The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Pautsch, David | 78709 | February 18, 2013 | Insurance | Producer |
Order for Suspension |
| Pearson, Judith K. | 91156 | August 1, 2016 | Insurance | Producer |
Order for Suspension |
| Peck, Dawn | 72186 | September 6, 2011 | Regulated Industries |
Default Order |
|
| Pekin Insurance Company |
Pekin IL Allegation: Allowed business from agent not properly licensed. Resolution: Order: Pay $3500 Fine; Pay $1500 Costs; contact policyholders; resolve any unmet policyholder needs with costs assess to the agents/agency with report to Division on resolutions with policyholders. Date of Order/Settlement: 2004-06-22 00:00:00 |
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| Pell, Melissa | 58185 |
Kenova WV Allegation: Failure to notify of other state's action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00 |
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| Penman, Cindy L. | 88890 | November 4, 2015 | Insurance | Producer |
Order for Suspension |
| Penn Treaty Network America Insurance Company |
Allentown PA Allegation: Proposed a rate increases dated July 6 2007 for several types of long term care policies . Resolution: Summary Order Denying Premium Rate Increase. Date of Order/Settlement: 2007-07-20 00:00:00 |
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| Penn Treaty Network America Insurance Company | June 3, 2011 | Insurance | Insurance Company |
Suspension Order |
|
| Peppard, Justin | 77735 | November 16, 2012 | Insurance | Producer |
Order for Suspension |
| Perdue, Steven A. |
Cleveland OH Allegation: Failure to notify of other states action; providing incorrect information on license application; Resolution: Order: License revoked Date of Order/Settlement: 2004-07-19 00:00:00 |
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| Peril Property Adjusters, LLC and Jerad Watson | 109187 | August 11, 2021 | Insurance | Public Adjuster |
Consent to Cease and Desist Order |
| Perla Roman | 103436 | January 8, 2020 | Insurance | Producer |
Order Reinstating License After Suspension |
| Perla Roman | 103436 | December 2, 2019 | Insurance | Producer |
Order for Suspension |
| Perrien, Kristine | 88403 | October 23, 2015 | Insurance | Producer |
Order & Consent to Order |
| Petefish, Daniel | 79326 | November 21, 2013 | Insurance | Producer |
Default Order |
| Peters, Jerry L. | 58147 |
Kansas City MO Allegation: As an unregistered agent sold an unregistered security a viatical settlement investment contract to an Iowa resident. Resolution: Order: Cease and desist sales of unregistered non-exempt securities. Peter ordered to cease and desist acting as an agent while not registered with the Iowa Securities Bureau. Date of Order/Settlement: 2004-11-22 00:00:00 |
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| Petersen, James R. | 83422 | June 12, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
| Petersen, James R. | 83422 | August 5, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Petersen, Jeff A. | 59316 |
Sioux City IA Allegation: Unlicensed activity Resolution: Consent signed: Cease and Desist with unlicensed offer and sale of insurance; Pay costs of $7000. Date of Order/Settlement: 2003-04-04 00:00:00 |
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| Peterson, Kasey S. | 83427 | November 6, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Peterson, Steven | 79264 | April 26, 2013 | Insurance | Producer |
Order for Suspension |
| Pettus, Rodney | 58572 |
Charlotte NC Allegation: Failure to notify of other state's action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00 |
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| Philadelphia Indemnity Insurance Company | 58897 |
Bala Cynwyd PA Allegation: Failure to respond to Divisions inquiry Resolution: Consent signed: Respond to Divisions inquiry; pay $500 Fine; $100 Costs Date of Order/Settlement: 2003-06-27 00:00:00 |
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| Phillips, Dale | 76804 | July 23, 2012 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Pierce, James W. | 82901 | July 2, 2014 | Insurance | Unlicensed |
Order & Consent Order |
| Pierce, Judith |
Independence IA Allegation: Used funds to pay herself and certain persons funds to which they were not entitled and failed to follow a direct Order of the Commissioner. Resolution: Consent Order issued and Producer License surrendered. Date of Order/Settlement: 2009-05-29 00:00:00 |
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| Pierce, Roger D. | 79155 | April 3, 2013 | Insurance | Producer |
Default Order |
| Pinansky, Donald Ira | 85163 | March 2, 2015 | Insurance | Unlicensed |
Summary Order to C&D by Consent and Statement of Charges |
| Pinansky, Sporn et al | 85163 | September 24, 2015 | Insurance | Business Entity Producer, Producer, Unlicensed |
Consent Order to Cease and Desist and Other Relief as to Respondents Pinansky, Dylan Sporn, Marc Sporn, Consolidated USA Insurance, Inc., and Amerco Group, Inc. |
| Pingel, Pamela | 77817 | March 26, 2013 | Insurance | Producer |
Proposed Decision |
| Pipkin, Chris Howard | 58093 |
Cedar Rapids IA Allegation: Unlicensed investment advisor; Filed misleading Form U-4 Application; failure to report outside business activities; misrepresentations; omissions; effective transactions through deceptive means. Resolution: Order and Consent to Order and Agreement: 23 month bar on reapplying for an Iowa securities agent license; agrees to reimburse Division $1000 for costs incurred Date of Order/Settlement: 2005-01-26 00:00:00 |
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| Pleggenkuhle, Jason E. | 59446 |
Des Moines IA Allegation: Failure to notify of other administrative action Resolution: Consent Signed: Permanent License revocation Date of Order/Settlement: 2001-07-10 00:00:00 |
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| PMI Mortgage Insurance Company | November 16, 2011 | Insurance | Insurance Company |
Suspension Order |
|
| Poe, Jimmy | 70930 | June 16, 2011 | Insurance | Unlicensed |
Order and Consent to Order |
| Polcyn, James |
Ft. Lauderdale FL Allegation: Unlicensed sale of Insurance. Resolution: Cease and Desist order; Civil penalty assessed. Date of Order/Settlement: 2006-12-28 00:00:00 |
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| Pontow, Thomas | 82638 | March 14, 2014 | Insurance | Producer |
Order & Consent to Order |
| Porterfield III, Herlen C. | 58037 |
Lansdowne PA Allegation: Providing incorrect information on License Application; conviction of a velony revocation of license in another state; failure to cooperate in investigation by commissioner Resolution: Order: License revoked Date of Order/Settlement: 2004-09-13 00:00:00 |
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| Praul, Allen D. | 58123 |
Bettendorf IA Allegation: Unregistered securities agent; Selling unregistered securities; Misrepresentations and omissions in the sale of securities Resolution: Cease and desist order in the sale of unregistered securities by an unregistered agent Date of Order/Settlement: 2005-03-22 00:00:00 |
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| Praul, Allen D. | 58123 |
Bettendorf IA Allegation: Sale of unregistered securities; omitting material facts/ information; misstatements of material facts; practice to defraud; unregistered as a securities agent; unsuitable sales; exerted undue influence over clients. Resolution: Consent signed: insurance license revoked; permanently barred from reapplying; permanently barred from applying for securities license. Date of Order/Settlement: 2005-06-21 00:00:00 |
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| Prchal, Jeremy |
Omaha NE Allegation: Failure to respond Resolution: License revoked. Date of Order/Settlement: 2006-08-18 00:00:00 |
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| Premium Income Corporation | 58124 |
Seattle WA Allegation: Sale of unregistered securities in Iowa; misrepresentations and omissions in the sales of unregistered securities Resolution: Cease and desist order in the sale of unregistered securities by an unregistered agent. Date of Order/Settlement: 2005-03-22 00:00:00 |
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| Preneed Sellers and Sale Agents | 94918 | April 30, 2020 | Regulated Industries | Preneed Sales Agent, Preneed Seller |
Second Order Extending Annual Report Deadline and License Expiration |
| Preneed Sellers and Sale Agents | 94918 | March 31, 2020 | Regulated Industries | Preneed Sales Agent, Preneed Seller |
Order Extending Annual Report Filing Deadline and License Expiration |
| Preszler, Carol V. | 57986 |
Aberdeen SD Allegation: Failure to respond to Ins. Div.; Failure to report Administrative Action Resolution: Consent Signed: License revocation Date of Order/Settlement: 2000-10-25 00:00:00 |
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| Pribil, John W. | 83575 | August 11, 2014 | Insurance | Producer |
Default Order of Revocation, Cease and Desist and Civil Penalty |
| Pride National Insurance Company | March 20, 2013 | Insurance | Insurance Company |
Suspension Order |
|
| Priest, Harry A. | 59336 |
Avoca IA Allegation: Sale of unregistered securities and/or business opportunities Resolution: Consent signed: 1 yr probation; restitution to investors of $8400; sell only approved insurance or securities products. Date of Order/Settlement: 2003-02-10 00:00:00 |
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| Privolos, George T. | 59368 |
Bloomington IL Allegation: Provided incorrect information on license application Resolution: Order: License revoked; Pay $500 Fine and $200 Costs before relicensure Date of Order/Settlement: 2005-07-29 00:00:00 |
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| Proactive Indemnity Corp, AKA Proactive Financial Corp., AKA Contingent Cargo Co., Ahmed Badrus Salam, AKA Josh Capello, Umer M. Masood, AKA Josh Capello | 98458 | July 3, 2018 | Insurance | Unlicensed |
Summary Cease and Desist Order |
| ProEquities, Inc | 77065 | November 16, 2012 | Securities | Broker Dealer |
Administrative Consent Order |