The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
Click to subscribe for an email update when new orders are added to this page.
| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Johnson, Courtney L. | 83414 | June 26, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Johnson, Courtney L. | 83414 | May 12, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
| Johnson, Bradley |
Davenport IA Allegation: Failure to comply with Other State Agency - DHS; Non-compliance w/order of Child Support Resolution: Suspension Date of Order/Settlement: 2006-07-11 00:00:00 |
||||
| Johnson Jr., Ralph |
West Des Moines IA Allegation: Criminal History Resolution: Summary Order Denying Application for Sales Agent License. Date of Order/Settlement: 2008-01-18 00:00:00 |
||||
| John Hancock Life Insurance Company | 58325 |
Boston MA Allegation: Failure to respond Resolution: Consent signed: Agrees to respond to Division inquiries; $1000 Fine and Costs Date of Order/Settlement: 2001-03-12 00:00:00 |
|||
| John Doe | 96972 | June 6, 2018 | Insurance | Producer |
Summary Decision (Redacted) |
| John A. McAfee and McAfee & Associates, Inc. | 104164 | February 7, 2020 | Insurance | Producer |
Order and Consent to Order |
| Joel A. Courtney | 97752 | May 30, 2018 | Insurance | Producer |
Order for Suspension |
| Joe Finocchiaro | 105128 | April 27, 2020 | Insurance | Producer |
Order for Suspension |
| Jiles, Vincent | 81298 | December 24, 2013 | Insurance | Producer |
Order for Suspension |
| Jesse Rittenhouse | 99873 | November 21, 2018 | Insurance | Producer |
Order for Suspension |
| Jerrick, Rober | 72768 | March 21, 2014 | Insurance | Producer |
Order & Consent to Order |
| Jeremy Morgan | 104340 | February 18, 2020 | Insurance | Producer |
Order for Suspension |
| Jennings, Geoffrey A. | 59329 |
Council Bluffs IA Allegation: Sold unregistered securities or business opportunities without proper licensure; failed to disclose criminal actions; violation of 18 U.S.C. section 1033; misappropriating funds or borrowing from clients after representing he was not. Resolution: Order 9/15/03: License suspended; cease and desist from doing any insurance business in Iowa. Order dated 12/5/03: License permanently revoked; Cease and desist from offer and sale of unregistered securities and without proper securities license. Date of Order/Settlement: 2003-12-05 00:00:00 |
|||
| Jennifer D. Bartusek | 109636 | June 8, 2021 | Insurance | Producer |
Order for Suspension |
| Jeffrey l. Peterson | 98906 | August 8, 2018 | Insurance | Producer |
Order and Consent to Order |
| Jeffrey L. Peterson | 98906 | October 31, 2018 | Insurance | Producer |
Order Reinstating License After Suspension |
| Jeffrey L. Carman | 96386 | January 16, 2018 | Insurance | Producer |
Order for Suspension |
| Jeffrey H. Jensen | 107636 | April 22, 2021 | Insurance | Unlicensed |
Dismissal of Request for Hearing |
| Jeffrey Copeman | 100362 | January 3, 2019 | Insurance | Producer |
Order for Suspension |
| Jefferson Insurance Company | 97191 | January 19, 2018 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Jeanne E. Rieks | 85614 | February 12, 2015 | Insurance | Producer |
Order and Consent to Order |
| Jeanne E. Rieks | 85614 | March 3, 2017 | Insurance | Producer |
Order Reissuing License After Revocation |
| Jean-Baptiste, Giovanni R. | 85601 | November 6, 2015 | Insurance | Producer |
Final Order of Revocation, Cease and Desist and Civil Penalty |
| Javier Vasquez | 106524 | April 9, 2021 | Insurance | Producer |
Order and Consent to Order |
| Jason O'Neil | 99445 | November 21, 2018 | Insurance | Producer |
Order for Suspension |
| Jason J. Warner | 96619 | January 16, 2018 | Insurance | Producer |
Order for Suspension |
| Jarvis A. Thomas | 99824 | January 24, 2019 | Insurance | Producer |
Order and Consent to Order |
| Janet L. Ryerson | 107261 | October 27, 2020 | Insurance | Producer |
Order for Suspension |
| Jamie Brockman | 100564 | January 28, 2019 | Insurance | Producer |
Order Reinstating License After Suspension |
| Jamie Brockman | 100564 | January 15, 2019 | Insurance | Producer |
Order for Suspension |
| James B. Van Fleet IV | 112092 | January 4, 2022 | Insurance | Producer |
Order for Suspension |
| Jahvon J. Thompson | 103448 | January 28, 2020 | Insurance | Producer |
Findings of Fact, Conclusions of Law and Orders of Revocation, to Cease and Desist, and Other Relief |
| Jacquelyn Benda-Meeks | 102150 | July 29, 2019 | Insurance | Producer |
Order for Suspension |
| Jacob R. Brager | 96059 | February 6, 2018 | Insurance | Producer |
Order for Suspension |
| Jacob K. Scroggin | 96523 | January 31, 2018 | Insurance | Producer |
Order for Suspension |
| Jackson, Clarence | 88459 | October 21, 2015 | Insurance | Producer |
Order for Suspension |
| Jackson National Insurance Company | April 29, 2012 | Insurance | Insurance Company |
Consent Order |
|
| J.P. Morgan Securities Inc | 58414 |
New York NY Allegation: Failed to establish an enforce written supervisory procedures; made payments to other broker/dealers for research and failing to disclose said payments. Resolution: Consent without admitting or denying allegations; Pay $250000 Fine Date of Order/Settlement: 2004-01-30 00:00:00 |
|||
| J.P. Morgan Securities | 84425 | June 23, 2014 | Securities | Broker Dealer |
Administrative Consent Order |
| Irons, Jack |
Lincoln NE Allegation: Unregistered securities; Unregistered agent; Misrepresentation and Omissions Resolution: Cease and Desist Order issued and monetary penalty assessed. Date of Order/Settlement: 2008-02-15 00:00:00 |
||||
| Iowa Dental Association | 72585 | November 8, 2011 | Insurance |
Declaratory Order |
|
| IOA Re Inc | 59069 |
Plymouth Meeting PA Allegation: Failure to have third party administrator bond in force. Resolution: Consent signed: Certificate of Registration to act as a third-party administrator in Iowa is suspended until another surety bond is obtained and payment of $250 Costs Date of Order/Settlement: 2004-03-08 00:00:00 |
|||
| International Paper |
Memphis TN Allegation: Failed to file an application for renewal for Workers Compensation Self-Insurance program. Resolution: Consent Order signed and monetary penalty assessed. Date of Order/Settlement: 2007-08-18 00:00:00 |
||||
| International Marine Water Safety Foundation | 58992 |
Blainville Quebec Canada Allegation: Unauthorized insurance company Resolution: Order for Default: Cease and Desist as an unauthorized insurer in Iowa; $50000 Fine Date of Order/Settlement: 2002-05-01 00:00:00 |
|||
| Insurance Corporation of New York | 58637 |
New York NY Allegation: Failure to comply with Iowa minimum capital and surplus requirements Resolution: Order: Certificate of Authority suspended Date of Order/Settlement: 2005-08-22 00:00:00 |
|||
| Inlay, Douglas | 71609 | October 18, 2011 | Securities | Securities Agent |
Default Order |
| ING | 81254 | August 13, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Individual Resident Insurance Producer Licenses | 94918 | April 9, 2020 | Insurance | Producer |
Order Establishing Temporary Insurance Producer License |
| Individual Resident Insurance Producer Licenses | 94918 | May 29, 2020 | Insurance | Producer |
Order Extending the Issuance of Temporary Insurance Producer Licenses |