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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Sort descending Case Number Enforcement Date Subject Entity Order Non-compliance Case
Bakken, Harlan T. 58879
Bakker, Mark
Balboa Insurance Company
Ball, Roger
Baltes, John R. 84166 October 8, 2014 Insurance Producer

Order & Consent to Order

No
Bankers Life & Casualty Company 77064 November 16, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

No
Bankers Life and Casualty Co. and BLC Financial Services, Inc. 77064 January 2, 2019 Securities Unlicensed

Amended Consent Order

No
Bankers Life and Casualty Company 58899
Bankers Life and Casualty Company 77064 November 6, 2012 Securities Unlicensed

Administrative Consent Order

No
Bankers Life and Casualty Company
Bankson, James P.
Bark, Michael
Barnes, Lloyd 59350
Barnett, Kevin
Barnett, Robert R. 59332
Barns, Drew
Barry Golinvaux 104259 February 21, 2020 Insurance Producer

Order Reinstating License After Suspension

Yes
Barry Golinvaux 104259 February 17, 2020 Insurance Producer

Order for Suspension

Yes
Barry, Joseph D. 57911
Barth, Douglas N. 59294
Basset, James N.
Bates, David 58019
Bauer, Debra J. 80039 September 12, 2013 Insurance Producer

Proposed Decision

No
Baxter, Raymond E. 59305
BCS Insurance Company 97190 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
Beaman, Sarah 75929 April 16, 2012 Insurance Producer

Order for Suspension

Yes
Beaman, Sarah E. 75929 October 17, 2016 Insurance Producer

Order Lifting Suspension After Suspension and Expiration and Order for Suspension

Yes
Bear Stearns & Co Inc 58415
Beau, Robert 73973 March 27, 2012 Insurance Producer

Order for Suspension

Yes
Beck, Eric
Bedivere Insurance Company March 29, 2021 Insurance Insurance Company

Summary Order of Suspension

Behn, John D.
Behner, Fred A. 83393 July 11, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

No
Behner, Fred A. 83393 May 8, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

No
Behnkendorf, Gerald D. 58710
Behnkendorf, Gerald D.
Beltramea, Randy L.
Bene Markets, LLC 104797 April 15, 2020 Insurance Business Entity Producer

Order and Consent to Order

No
Benjamin Feick 109795 May 10, 2022 Insurance Producer

Order Reinstating License After Suspension

Yes
Benjamin Feick 109795 July 6, 2021 Insurance Producer

Order for Suspension

Yes
Bennett, Christine L. 85227 November 3, 2014 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Benton, Pamela 79181 April 30, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Yes
Bergen, Bruce
Berkshire Hathaway Specialty Insurance Company and National Indemnity Company 97193 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
Berry, Rodney D. 76741 April 25, 2012 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for HearingĀ 

No
Berry, Rodney D. 76741 August 10, 2012 Insurance Producer

Proposed Decision

No
Bertsch, Kristoffer
Bessine, Dustin
Bianchi, Rick 83029 October 14, 2014 Insurance Producer, Securities Agent

Order & Consent to Order

No
Bibb, Carl M.