The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Selected Market Insurance Group, LLC | 85163 | August 28, 2015 | Insurance | Third Party Administrator |
Consent Order as to Respondent Selected Market Insurance Group LLC. |
| Certificate of Authority of National Contractors Insurance Company | August 31, 2015 | Insurance | Insurance Company |
Summary Order of Suspension |
|
| Kenney, Jacob D. | 87973 | August 31, 2015 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Manuel, Dion L. | 86926 | August 31, 2015 | Insurance | Producer |
Final Order for Revocation of Insurance Producer License |
| Kinder, Kimberly J. | 88108 | September 15, 2015 | Insurance | Producer |
Order for Suspension |
| Ahnen, David C. | 88160 | September 21, 2015 | Insurance | Producer |
Order for Suspension |
| Waterloo Elmwood Cemetery Association | 88189 | September 22, 2015 | Regulated Industries | Unlicensed |
Order & Consent to Order |
| Lester, Shane M. | 88183 | September 23, 2015 | Insurance | Producer |
Order for Suspension |
| Amerco Group, Inc | 85163 | September 24, 2015 | Insurance | Insurance Company |
Summary Order to Cease & Desist by Consent and Statement of Charges |
| McIntosh, Rockne | 88210 | September 24, 2015 | Insurance | Producer |
Order for Suspension |
| Pinansky, Sporn et al | 85163 | September 24, 2015 | Insurance | Business Entity Producer, Producer, Unlicensed |
Consent Order to Cease and Desist and Other Relief as to Respondents Pinansky, Dylan Sporn, Marc Sporn, Consolidated USA Insurance, Inc., and Amerco Group, Inc. |
| Martin, Charles L. | 88262 | September 30, 2015 | Insurance | Producer |
Order for Suspension |
| Ryan, Nicholas T. | 88260 | September 30, 2015 | Insurance | Producer |
Order for Suspension |
| Sagnella, Michael J. | 88257 | October 15, 2015 | Insurance | Producer |
Order for Suspension |
| Gray, David R. | 87457 | October 20, 2015 | Securities | Securities Agent |
Regulatory Settlement Agreement |
| Nation, Julie Ann | 88416 | October 20, 2015 | Insurance | Producer |
Order for Suspension |
| Jackson, Clarence | 88459 | October 21, 2015 | Insurance | Producer |
Order for Suspension |
| Lukan, Tina M. | 88218 | October 21, 2015 | Insurance | Producer |
Order & Consent to Order |
| Perrien, Kristine | 88403 | October 23, 2015 | Insurance | Producer |
Order & Consent to Order |
| Glinsey, Fatammia | 88494 | October 29, 2015 | Insurance | Producer |
Order for Suspension |
| Brooke Life Insurance Company | 89182 | October 30, 2015 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Penman, Cindy L. | 88890 | November 4, 2015 | Insurance | Producer |
Order for Suspension |
| Jean-Baptiste, Giovanni R. | 85601 | November 6, 2015 | Insurance | Producer |
Final Order of Revocation, Cease and Desist and Civil Penalty |
| Speck, Jason | 84481 | November 24, 2015 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Siroky, Pamela | 85165 | November 24, 2015 | Insurance | Producer |
Order & Consent Order |
| Mark A. Schroder | 88815 | November 25, 2015 | Insurance | Producer |
Order for Suspension |
| Citigroup Global Markets Inc | 87635 | November 25, 2015 | Securities | Broker Dealer |
Administrative Consent Order |
| Bock, Jason | 88848 | December 1, 2015 | Insurance | Producer |
Order for Suspension |
| Gentry, Christopher J. | 88881 | December 8, 2015 | Insurance | Producer |
Order Reinstating License After Suspension & Order for Suspension |
| Bunch, Stephen M. | 88679 | December 10, 2015 | Insurance | Producer |
Order Reinstating License After Suspension & Order for Suspension |
| AXA Equitable Life Insurance Company | 89608 | December 18, 2015 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| LPL Financial LLC | 88827 | January 5, 2016 | Securities | Broker Dealer |
Consent Order |
| Newburn, Kenneth B. | 89034 | January 6, 2016 | Insurance | Producer |
Order Reinstating License After Suspension & Order for Suspension |
| Carroll, Kristina M. | 89387 | January 19, 2016 | Insurance | Producer |
Order Reinstating License After Suspension & Order for Suspension |
| Hagin, Robert P. | 89352 | February 19, 2016 | Insurance | Producer |
Order for Suspension |
| Panzer, Matthew B. and Quest Health Corporation | 89873 | March 4, 2016 | Insurance | Business Entity Producer, Producer |
Order and Consent to Order |
| Wingerd, Matthew G. | 89088 | March 21, 2016 | Insurance | Producer |
Findings of Fact, Conclusions of Law and Order of Suspension, Special Conditions of Licensure and Other Relief |
| Borcherding, Cory J. | 86403 | March 25, 2016 | Insurance | Producer |
Order and Consent to Order |
| Miller, David J. | 88960 | April 5, 2016 | Insurance | Producer |
Order Reinstating License After Suspension & Order for Suspension |
| Sylvester, Jennifer L. | 89538 | April 14, 2016 | Insurance | Producer |
Order for Suspension |
| Lampe, Eric W. | 89744 | April 18, 2016 | Insurance | Producer |
Order for Suspension |
| Hines, Lisa M. | 89523 | April 19, 2016 | Insurance | Producer |
Order and Consent to Order |
| Xchange Benefits LLC | 85163 | April 20, 2016 | Insurance | Unlicensed |
Consent Order as to Xchange Benefits LLC |
| Range, Lord Stephen A. | 89632 | April 22, 2016 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Arey, Chad C. | 89551 | May 2, 2016 | Insurance | Producer |
Order Reinstating License After Suspension, Order for Suspension following denial of Petition, Order Vacating Suspension, & Order for Suspension |
| Tiernan, Christopher | 89089 | May 2, 2016 | Insurance | Producer |
Default Order & Emergency Adjudicative Order |
| Speicher, Gary D. | 89811 | May 20, 2016 | Insurance | Producer |
Order and Consent to Order |
| National Union Fire Insurance Company of Pittsburgh PA. | 91146 | May 23, 2016 | Insurance | Insurance Company |
Order Regarding Examination |
| Finer, Randall A. | 86463 | May 26, 2016 | Securities | Unlicensed |
Modified Final Order to Cease and Desist with Restitution and Costs |
| Sporn, Bryana Starr | 85163 | May 26, 2016 | Insurance | Producer |
Regulatory Settlement Agreement As To Bryana Starr Sporn |