The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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Name | Case Number | Order Date | Subject | Entity | Order |
---|---|---|---|---|---|
Burke, Brian C. | 82518 | May 1, 2014 | Insurance | Producer |
Order Reinstating Licensee After Suspension |
Burke, Brian C. | 82518 | May 1, 2014 | Insurance | Producer |
Order Reinstating License After Suspension & Order for Suspension |
Ciha, Daniel W. | 82538 | March 4, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller, Unlicensed |
Cease & Desist Order and Order of Suspension and Notice of Right of Hearing |
Mahoney, Keith | 82552 | March 20, 2014 | Insurance | Producer |
Order & Consent to Order |
Guarantee Trust Life Insurance Company | 82552 | February 14, 2014 | Insurance | Insurance Company |
Order Adopting Settlement |
Gant, Robert R. | 82568 | June 19, 2015 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
Gant, Robert R. | 82568 | April 21, 2014 | Insurance | Producer |
Order for Suspension |
Vaudt, Brady J. | 82623 | January 23, 2015 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
Buck III, Dallas | 82637 | February 26, 2014 | Insurance | Producer |
Order & Consent to Order |
Pontow, Thomas | 82638 | March 14, 2014 | Insurance | Producer |
Order & Consent to Order |
Mikels, Mike | 82734 | June 12, 2014 | Insurance | Producer |
Default Order of Revocation, C&D and Civil Penalty |
Scharingson, Jeffery B. | 82816 | April 3, 2014 | Securities, Insurance | Investment Adviser Representative, Producer |
Order & Consent to Order |
Oberheim, Maria A. | 82828 | May 15, 2014 | Insurance | Producer |
Order for Suspension |
Pierce, James W. | 82901 | July 2, 2014 | Insurance | Unlicensed |
Order & Consent Order |
Arnie Paul Andreasen | 82902 | October 13, 2014 | Insurance | Unlicensed |
Order and Consent to Order |
Andreasen, Arnie Paul | 82902 | June 27, 2014 | Insurance | Unlicensed |
Summary Cease and Desist Order |
Taylor, Kimberly D. | 82934 | May 28, 2014 | Insurance | Producer |
Order for Suspension |
Bianchi, Rick | 83029 | October 14, 2014 | Insurance | Producer, Securities Agent |
Order & Consent to Order |
Gaye, Nyaten | 83030 | June 12, 2014 | Insurance | Producer |
Default Order of Revocation, C&D and Civil Penalty |
Ochsendorf, Christian | 83115 | September 25, 2014 | Insurance | Producer |
Order & Consent to Order |
Biede, David R. | 83233 | February 5, 2015 | Insurance | Producer |
Order & Consent to Order |
Waterloo Memorial Park Cemetary | 83329 | May 2, 2014 | Regulated Industries | Other |
Order to Cease and Desist and Consent to Order |
Papich, Michael D. | 83335 | May 7, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
Papich, Michael D. | 83335 | June 16, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
Robert L. and Michelle R. Dugger Funeral Homes LLC | 83336 | May 5, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller |
Order of Suspension for Good Cause as to Sales Agent |
Robert L. and Michelle R. Dugger Funeral Homes LLC | 83336 | May 5, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller |
Order of Suspension for Good Cause as to Seller |
Robert L. and Michelle R. Dugger Funeral Homes LLC | 83336 | May 28, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller |
Order & Consent to Order |
S.K. Rogers Funeral Homes LLC | 83337 | May 12, 2014 | Regulated Industries | Preneed Seller |
Order of Suspension for Good Cause |
S.K. Rogers Funeral Homes LLC | 83337 | June 9, 2014 | Regulated Industries | Preneed Seller |
Order & Consent to Order |
Andrews, Ronald Anthony (Tony) | 83390 | May 30, 2014 | Regulated Industries | Preneed Sales Agent |
Order and Consent to Order |
Andrews, Ronald Anthony (Tony) | 83390 | May 8, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
Behner, Fred A. | 83393 | July 11, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
Behner, Fred A. | 83393 | May 8, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
Boothby, Michael D. | 83394 | June 12, 2014 | Insurance | Preneed Sales Agent |
Order & Consent to Order |
Boothby, Michael D. | 83394 | May 8, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
Critchfield, Jack A. | 83395 | September 4, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
Douglas-Henderson, Donna | 83396 | May 29, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
Douglas-Henderson, Donna | 83396 | July 16, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
Fredregill, Ryan M. | 83398 | August 20, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
Fredregill, Ryan M. | 83398 | June 13, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
Johnson, Courtney L. | 83414 | June 26, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
Johnson, Courtney L. | 83414 | May 12, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
Johnson, Karen S. | 83415 | June 9, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
Johnson, Karen S. | 83415 | May 12, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
Sanders, Aaron | 83417 | July 7, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
Sanders, Aaron | 83417 | May 12, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
McQuaid, Nancy | 83418 | July 16, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
Petersen, James R. | 83422 | August 5, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
Petersen, James R. | 83422 | June 12, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
Peterson, Kasey S. | 83427 | November 6, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |