The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Burns, Ann Marie | 74153 | May 25, 2012 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Reynaldo Castillo | 74155 | July 6, 2021 | Insurance | Producer |
Order Reissuing License After Revocation |
| Castillo, Reynaldo | 74155 | April 18, 2012 | Insurance | Producer |
Order and Consent to Order |
| Stalheim, Roger L. | 75491 | June 11, 2012 | Insurance | Producer |
Order & Consent to Order |
| Livezey, Scott M. | 75917 | June 13, 2012 | Insurance | Producer |
Default Order |
| Beaman, Sarah E. | 75929 | October 17, 2016 | Insurance | Producer |
Order Lifting Suspension After Suspension and Expiration and Order for Suspension |
| Beaman, Sarah | 75929 | April 16, 2012 | Insurance | Producer |
Order for Suspension |
| Jones, Jeffrey G. | 75938 | April 9, 2012 | Insurance | Producer |
Order and Consent to Order |
| Williams, Melissa I. | 75939 | November 25, 2013 | Insurance | Producer |
Default Order |
| Harris, Keith J. | 75940 | April 2, 2012 | Insurance | Producer |
Order and Consent to Order |
| Crouch, Kelly D. | 75964 | April 19, 2012 | Insurance | Producer |
Consent Order |
| Matlock, Walter S. | 75966 | April 12, 2012 | Regulated Industries |
Proposed Decision |
|
| Bries, Michael | 76000 | May 1, 2012 | Insurance | Producer |
Order for Suspension |
| Riley, Logan | 76150 | May 4, 2012 | Insurance | Producer |
Order for Suspension |
| Salgado, Jose | 76187 | April 11, 2014 | Insurance | Producer |
Order & Consent to Order |
| Hulstein Jr., Tony | 76267 | May 3, 2013 | Insurance | Producer |
Proposed Decision |
| Freed, Ronald | 76389 | May 30, 2012 | Insurance | Producer |
Order for Suspension |
| Burkett, Corinne | 76390 | May 30, 2012 | Insurance | Producer |
Order for Suspension |
| Norris, Steven T. | 76447 | March 20, 2012 | Insurance | Producer |
Order and Consent to Order |
| Olberding, Dean E. | 76453 | March 3, 2017 | Insurance | Producer |
Order for Reissuance After License Suspension and Expiration and Order for Suspension |
| Neal, Tomica | 76454 | July 13, 2012 | Insurance | Producer |
Order for Suspension |
| Ellis, James J. | 76549 | April 16, 2012 | Insurance | Producer |
Order of Summary Suspension and Notice of Opportunity for Hearing |
| Ellis, James J. | 76549 | August 22, 2012 | Insurance | Producer |
Proposed Decision |
| Winegarden, Van | 76610 | June 13, 2012 | Insurance | Producer |
Order for Suspension |
| Kruger, Stephen | 76611 | June 13, 2012 | Insurance | Producer |
Order for Suspension |
| Thomas, Rayna | 76613 | August 12, 2012 | Insurance | Producer |
Order for Suspension |
| Kingston, Richard | 76614 | July 17, 2012 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Douglas, Vincent | 76619 | June 13, 2012 | Insurance | Producer |
Order for Suspension |
| Hjelmland, Bjorn | 76675 | October 23, 2013 | Insurance | Producer |
Proposed Decision |
| Berry, Rodney D. | 76741 | August 10, 2012 | Insurance | Producer |
Proposed Decision |
| Berry, Rodney D. | 76741 | April 25, 2012 | Insurance | Producer |
Order of Summary Suspension and Notice of Opportunity for Hearing |
| Spratt, Michael | 76763 | July 13, 2012 | Insurance | Producer |
Order for Suspension |
| Phillips, Dale | 76804 | July 23, 2012 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Hibbing, Timothy W. | 76938 | September 6, 2013 | Insurance | Producer |
Order & Consent to Order |
| UVEST Financial Services Group, Inc | 77063 | January 11, 2013 | Securities | Broker Dealer |
Administrative Consent Order |
| Bankers Life & Casualty Company | 77064 | November 16, 2012 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Bankers Life and Casualty Co. and BLC Financial Services, Inc. | 77064 | January 2, 2019 | Securities | Unlicensed |
Amended Consent Order |
| Bankers Life and Casualty Company | 77064 | November 6, 2012 | Securities | Unlicensed |
Administrative Consent Order |
| ProEquities, Inc | 77065 | November 16, 2012 | Securities | Broker Dealer |
Administrative Consent Order |
| Lange, Richard A. | 77073 | July 10, 2012 | Insurance | Producer |
Order & Consent to Order |
| Stammer, Terry | 77096 | August 22, 2012 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Alegent Health System | 77369 | July 30, 2012 | Insurance | Insurance Company |
Order & Consent to Order |
| Black, Michael | 77402 | September 7, 2012 | Insurance | Producer |
Order for Suspension |
| Henry, Casey C. | 77415 | December 10, 2012 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Stepanek, John M. | 77458 | August 2, 2012 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Lickiss, Stephen | 77483 | November 9, 2012 | Insurance | Producer |
Order for Suspension |
| Abel, Mark E. | 77531 | October 1, 2012 | Insurance | Producer |
Order for Suspension |
| Lacour, Connie | 77532 | October 1, 2012 | Insurance | Producer |
Order for Suspension |
| Fulwider, Robert | 77534 | December 7, 2012 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Grillet, Sandy | 77536 | October 1, 2012 | Insurance | Producer |
Order for Suspension |