The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Schwieder, Jason | 78765 | May 21, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Abbas, Lyle H. | 78786 | October 21, 2014 | Insurance |
Decision and Declaratory Order |
|
| Blackman, Jacque | 78808 | March 5, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Trucke, Shannon M. | 78816 | July 31, 2013 | Insurance | Producer |
Default Order |
| Serati, Stephen | 78901 | July 30, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Jones, Darnell | 78940 | March 4, 2013 | Insurance | Producer |
Order & Consent to Order |
| Yon, Wyatt | 78957 | March 26, 2013 | Insurance | Producer |
Order for Suspension |
| Roberts, James | 78986 | May 20, 2013 | Insurance | Producer |
Order of Summary of Suspension and Notice of Opportunity for Hearing |
| Ameritas Investment Corporation | 78986 | May 5, 2014 | Securities | Broker Dealer, Securities Agent |
Order & Consent to Order |
| Roberts, James | 78986 | December 23, 2013 | Securities, Insurance | Investment Adviser Representative, Producer, Securities Agent |
Order & Consent to Order |
| Roberts, James | 78986 | April 12, 2013 | Securities | Securities Agent |
Cease & Desist Order |
| Wooley, Steven | 79036 | April 1, 2013 | Insurance | Producer |
Order for Suspension |
| Kastner, Jessica R. | 79088 | April 3, 2013 | Regulated Industries | Preneed Sales Agent |
Default Order |
| Lambic Telcom | 79092 | July 11, 2013 | Insurance |
Findings of Fact, Conclusions of Law and Order |
|
| Fairfield Energy, Inc., Amazon Exploration LLC, Kenneth M. Gomez and Brian T. Sullivan | 79099 | February 1, 2013 | Securities | Unlicensed |
Cease & Desist Order and Subpoena Duces Tecum |
| Gomez, Kenneth and Sullivan, Brian | 79099 | July 18, 2013 | Securities | Unlicensed |
Proposed Decision |
| Pierce, Roger D. | 79155 | April 3, 2013 | Insurance | Producer |
Default Order |
| Fisher, John | 79174 | April 25, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Benton, Pamela | 79181 | April 30, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Peterson, Steven | 79264 | April 26, 2013 | Insurance | Producer |
Order for Suspension |
| Petefish, Daniel | 79326 | November 21, 2013 | Insurance | Producer |
Default Order |
| Johnson, David W. | 79381 | March 1, 2013 | Securities | Unlicensed |
Cease & Desist Order and Subpoena Duces Tecum |
| McDowell, Darren | 79412 | May 9, 2013 | Insurance | Producer |
Order for Suspension |
| Hoefflin, Craig R. | 79636 | May 16, 2013 | Insurance | Producer |
Order & Consent to Order |
| Darrell Duane Smith | 79798 | April 4, 2013 | Insurance | Producer |
Order of Summary Suspension and Notice of Opportunity for Hearing |
| Smith, Darrell D. | 79798 | July 15, 2013 | Securities, Insurance | Producer, Securities Agent |
Order & Consent to Order and Agreement |
| Carson, Natasha | 80003 | April 24, 2013 | Insurance | Producer |
Order & Consent to Order |
| Long, Chris | 80030 | September 10, 2013 | Insurance | Producer |
Order for Suspension |
| Rhoades, David | 80033 | November 25, 2014 | Insurance | Producer |
Order Reinstating License After Suspension and Suspension Order |
| Bauer, Debra J. | 80039 | September 12, 2013 | Insurance | Producer |
Proposed Decision |
| Ouverson, Neil L. | 80075 | October 30, 2013 | Insurance | Producer |
Order & Consent to Order |
| Flaherty, Joseph R. | 80169 | August 30, 2013 | Insurance | Producer |
Order & Consent to Order |
| McKinnon, Justin | 80196 | October 25, 2013 | Insurance | Producer |
Default Order |
| Hankins, Catherine | 80210 | August 8, 2013 | Insurance | Producer |
Order for Suspension |
| McKinney, Jesse | 80211 | August 8, 2013 | Insurance | Producer |
Order for Suspension |
| Guess, Mathew W. | 80221 | July 10, 2013 | Insurance | Producer |
Order & Consent to Order |
| Crosser, Kenneth | 80240 | February 12, 2014 | Securities, Insurance | Investment Adviser Representative, Producer, Securities Agent |
Order and Consent to Order |
| Voyager Financial Group, LLC | 80240 | June 4, 2013 | Securities | Unlicensed |
Cease & Desist Order |
| Voyager Financial Group, LLC | 80240 | September 20, 2013 | Securities | Unlicensed |
Order and Consent to Order and Agreement |
| Richardson, Tom | 80333 | December 30, 2013 | Insurance | Producer |
Order & Consent Order |
| Garza, Gregorio | 80379 | August 8, 2013 | Insurance | Producer |
Order for Suspension |
| Waterloo Memorial Park Cemetery | 80382 | May 14, 2013 | Regulated Industries | Other |
Voluntary Settlement and Consent Order |
| Drivers Insurance Company | 80461 | June 3, 2013 | Insurance | Insurance Company |
Suspension Order |
| American Motorists Insurance Company | 80462 | June 3, 2013 | Insurance | Insurance Company |
Suspension Order |
| McGregor, Kristine M. | 80569 | October 4, 2013 | Regulated Industries | Preneed Seller |
Default Order |
| Cross, Jared M. | 80570 | November 1, 2013 | Regulated Industries | Preneed Sales Agent |
Default Order |
| Crawford, Angela L. | 80571 | September 30, 2013 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Krieg, Katherine A. | 80581 | November 4, 2013 | Regulated Industries | Preneed Sales Agent |
Proposed Decision |
| Life Insurance Company of North America | 80583 | May 13, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| McChesney, Clinton C. | 80591 | April 15, 2015 | Insurance | Producer |
Order & Consent to Order |