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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Sort ascending Case Number Enforcement Date Subject Entity Order Non-compliance Case
Continental Casualty Company 59733
Continental Casualty Company 82348 March 10, 2014 Insurance Insurance Company

Order & Consent to Order

No
Consolidated USA Insurance, Inc 85163 March 2, 2015 Insurance Business Entity Producer

Summary Order to C&D by Consent and Statement of Charges

No
Conseco Senior Health Insurance Company
Conseco Senior Health Insurance Company
Conseco Senior Health Insurance Company
Conseco Life Insurance Company
Conseco Life Insurance Company May 28, 2010 Insurance Insurance Company

Regulatory Settlement Agreement

No
Conseco Annuity Assurance Company 58369
Conseco Annuity Assurance Company 59652
Conseco Annuity Assurance Company 59460
Conroy, John
Conoco Phillips Company
Companion Life Insurance Company 106189 June 8, 2021 Insurance Insurance Company

Regulatory Settlement Agreement

No
Comeau, Perry
Combined Insurance Company of America
Colton James Umbarger 109718 August 9, 2021 Insurance Producer

Order for Suspension

Yes
Colorado Bankers Life Insurance Company January 31, 2020 Insurance Insurance Company

Summary Order of Suspension
 

Coleman, Tisha 74144 April 5, 2012 Insurance Producer

Order for Suspension

Yes
Coleman, Ronald 68603 March 8, 2011 Insurance Producer

Order and Consent to Order

No
Cochran, David 73972 March 27, 2012 Insurance Producer

Order for Suspension

Yes
Clem, Anthony
Clark, John T. 81918 December 1, 2014 Insurance Producer

Order & Consent to Order

No
Clark, Deborah
Clapper, Jill 69794 November 4, 2011 Regulated Industries Preneed Sales Agent

Consent to Order

No
Citigroup Global Markets Inc 87635 November 25, 2015 Securities Broker Dealer

Administrative Consent Order

No
Citigroup Global Markets Inc 58412
Cillo, Mark
Cillo, Mark
Cillo, Mark
Ciha, Daniel W. 82538 March 4, 2014 Regulated Industries Preneed Sales Agent, Preneed Seller, Unlicensed

Cease & Desist Order and Order of Suspension and Notice of Right of Hearing

No
Church Life Insurance
Christopher Novotny 111360 January 3, 2022 Insurance Producer

Order for Suspension

Yes
Christopher L. Cruse 96374 March 28, 2018 Insurance Producer

Order for Suspension

Yes
Christopher L. Childers 105894 July 6, 2021 Insurance Producer

Order Reinstating License After Suspension

No
Christopher L. Childers 105894 September 9, 2020 Insurance Producer

Order and Consent to Order

No
Christopher Goerdt 101762 January 21, 2020 Insurance Producer

Findings of Fact, Conclusions of Law and Orders of Revocation, to Cease and Desist, and Other Relief 

No
Christine R. Nelson 86713 February 24, 2015 Regulated Industries Preneed Seller

Cease and Desist Order

No
Christine A. Wilson 102146 June 13, 2019 Insurance Producer

Order and Consent to Order

No
Christine A. Wilson 102146 October 31, 2019 Insurance Producer

Order Denying License Reinstatement After Suspension

No
Christine A. Willis 112701 March 9, 2022 Insurance Producer

Order for Suspension

Yes
Christian, Kevin M. 59663
Christian, Crystal 58178
Christensen, Daniel J. 59300
Christensen Jr., Robert A. 59340
Christ, Rebekah N. 82185 September 25, 2014 Insurance Producer

Order & Consent to Order

No
Chieves, Ritchie
Chastang, Jasmine 81328 February 6, 2014 Insurance Producer

Default Order

No
Charles, John 78708 March 26, 2013 Insurance Producer

Order for Suspension

Yes
Charles Smith 106281 July 20, 2020 Insurance Producer

Order for Suspension

Yes