The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
Click to subscribe for an email update when new orders are added to this page.
| Name | Case Number | Enforcement Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Kapp, Charles | 77724 | October 24, 2012 | Insurance | Producer |
Order for Suspension |
| Peppard, Justin | 77735 | November 16, 2012 | Insurance | Producer |
Order for Suspension |
| Ryder System, Inc. | 77799 | September 4, 2012 | Insurance |
Order & Consent to Order |
|
| Pingel, Pamela | 77817 | March 26, 2013 | Insurance | Producer |
Proposed Decision |
| Smith II, Lance | 77953 | December 14, 2012 | Insurance | Producer |
Order for Suspension |
| Mitchell, Lori | 77954 | December 7, 2012 | Insurance | Producer |
Order for Suspension |
| Morman, Chantelle | 77955 | November 21, 2012 | Insurance | Producer |
Order for Suspension |
| Riley, Carla | 77958 | November 20, 2012 | Insurance | Producer |
Order for Suspension |
| Larson, Stephanie | 77979 | November 20, 2012 | Insurance | Producer |
Order for Suspension |
| Allianz Life Insurance Company of North America | 78053 | March 20, 2018 | Securities | Insurance Company |
Modification to 2012 Regulatory Settlement Agreement |
| Madsen, Aaron | 78095 | November 9, 2012 | Insurance | Producer |
Order for Suspension |
| Welte, Douglas E. | 78144 | October 8, 2012 | Insurance | Producer |
Order & Consent to Order |
| Owens, Myron A. | 78159 | February 24, 2014 | Insurance | Producer |
Order & Consent to Order |
| Rowell, David | 78186 | November 13, 2012 | Insurance | Producer |
Order for Suspension |
| Kalny, Megan | 78211 | April 28, 2014 | Insurance | Producer |
Order Reinstating License After Suspension |
| Sessions, Christopher | 78212 | November 13, 2012 | Insurance | Producer |
Order for Suspension |
| Huynh, Samantha | 78229 | December 18, 2013 | Insurance | Producer |
Proposed Decision |
| Adkins, Krystal | 78263 | July 24, 2013 | Insurance | Producer |
Proposed Decision |
| Nationwide Financial Services, Inc | 78284 | October 15, 2012 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Lay, Tammie L. | 78348 | January 10, 2013 | Insurance | Producer |
Suspension Order |
| Davis, Korey | 78351 | November 27, 2012 | Insurance | Producer |
Order for Suspension |
| AGC Life Insurance Company | 78365 | October 22, 2012 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Sehr, Joseph L. | 78378 | February 6, 2013 | Insurance |
Proposed Decision |
|
| Link, Lacy | 78491 | January 10, 2013 | Insurance | Producer |
Suspension Order |
| Frederick, Zachary T. | 78514 | January 7, 2013 | Insurance | Producer |
Consent Order |
| Hancock, John | 78590 | November 9, 2012 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Vugteveen, Larry | 78598 | January 28, 2013 | Insurance | Producer |
Order for Suspension |
| McIntyre, Robert | 78651 | February 20, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Williams, Dean | 78653 | February 8, 2013 | Insurance | Producer |
Order for Suspension |
| Robertson, Bruce | 78655 | June 27, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Kiefer, Stephen | 78656 | February 15, 2013 | Insurance | Producer |
Order for Suspension |
| Gilleland, James | 78702 | February 15, 2013 | Insurance | Producer |
Order for Suspension |
| Deerberg, Tiffney | 78705 | February 15, 2013 | Insurance | Producer |
Order for Suspension |
| Shearer, Sharon | 78707 | February 15, 2013 | Insurance | Producer |
Order for Suspension |
| Charles, John | 78708 | March 26, 2013 | Insurance | Producer |
Order for Suspension |
| Pautsch, David | 78709 | February 18, 2013 | Insurance | Producer |
Order for Suspension |
| Muse, Donald | 78710 | January 15, 2012 | Insurance | Producer |
Order for Suspension |
| Reid's Funeral Chapel | 78761 | January 8, 2013 | Regulated Industries | Unlicensed |
Order & Consent to Order |
| Shoemaker, Robert | 78764 | February 18, 2013 | Insurance | Producer |
Order for Suspension |
| Schwieder, Jason | 78765 | May 21, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Abbas, Lyle H. | 78786 | October 21, 2014 | Insurance |
Decision and Declaratory Order |
|
| Blackman, Jacque | 78808 | March 5, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Trucke, Shannon M. | 78816 | July 31, 2013 | Insurance | Producer |
Default Order |
| Serati, Stephen | 78901 | July 30, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Jones, Darnell | 78940 | March 4, 2013 | Insurance | Producer |
Order & Consent to Order |
| Yon, Wyatt | 78957 | March 26, 2013 | Insurance | Producer |
Order for Suspension |
| Roberts, James | 78986 | December 23, 2013 | Securities, Insurance | Investment Adviser Representative, Producer, Securities Agent |
Order & Consent to Order |
| Roberts, James | 78986 | April 12, 2013 | Securities | Securities Agent |
Cease & Desist Order |
| Roberts, James | 78986 | May 20, 2013 | Insurance | Producer |
Order of Summary of Suspension and Notice of Opportunity for Hearing |
| Ameritas Investment Corporation | 78986 | May 5, 2014 | Securities | Broker Dealer, Securities Agent |
Order & Consent to Order |