Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number Sort ascending | Enforcement Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Wilhelmson, Steven C. | 58046 | Warr Acres OK Allegation: Providing incorrect information in license application; revocation of license by another state; failure to notify Division of prior actions. Resolution: Order signed: License revoked Date of Order/Settlement: 2004-10-08 00:00:00 |
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| Anderson, Neil R. | 58045 | Dixon IA Allegation: Using fraudulent or dishonest practices; failure to cooperate in an investiagion by commissioner Resolution: Order signed: License revoked Date of Order/Settlement: 2004-10-06 00:00:00 |
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| Kempema, David J. | 58039 | Sioux City IA Allegation: Failed to correct address at the Division; used unapproved marketing material; employed unlicensed employees doing insurance business; violation of 508C.18 in soliciting business. Resolution: Consent: Notify Division within 30 days of address change; use only company approved marketing materials; will not use any unlicensed employees doing insurance transactions;will protect confidential client info; pay $2500 Fine; no reference to 508C.18 Date of Order/Settlement: 2004-08-11 00:00:00 |
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| Porterfield III, Herlen C. | 58037 | Lansdowne PA Allegation: Providing incorrect information on License Application; conviction of a velony revocation of license in another state; failure to cooperate in investigation by commissioner Resolution: Order: License revoked Date of Order/Settlement: 2004-09-13 00:00:00 |
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| Ahlf, Johnathan C. | 58025 | Muscatine IA Allegation: Application fraud; forgery of customer signatures;fraudulent or dishonest practices. Resolution: Order: License revoked Date of Order/Settlement: 2004-07-27 00:00:00 |
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| Bates, David | 58019 | Barnum IA Allegation: Acting as unregistered securities agent Resolution: Order: Cease and desist acting as a securities agent without registration. Date of Order/Settlement: 2004-04-20 00:00:00 |
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| Stevens, Mike | 58018 | Eagle Grove IA Allegation: Acting as unregistered securities agent Resolution: Order: Cease and desist acting as a securities agent without registration. Date of Order/Settlement: 2004-04-20 00:00:00 |
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| Schlitter, Travis P. | 58008 | Davenport IA Allegation: Failure to pay child support Resolution: License Suspended Date of Order/Settlement: 2004-05-12 00:00:00 |
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| Mauro, Daniel E. | 58007 | Des Moines IA Allegation: Requested an administrative hearing for non-renewal of license. Resolution: Order: Commissioners denial of application for licensure upheld Date of Order/Settlement: 2004-07-21 00:00:00 |
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| Bray, Rebecca A. | 58002 | Orange City IA Allegation: Failure to respond Resolution: Order Signed: License Suspended; $500 Fine; $100 Costs; Respond to Division Date of Order/Settlement: 2000-07-12 00:00:00 |
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| Preszler, Carol V. | 57986 | Aberdeen SD Allegation: Failure to respond to Ins. Div.; Failure to report Administrative Action Resolution: Consent Signed: License revocation Date of Order/Settlement: 2000-10-25 00:00:00 |
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| Parker, Jay A. | 57985 | Cicero IL Allegation: Failure to respond to Ins. Div.; Failure to report Administrative Action Resolution: Order: License Suspended; $500 Fine; $100 Costs; provide a complete response and pay fine and costs. Date of Order/Settlement: 2000-11-13 00:00:00 |
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| Cahill, Amy C. | 57983 | Bath PA Allegation: Failure to respond Resolution: Order Signed: License Suspended; $500 Fine; $100 Costs; Respond to Division Date of Order/Settlement: 2000-08-16 00:00:00 |
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| Barry, Joseph D. | 57911 | Adel IA Allegation: Unlicensed producer Resolution: Consent signed: Cease and Desist in the sale of insurance; agrees not to reapply for a license Date of Order/Settlement: 2000-09-08 00:00:00 |
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| Cosgrove, William C. | 57872 | Campton NH Allegation: Failure to notify IID of other states administrative actions Resolution: Order: License suspended; $250 Fine; $100 Costs; Report other states administrative actions Date of Order/Settlement: 2002-07-12 00:00:00 |
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| Waters, Jason R. | 50976 | October 17, 2005 | Insurance | Producer | Order and Consent to Order |
| Time Insurance Company | 19IID0002 | June 25, 2019 | Insurance | Insurance Company | Default Order |
| Galen Hoodjer | 130451 | December 2, 2019 | Insurance | Producer | Order for Suspension |
| Abbas, Lyle H. et al. v. Wellmark, Inc. | 12IID026 | February 21, 2014 | Insurance | Insurance Company | Proposed Decision |
| Armstrong, Pamela | 11IID012 | October 14, 2011 | Insurance | Producer | Proposed Decision |
| Jeremy Pitchforth | 116723 | March 30, 2023 | Regulated Industries | Unlicensed | Order and Consent to Order & Order to Correct March 30, 2023 Order |
| Nexo Capital Inc. | 116030 | April 11, 2023 | Securities | Unlicensed | Consent Order |
| Kyle K. Brosamle | 115831 | December 20, 2022 | Insurance | Producer | Order and Consent to Order |
| Gabriel Brooks and Sean Thomas Brooks | 115709 | January 25, 2023 | Insurance | Producer | Order and Consent to Order |
| Douglas N. Wilson | 115199 | January 24, 2023 | Insurance | Producer | Order and Consent to Order |
| Mardy Gould | 114671 | May 3, 2023 | Insurance | Producer | Default Order, Findings of Fact, Conclusions of Law and Order |
| Karen A. Stout | 114670 | November 29, 2022 | Insurance | Producer | Order and Consent to Order |
| Michael B. Parks | 114669 | January 17, 2023 | Insurance | Producer | Default Order, Findings of Fact, Conclusions of Law and Order |
| Dana Johnson | 114667 | February 27, 2023 | Insurance | Producer | Order and Consent to Order |
| Windsor Jones, LLC, et al. | 114218 | October 31, 2022 | Insurance | Securities Agent | Summary Cease and Desist Order |
| Gregory David Stucky | 114020 | August 16, 2022 | Insurance | Producer | Final Order Issuing an Insurance Producer License on Probation |
| Matthew Trueg | 114006 | November 28, 2022 | Insurance | Producer | Order and Consent to Order |
| Brandon L. Blake | 113635 | June 8, 2022 | Insurance | Producer | Order for Suspension |
| Frank P. Tarasi | 113479 | July 11, 2022 | Insurance | Producer | Order and Consent to Order |
| Frank P. Tarasi | 113479 | December 20, 2022 | Insurance | Producer | Order Denying License Reissuance After Suspension |
| BlockFi Lending LLC | 112953 | June 8, 2022 | Securities | Broker Dealer | Consent Order |
| Timothy B. Loan | 112843 | March 21, 2022 | Insurance | Producer | Order for Suspension |
| Timothy B. Loan | 112843 | April 27, 2022 | Insurance | Producer | Order Reinstating License After Suspension |
| Prenischia Nicholson | 112826 | February 16, 2023 | Insurance | Producer | Default Order, Findings of Fact, Conclusions of Law and Order |
| Kyle T. Marker | 112825 | October 5, 2022 | Insurance | Producer | Default Order, Findings of Fact, Conclusions of Law and Order |
| Christine A. Willis | 112701 | March 9, 2022 | Insurance | Producer | Order for Suspension |
| Equiguard Agency Inc., dba The Equiguard Agency, Inc. and David Roberts | 112527 | February 9, 2022 | Insurance | Unlicensed | Summary Cease and Desist Order |
| American Family Mutual Insurance Company, S.I. | 112398 | January 11, 2022 | Insurance | Insurance Company | Multi-State Market Conduct Regulatory Settlement Agreement |
| Galen C. Hoodjer | 112381 | February 8, 2022 | Insurance | Producer | Order for Suspension |
| Brian W. Nelson | 112185 | June 8, 2022 | Insurance | Producer | Order and Consent to Order |
| Shannon Gage | 112142 | January 20, 2022 | Insurance | Producer | Order for Suspension |
| Aaron Sanders and Sanders Funeral Chapel, Inc. d/b/a Sanders Funeral Services | 112140 | May 24, 2022 | Regulated Industries | Preneed Sales Agent | Order and Consent to Order |
| James B. Van Fleet IV | 112092 | January 4, 2022 | Insurance | Producer | Order for Suspension |
| Adriana Mendoza | 112082 | January 4, 2022 | Insurance | Producer | Order for Suspension |
| Nicholas D. Garman | 111777 | December 2, 2021 | Insurance | Producer | Order and Consent to Order |