The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Anderson, Neil R. 58045

Dixon IA

Allegation: Using fraudulent or dishonest practices; failure to cooperate in an investiagion by commissioner

Resolution: Order signed: License revoked

Date of Order/Settlement: 2004-10-06 00:00:00

Kempema, David J. 58039

Sioux City IA

Allegation: Failed to correct address at the Division; used unapproved marketing material; employed unlicensed employees doing insurance business; violation of 508C.18 in soliciting business.

Resolution: Consent: Notify Division within 30 days of address change; use only company approved marketing materials; will not use any unlicensed employees doing insurance transactions;will protect confidential client info; pay $2500 Fine; no reference to 508C.18

Date of Order/Settlement: 2004-08-11 00:00:00

Porterfield III, Herlen C. 58037

Lansdowne PA

Allegation: Providing incorrect information on License Application; conviction of a velony revocation of license in another state; failure to cooperate in investigation by commissioner

Resolution: Order: License revoked

Date of Order/Settlement: 2004-09-13 00:00:00

Ahlf, Johnathan C. 58025

Muscatine IA

Allegation: Application fraud; forgery of customer signatures;fraudulent or dishonest practices.

Resolution: Order: License revoked

Date of Order/Settlement: 2004-07-27 00:00:00

Bates, David 58019

Barnum IA

Allegation: Acting as unregistered securities agent

Resolution: Order: Cease and desist acting as a securities agent without registration.

Date of Order/Settlement: 2004-04-20 00:00:00

Stevens, Mike 58018

Eagle Grove IA

Allegation: Acting as unregistered securities agent

Resolution: Order: Cease and desist acting as a securities agent without registration.

Date of Order/Settlement: 2004-04-20 00:00:00

Schlitter, Travis P. 58008

Davenport IA

Allegation: Failure to pay child support

Resolution: License Suspended

Date of Order/Settlement: 2004-05-12 00:00:00

Mauro, Daniel E. 58007

Des Moines IA

Allegation: Requested an administrative hearing for non-renewal of license.

Resolution: Order: Commissioners denial of application for licensure upheld

Date of Order/Settlement: 2004-07-21 00:00:00

Bray, Rebecca A. 58002

Orange City IA

Allegation: Failure to respond

Resolution: Order Signed: License Suspended; $500 Fine; $100 Costs; Respond to Division

Date of Order/Settlement: 2000-07-12 00:00:00

Preszler, Carol V. 57986

Aberdeen SD

Allegation: Failure to respond to Ins. Div.; Failure to report Administrative Action

Resolution: Consent Signed: License revocation

Date of Order/Settlement: 2000-10-25 00:00:00

Parker, Jay A. 57985

Cicero IL

Allegation: Failure to respond to Ins. Div.; Failure to report Administrative Action

Resolution: Order: License Suspended; $500 Fine; $100 Costs; provide a complete response and pay fine and costs.

Date of Order/Settlement: 2000-11-13 00:00:00

Cahill, Amy C. 57983

Bath PA

Allegation: Failure to respond

Resolution: Order Signed: License Suspended; $500 Fine; $100 Costs; Respond to Division

Date of Order/Settlement: 2000-08-16 00:00:00

Barry, Joseph D. 57911

Adel IA

Allegation: Unlicensed producer

Resolution: Consent signed: Cease and Desist in the sale of insurance; agrees not to reapply for a license

Date of Order/Settlement: 2000-09-08 00:00:00

Cosgrove, William C. 57872

Campton NH

Allegation: Failure to notify IID of other states administrative actions

Resolution: Order: License suspended; $250 Fine; $100 Costs; Report other states administrative actions

Date of Order/Settlement: 2002-07-12 00:00:00

Waters, Jason R. 50976 October 17, 2005 Insurance Producer

Order and Consent to Order

Time Insurance Company 19IID0002 June 25, 2019 Insurance Insurance Company

Default Order

Galen Hoodjer 130451 December 2, 2019 Insurance Producer

Order for Suspension

Abbas, Lyle H. et al. v. Wellmark, Inc. 12IID026 February 21, 2014 Insurance Insurance Company

Proposed Decision

Armstrong, Pamela 11IID012 October 14, 2011 Insurance Producer

Proposed Decision

Julyo Moreno 111049 October 6, 2021 Insurance Producer

Order for Suspension

Matthew J. Schneider 111020 October 6, 2021 Insurance Producer

Order for Suspension

Lynn V. Lewis 110892 September 28, 2021 Insurance Producer

Order for Suspension

Shane Mehmen 110596 October 21, 2021 Insurance Producer

Default Order, Findings of Fact, Conclusions of Law and Order

T.E.A.M. Builders, Ltd. and Austin Maginnis 110517 August 17, 2021 Insurance Public Adjuster, Unlicensed

Consent to Cease and Desist Order

Nancy Ann Swenson (aka Hoogendoorn) 110512 August 25, 2021 Insurance Producer

Order for Suspension

Misty M. Wallace 110511 August 26, 2021 Insurance Producer

Order for Suspension

Katina L. Parrish 110432 August 18, 2021 Insurance Producer, Unlicensed

Order and Consent to Order

Mark Beckendorf 110314 November 12, 2021 Insurance Producer

Order Reinstating License After Suspension

Mark Beckendorf 110314 August 9, 2021 Insurance Producer

Order for Suspension

Nathan W. Garrett 110274 August 11, 2021 Insurance Producer

Order for Suspension

Evan T. Bruce 110257 September 15, 2021 Insurance Public Adjuster

Order and Consent to Order

Nguyen, Alven 10DOCID023 October 14, 2010 Insurance Producer

 

Proposed Decision; Appeal Decision

Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance 109979 September 30, 2021 Insurance Producer, Unlicensed

Order and Consent to Order

Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance 109979 September 30, 2021 Insurance Producer

Order and Consent to Order

Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance 109979 September 30, 2021 Insurance Other, Unlicensed

Dismissal

Michael S. McGuire 109823 August 13, 2021 Insurance Producer

Order and Consent to Order

Benjamin Feick 109795 July 6, 2021 Insurance Producer

Order for Suspension

Colton James Umbarger 109718 August 9, 2021 Insurance Producer

Order for Suspension

Leonard L. Houston II 109717 June 14, 2021 Insurance Producer

Order for Suspension

Sara Nsimba Sanda 109715 June 14, 2021 Insurance Producer

Order for Suspension

Grove Exteriors, LLC dba 123 Exteriors 109646 August 20, 2021 Insurance Public Adjuster, Unlicensed

Consent to Cease and Desist Order

Jennifer D. Bartusek 109636 June 8, 2021 Insurance Producer

Order for Suspension

Chad T. Mackland 109487 July 9, 2021 Insurance Producer, Securities Agent

Order and Consent to Order

Peril Property Adjusters, LLC and Jerad Watson 109187 August 11, 2021 Insurance Public Adjuster

Consent to Cease and Desist Order

Michael P. Mulvehill 109030 April 22, 2021 Insurance Producer, Unlicensed

Final Order Refusing to Issue an Insurance Producer License

Timothy A. Ross 108968 April 5, 2021 Insurance Producer

Order for Suspension

Thomas A. Mulligan 108957 April 14, 2021 Insurance Producer

Order for Suspension

Thomas A. Mulligan 108957 August 13, 2021 Insurance Producer

Order Reinstating License After Suspension

GOATCO, LLC dba Anchor Roofing 108815 March 29, 2021 Insurance Public Adjuster, Unlicensed

Order and Consent to Order

David Franko 108757 April 14, 2021 Insurance Producer

Order Reinstating License After Suspension