Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort descending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Bakken, Harlan T. | 58879 | |||||
| Bakker, Mark | ||||||
| Balboa Insurance Company | ||||||
| Ball, Roger | ||||||
| Baltes, John R. | 84166 | October 8, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Bankers Life & Casualty Company | 77064 | November 16, 2012 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Bankers Life and Casualty Co. and BLC Financial Services, Inc. | 77064 | January 2, 2019 | Securities | Unlicensed | Amended Consent Order |
No |
| Bankers Life and Casualty Company | 58899 | |||||
| Bankers Life and Casualty Company | 77064 | November 6, 2012 | Securities | Unlicensed | Administrative Consent Order |
No |
| Bankers Life and Casualty Company | ||||||
| Bankson, James P. | ||||||
| Bark, Michael | ||||||
| Barnes, Lloyd | 59350 | |||||
| Barnett, Kevin | ||||||
| Barnett, Robert R. | 59332 | |||||
| Barns, Drew | ||||||
| Barry Golinvaux | 104259 | February 21, 2020 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Barry Golinvaux | 104259 | February 17, 2020 | Insurance | Producer | Order for Suspension |
Yes |
| Barry, Joseph D. | 57911 | |||||
| Barth, Douglas N. | 59294 | |||||
| Basset, James N. | ||||||
| Bates, David | 58019 | |||||
| Bauer, Debra J. | 80039 | September 12, 2013 | Insurance | Producer | Proposed Decision |
No |
| Baxter, Raymond E. | 59305 | |||||
| BCS Insurance Company | 97190 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Beaman, Sarah | 75929 | April 16, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Beaman, Sarah E. | 75929 | October 17, 2016 | Insurance | Producer | Order Lifting Suspension After Suspension and Expiration and Order for Suspension |
Yes |
| Bear Stearns & Co Inc | 58415 | |||||
| Beau, Robert | 73973 | March 27, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Beck, Eric | ||||||
| Bedivere Insurance Company | March 29, 2021 | Insurance | Insurance Company | Summary Order of Suspension |
||
| Behn, John D. | ||||||
| Behner, Fred A. | 83393 | July 11, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Behner, Fred A. | 83393 | May 8, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| Behnkendorf, Gerald D. | 58710 | |||||
| Behnkendorf, Gerald D. | ||||||
| Beltramea, Randy L. | ||||||
| Bene Markets, LLC | 104797 | April 15, 2020 | Insurance | Business Entity Producer | Order and Consent to Order |
No |
| Benjamin Feick | 109795 | May 10, 2022 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Benjamin Feick | 109795 | July 6, 2021 | Insurance | Producer | Order for Suspension |
Yes |
| Bennett, Christine L. | 85227 | November 3, 2014 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Benton, Pamela | 79181 | April 30, 2013 | Insurance | Producer | Order for Suspension; Order Reinstating License After Suspension |
Yes |
| Bergen, Bruce | ||||||
| Berkshire Hathaway Specialty Insurance Company and National Indemnity Company | 97193 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Berry, Rodney D. | 76741 | April 25, 2012 | Insurance | Producer | Order of Summary Suspension and Notice of Opportunity for Hearing |
No |
| Berry, Rodney D. | 76741 | August 10, 2012 | Insurance | Producer | Proposed Decision |
No |
| Bertsch, Kristoffer | ||||||
| Bessine, Dustin | ||||||
| Bianchi, Rick | 83029 | October 14, 2014 | Insurance | Producer, Securities Agent | Order & Consent to Order |
No |
| Bibb, Carl M. |