The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Duffin, Richard

Lehi UT

Allegation: Unregistered investment advisor and representative.

Resolution: Consent Order signed and civil penalty assessed.

Date of Order/Settlement: 2007-05-29 00:00:00

Duehr, Mark 69672 April 11, 2011 Insurance Producer

Default Order

Duane A. Carlson 73964 January 25, 2021 Insurance Producer

Order Following Suspension and Expiration

Drivers Insurance Company 80461 June 3, 2013 Insurance Insurance Company

Suspension Order

Dressander, Michael S. 58732

Naperville IL

Allegation: Omission from insurance application; misrepresentation in insurance applications

Resolution: Consent signed: 2 yrs probation; Pay $2000 Fine; $500 Costs; Agrees to sign only those applications he personally solicits

Date of Order/Settlement: 2003-08-29 00:00:00

Douglas-Henderson, Donna 83396 May 29, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Douglas-Henderson, Donna 83396 July 16, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Douglas, Vincent 76619 June 13, 2012 Insurance Producer

Order for Suspension

Douglas T. Beier 107540 November 30, 2020 Insurance Producer

Order for Suspension

Douglas R. Potter 104962 November 3, 2020 Insurance Producer

Order of Revocation and to Cease and Desist

Douglas R. Potter 104962 July 29, 2020 Insurance Producer

Order and Consent to Order

Dorenkamp, Teresa Jo 72765 September 29, 2011 Securities Securities Agent

Order of Summary Suspension and Notice of Opportunity for Hearing; Order of Revocation of Securities Agent License

Donald Ira Pinansky; Dylan Brent Sporn; Marc Shaye Sporn; Brynna Starr Sporn; Consolidated USA Insurance, Inc.; Starr Insurance Group Inc.; Amerco Group, Inc. fka Amerco Insurance, Inc.; Xchange Benefits LLC; and Selected Market Insurance 85163 November 26, 2016 Insurance Business Entity Producer, Producer, Unlicensed

Default Decision and Order to Cease and Desist and for Payment of Civil Penalties and Costs as to Starr Insurance Group Inc. 

Dolphin, Troy W. 58828

Des Moines IA

Allegation: Insurance application fraud

Resolution: Consent Signed: Surrender Iowa insurance producer license; refrain from reapplying; refrain from violations of Iowa insurance laws or regulations.

Date of Order/Settlement: 2003-10-07 00:00:00

Dodd, Larenzo

Cedar Rapids IA

Allegation: Failure to disclose all criminal convictions on application

Resolution: Order: Denial of application for an linsurance license is upheld.

Date of Order/Settlement: 2004-06-24 00:00:00

Doctors and Surgeons National Risk Retention Group IC, Inc. November 1, 2016 Insurance Insurance Company

Summary Order of Suspension

Dixon, William R. 59391

Apalachin NY

Allegation: Failure to report another states administrative action

Resolution: Consent signed: Cease and desist violations of Iowa insurance statutes and rules; pay $125 Fine and $125 Costs

Date of Order/Settlement: 2005-09-23 00:00:00

Direct Mail Processing, LLC; Rehg Data Assets, Inc. D/B/A RGI Data Assets, Inc.; Katherine Rehg 107696 December 21, 2020 Insurance Unlicensed

Summary Cease and Desist Order

Diaz, Rodrigo 84186 August 20, 2014 Insurance Producer

Default Order of Revocation, Cease and Desist and Civil Penalty

Deutsche Bank Securities Inc 58659

New York NY

Allegation: Engaged in acts or practices that created/maintained inappropriate influence by investment banking over research analysts failed to have adequate policies and procedures to handle conflicts of interest failed to produce emails as requested

Resolution: Without admitting or denying findigs offact and conclusions of law DBS will cease and desist violations of the Iowa Uniform Securities Act will comply with several undertakings and pay $287500 Fine.

Date of Order/Settlement: 2005-05-16 00:00:00

Denney, Janis I. 59676

Mount Ayr IA

Allegation: Misappropriation of premiums

Resolution: Consent: License revocation; cooperate with the IID investigation

Date of Order/Settlement: 2003-01-16 00:00:00

Dencklau, John E. 89967 September 12, 2016 Insurance Producer

Order Reinstating License After Suspension and Order and Consent to Order

Den Hartog, Deborah L. 92275 November 21, 2016 Insurance Producer

Order for Suspension

Degeeter, Devin T. 69101 April 5, 2011 Insurance Producer

Order and Consent to Order 

Deerberg, Tiffney 78705 February 15, 2013 Insurance Producer

Order for Suspension

Deel, Stephanie J. 58128

Chesapeake VA

Allegation: Incorrect information on License application; failure to notify Division of prior actions

Resolution: Order: License revoked; $500 Fine; $200 Costs

Date of Order/Settlement: 2005-05-23 00:00:00

Dedicated Resources Inc

Miami FL

Allegation: Not a registered broker/dealer agents; sale of unregistered securities (viaticals)

Resolution: Consent signed: Cease and desist the offer or sale of unregistered securities (viatical settlement) investment contracts to persons residing in Iowa.

Date of Order/Settlement: 2005-09-10 00:00:00

Decambra, Jennifer L. 58116

Limestone ME

Allegation: Failure to notify Division of prior actions

Resolution: Order: License revoked; Pay $500 Fine before licensure is restored

Date of Order/Settlement: 2005-03-24 00:00:00

Dawn M. Burroughs 95617 November 13, 2018 Insurance Producer

Order and Consent to Order

Davis, William J.

Spirit Lake IA

Allegation: Child Support Violation

Resolution: Order for Suspension issued.

Date of Order/Settlement: 2008-05-16 00:00:00

Davis, William

Spirit Lake IA

Allegation: Appealed denial of licensure.

Resolution: Appeal Decision: Denied Securities license; as to his insurance license the decision of the administrative law judge is affirmed. Davis is suspended for a period of three months and is assessed a civil penalty.

Date of Order/Settlement: 2007-08-20 00:00:00

Davis, Shana M.

Des Moines IA

Allegation: Violations of Securities Act; Unregistered agent & investment adviser representative Misrepresentations & Omissions Cease and Desist orders issued by other states

Resolution: Consent: pay $3000 Costs; cooperate in investigation;

Date of Order/Settlement: 2006-02-23 00:00:00

Davis, Samele Becca 87834 August 19, 2015 Insurance Producer

Order for Suspension

Davis, Korey 78351 November 27, 2012 Insurance Producer

Order for Suspension

Davis, Carl

West Des Moines IA

Allegation: Advertising Violations

Resolution: Order and Consent to Order - placed on probation for a period of six months; Civil penalty and costs imposed.

Date of Order/Settlement: 2007-05-29 00:00:00

David Froscheiser 99583 November 26, 2018 Insurance Producer

Order for Suspension

David Franko 108757 April 14, 2021 Insurance Producer

Order Reinstating License After Suspension

David Franko 108757 March 18, 2021 Insurance Producer

Order for Suspension

Daugherty, Sandra J. 59304

Madrid IA

Allegation: Criminal complaints

Resolution: Consent signed: License revoked permanently

Date of Order/Settlement: 2003-03-03 00:00:00

Dasilva Jr., Walter C. 58121

Oklahoma City OK

Allegation: Failure to notify Division of prior action.

Resolution: Order: License revoked; Pay $500 Fine and $200 Costs before relicensure in Iowa

Date of Order/Settlement: 2005-05-04 00:00:00

Darron W. Dean 102164 November 5, 2019 Insurance Business Entity Producer, Producer

Findings of Fact, Conclusions of Law and Orders to Cease and Desist, and Other Relief

Darrell Duane Smith 79798 April 4, 2013 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing

Darnell, Mary E. 58071

Grinnell IA

Allegation: Failure to comply with child support order

Resolution: License suspended

Date of Order/Settlement: 2004-10-28 00:00:00

Dansco Contracting; Dan Glasgow and Joel Manley 73437 November 18, 2011 Insurance Unlicensed

Summary Cease and Desist Order

Dansco Contracting and Dan Glasgow 73437 July 30, 2013 Insurance Unlicensed

Proposed Decision

Daniel Ochocki; Andrea Frank; Platinum Supplemental Insurance Inc.; and Ashlee Marie Metcalf 101120 July 10, 2019 Insurance Business Entity Producer, Producer

Order and Consent to Order

Daniel Lansing 102616 September 13, 2019 Insurance Producer

Order for Suspension

Daniel Lansing 102616 September 26, 2019 Insurance Producer

Order Reinstating License After Suspension

Damon D. Walker 98241 September 7, 2018 Insurance Producer

Order and Consent to Order

Dail, Angela 58375

Sorrento FL Allegation: Failure to notify of other state's action Resolution: Order; License Revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00