller, Todd A. 81223 August 30, 2013 Insurance Producer

Order of Summary Suspension & Opportunity for Hearing

Millers First Insurance Company July 27, 2012 Insurance Insurance Company

Suspension Order

Mills, Dwight L. 59470

Allegation: Improper Sales

Resolution: Consent Signed: Permanent License Revocation

Date of Order/Settlement: 2001-10-23 00:00:00

Minnesota Life Insurance Company 91870 August 31, 2016 Insurance Insurance Company

Regulatory Settlement Agreement

Miover, Peter E. 58823

Omaha NE

Allegation: Forgery;fraud in withdrawing insurance producer license; failure to disclose termination by insurance company.

Resolution: Order signed: License revoked; $500 fine and $200 costs; prohibited from reapplying for license for 6 months.

Date of Order/Settlement: 2005-08-19 00:00:00

Miover, Peter E.

Pilot Mound IA

Allegation: Appealing Proposed Decision Denying Licensure

Resolution: Order Affirming Proposed Decision and Denying Licensure

Date of Order/Settlement: 2008-08-11 00:00:00

Misty M. Wallace 110511 August 26, 2021 Insurance Producer

Order for Suspension

Mitchell, Lori 77954 December 7, 2012 Insurance Producer

Order for Suspension

Mitchell, Mark Sebastian 84468 September 17, 2014 Insurance Producer

Default Order of Revocation. Cease and Desist and Civil Penalty 

Mize, Lisa

Summersville WV

Allegation: Failure to respond.

Resolution: Order - License revoked.

Date of Order/Settlement: 2006-08-18 00:00:00

Moeller, Gregory M. 59301

Mount Pleasant IA

Allegation: Sale of unregistered securities and/or business opportunities

Resolution: Consent signed: 1 yr. probation; repay all commissions of $1400;sell only approved products.

Date of Order/Settlement: 2003-03-12 00:00:00

Moffitt, Joann M.

Olathe KS

Allegation: Misappropriating monies; using fraudulent coercive or dishonest practices in the conduct of business; demonstrating incompetence untrustworthiness or financial irresponsibility in the conduct of business.

Resolution: Order issued and a consent order issued revoking insurance producer license.

Date of Order/Settlement: 2009-03-04 00:00:00

Mohr, Mandy 59592

Loves Park IL

Allegation: Failure to respond

Resolution: Order Signed: License Suspended; $250 Fine; $100 Costs; Respond to Division inquiry

Date of Order/Settlement: 2002-06-11 00:00:00

Mollin, Harold P. 58978

Manhasset NY

Allegation: Failure to report administrative action

Resolution: Order: License revoked

Date of Order/Settlement: 2001-03-20 00:00:00

Montgomery, Carla S. 59710

Medical Lake WA

Allegation: Failure to notify of prior actions

Resolution: Consent Signed: $100 Fine; $100 Costs

Date of Order/Settlement: 2002-02-15 00:00:00

Monumental Life Insurance Company

Baltimore MD

Allegation: Multi-state examination regarding race based premium

Resolution: Order signed: Company will make adjustment and shall not make or permit any unfair discrimination; payment to each state participating in agreement proportionately.

Date of Order/Settlement: 2003-06-12 00:00:00

Moore, Steven J.

Maquoketa IA

Allegation: Committing an unfair trade practice making misrepresentation to an insurance company using fraudulent practices by allegedly forging anothers name.

Resolution: Cease & Desist any violation of the Iowa Insurance laws and will surrender Life & Health insurance license and agrees not to reapply for license in future. Also on probation for a period of two years and will pay civil penalty.

Date of Order/Settlement: 2006-07-27 00:00:00

Morell, Antonio 84801 October 1, 2014 Insurance Producer

Order for Suspension

Morgan Asset Management, Inc; Morgan Keegan & Company, Inc. 71514 July 27, 2012 Securities Broker Dealer, Investment Adviser

Administrative Consent Order

Morgan Stanley & Co Inc 58417

New York NY

Allegation: Failed to exercise supervision over associated persons created or maintained inappropriate influences by investment banking over research analysts violated NASD and NYSE ethical standards.

Resolution: Consent: cease and desist without admitting or denying findings of fact or conclusions of law; pay $250000 Fine

Date of Order/Settlement: 2004-02-17 00:00:00

Morgan Stanley & Co. Inc

New York NY

Allegation: Sale of Unregistered Securities

Resolution: Findings of Fact Conclusions of Law Consent Order issued and a monetary penalty assessed.

Date of Order/Settlement: 2008-05-06 00:00:00

Morman, Chantelle 77955 November 21, 2012 Insurance Producer

Order for Suspension

Moscoso, Luis

Dubuque IA

Allegation: Unauthorized Insurer; Failure to disclose to policyholders that NFA is not a tax exempt organization; Misleading sales presentations; Unlawful solicitation of insurance business; Unsuitable transactions or recommendations.

Resolution: Consent Order signed: Insurance producer license is revoked and is permanently barred from reapplying for insurance license or applying for a securities agent license or investment advisor representative license.

Date of Order/Settlement: 2007-08-21 00:00:00

Mulhern, Theresa 73013 February 17, 2012 Securities Unlicensed

Consent Order

Murdoch Funeral Homes, Inc. 86759 March 18, 2015 Regulated Industries Preneed Seller

Consent Order

Murphy, Liliana 59541

San Antonio TX Allegation: Failure to notify of other state's actions; Failure to respond Resolution: Order signed: License revoked; $200 Fine; $100 Costs Date of Order/Settlement: 2001-05-31 00:00:00

Murphy, Michael J.

Deephaven MN

Allegation: Failure to report other states action.

Resolution: Order and Consent to Order and Agreement issued and a monetary penalty assessed.

Date of Order/Settlement: 2008-01-09 00:00:00

Murphy, Michael S. 59073

Elizabeth City NC

Allegation: Violations of Iowa uniform Securities Act: Misrepresentations; Omissions

Resolution: Order: Cease and Desist making untrue statements of material facts in the offer or sale of securities; from omitting misleading material facts; assessed $10000 civil penalty.

Date of Order/Settlement: 2004-02-12 00:00:00

Muse, Donald 78710 January 15, 2012 Insurance Producer

Order for Suspension

Mutual Med Insurance Services, LLC 95687 November 20, 2017 Insurance Business Entity Producer

Order and Consent to Order

Mutual of Omaha Insurance Company 59345

Omaha NE

Allegation: Failure to comply with requirements of external review procedure

Resolution: Consent signed: Pay $500 Fine

Date of Order/Settlement: 2003-11-26 00:00:00

Mutual Service Life Insurance Company 58487

Arden Hills MN

Allegation: Failure to respond to Division inquiry

Resolution: Consent: Provide substantive response; pay $500 Costs

Date of Order/Settlement: 2004-05-14 00:00:00

Nancy Ann Swenson (aka Hoogendoorn) 110512 August 25, 2021 Insurance Producer

Order for Suspension