Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date Sort descending | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Joel A. Courtney | 97752 | May 30, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Ricky Joe Halvorsen | 97720 | June 6, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| John Doe | 96972 | June 6, 2018 | Insurance | Producer | Summary Decision (Redacted) |
No |
| Kerry Erts | 93576 | June 11, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
No |
| Crager, Jamie and Blazefly, Inc. | 96501 | June 21, 2018 | Securities | Unlicensed | Findings of Fact, Conclusions of Law, and Final Order |
No |
| Tristan O'Neal | 97943 | June 25, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Lukas Jack | 97388 | June 25, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Proactive Indemnity Corp, AKA Proactive Financial Corp., AKA Contingent Cargo Co., Ahmed Badrus Salam, AKA Josh Capello, Umer M. Masood, AKA Josh Capello | 98458 | July 3, 2018 | Insurance | Unlicensed | Summary Cease and Desist Order |
No |
| Ryan Marcum | 98184 | July 23, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Crystal Garner | 98304 | July 23, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Gary Helgerson | 98302 | July 23, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Bridget Crane | 98330 | July 23, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Stephanie Peters Zimmerman | 98400 | July 25, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Ryan Marcum | 98184 | July 30, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Jeffrey l. Peterson | 98906 | August 8, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Capson Physicians Insurance Company | August 10, 2018 | Insurance | Insurance Company | Notice of Hazardous Financial Condition and Order |
No | |
| Stephanie Peters Zimmerman | 98400 | August 16, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Valiaku Kargbo | 98736 | August 17, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Mark A. Schroder | 88815 | August 28, 2018 | Insurance | Producer | Order for Reissuance After License Suspension and Expiration |
Yes |
| Lisa Sander | 98732 | August 29, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Damon D. Walker | 98241 | September 7, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Brian Todd Thompson | 94359 | September 10, 2018 | Insurance | Producer | Order for Reissuance After License Suspension and Expiration |
Yes |
| Covals Douze | 97894 | September 20, 2018 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Final Orders |
No |
| Xpress Healthcare LLC and New Benefits, Ltd. | 99303 | September 21, 2018 | Insurance | Unlicensed | Summary Order to Cease and Desist |
No |
| Tristan O'Neal | 97943 | October 2, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Anthony Fitz | 95616 | October 4, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Roger Duane Goodwin | 96500 | October 4, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Austin Norris | 95677 | October 10, 2018 | Securities, Insurance | Producer, Securities Agent | Order and Consent to Order |
No |
| Tommy McCellan-Bey | 95615 | October 12, 2018 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Final Orders |
No |
| Kimberly C. Acosta | 96497 | October 18, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Randy Rudolph | 99309 | October 24, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Joseph Daniel | 99255 | October 24, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Forest Cemetery Association | 99570 | October 25, 2018 | Regulated Industries | Other | Order and Consent to Order |
No |
| Jeffrey L. Peterson | 98906 | October 31, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
No |
| Kristopher Powars | 99123 | November 1, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Dawn M. Burroughs | 95617 | November 13, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Alliant Energy | November 20, 2018 | Insurance | Order and Consent to Order |
No | ||
| Michael Anthony | 97584 | November 21, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Jesse Rittenhouse | 99873 | November 21, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Jason O'Neil | 99445 | November 21, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| David Froscheiser | 99583 | November 26, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Charlene Schuman Deegan | 98419 | November 30, 2018 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Final Orders |
No |
| Lisa Weltzin | 98418 | December 4, 2018 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Final Orders |
No |
| Katherine Rosencrants | 99964 | December 19, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Bankers Life and Casualty Co. and BLC Financial Services, Inc. | 77064 | January 2, 2019 | Securities | Unlicensed | Amended Consent Order |
No |
| Mark Schroder | 100075 | January 2, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Jeffrey Copeman | 100362 | January 3, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Brian T. Zimmerman | 100419 | January 10, 2019 | Insurance | Producer | Order and Consent to Order |
No |
| Jamie Brockman | 100564 | January 15, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Trina M. Gomez | 98904 | January 16, 2019 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Final Orders |
No |