Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort ascending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Continental Casualty Company | 59733 | |||||
| Continental Casualty Company | 82348 | March 10, 2014 | Insurance | Insurance Company | Order & Consent to Order |
No |
| Consolidated USA Insurance, Inc | 85163 | March 2, 2015 | Insurance | Business Entity Producer | Summary Order to C&D by Consent and Statement of Charges |
No |
| Conseco Senior Health Insurance Company | ||||||
| Conseco Senior Health Insurance Company | ||||||
| Conseco Senior Health Insurance Company | ||||||
| Conseco Life Insurance Company | ||||||
| Conseco Life Insurance Company | May 28, 2010 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No | |
| Conseco Annuity Assurance Company | 58369 | |||||
| Conseco Annuity Assurance Company | 59652 | |||||
| Conseco Annuity Assurance Company | 59460 | |||||
| Conroy, John | ||||||
| Conoco Phillips Company | ||||||
| Companion Life Insurance Company | 106189 | June 8, 2021 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Comeau, Perry | ||||||
| Combined Insurance Company of America | ||||||
| Colton James Umbarger | 109718 | August 9, 2021 | Insurance | Producer | Order for Suspension |
Yes |
| Colorado Bankers Life Insurance Company | January 31, 2020 | Insurance | Insurance Company | Summary Order of Suspension |
||
| Coleman, Tisha | 74144 | April 5, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Coleman, Ronald | 68603 | March 8, 2011 | Insurance | Producer | Order and Consent to Order |
No |
| Cochran, David | 73972 | March 27, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Clem, Anthony | ||||||
| Clark, John T. | 81918 | December 1, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Clark, Deborah | ||||||
| Clapper, Jill | 69794 | November 4, 2011 | Regulated Industries | Preneed Sales Agent | Consent to Order |
No |
| Citigroup Global Markets Inc | 87635 | November 25, 2015 | Securities | Broker Dealer | Administrative Consent Order |
No |
| Citigroup Global Markets Inc | 58412 | |||||
| Cillo, Mark | ||||||
| Cillo, Mark | ||||||
| Cillo, Mark | ||||||
| Ciha, Daniel W. | 82538 | March 4, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller, Unlicensed | Cease & Desist Order and Order of Suspension and Notice of Right of Hearing |
No |
| Church Life Insurance | ||||||
| Christopher Novotny | 111360 | January 3, 2022 | Insurance | Producer | Order for Suspension |
Yes |
| Christopher L. Cruse | 96374 | March 28, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Christopher L. Childers | 105894 | July 6, 2021 | Insurance | Producer | Order Reinstating License After Suspension |
No |
| Christopher L. Childers | 105894 | September 9, 2020 | Insurance | Producer | Order and Consent to Order |
No |
| Christopher Goerdt | 101762 | January 21, 2020 | Insurance | Producer | Findings of Fact, Conclusions of Law and Orders of Revocation, to Cease and Desist, and Other Relief |
No |
| Christine R. Nelson | 86713 | February 24, 2015 | Regulated Industries | Preneed Seller | Cease and Desist Order |
No |
| Christine A. Wilson | 102146 | June 13, 2019 | Insurance | Producer | Order and Consent to Order |
No |
| Christine A. Wilson | 102146 | October 31, 2019 | Insurance | Producer | Order Denying License Reinstatement After Suspension |
No |
| Christine A. Willis | 112701 | March 9, 2022 | Insurance | Producer | Order for Suspension |
Yes |
| Christian, Kevin M. | 59663 | |||||
| Christian, Crystal | 58178 | |||||
| Christensen, Daniel J. | 59300 | |||||
| Christensen Jr., Robert A. | 59340 | |||||
| Christ, Rebekah N. | 82185 | September 25, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Chieves, Ritchie | ||||||
| Chastang, Jasmine | 81328 | February 6, 2014 | Insurance | Producer | Default Order |
No |
| Charles, John | 78708 | March 26, 2013 | Insurance | Producer | Order for Suspension |
Yes |
| Charles Smith | 106281 | July 20, 2020 | Insurance | Producer | Order for Suspension |
Yes |