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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Sort ascending Subject Entity Order Non-compliance Case
Gallegos, Marie E.
Beltramea, Randy L.
Newkirk, Timothy 59396
Gajdos, Daniel 58674
Schatz, Kenneth
Brean Murray Carret & Company LLC
Stabile, Timothy
Nelson, Bruce
IDS Life Insurance Company
Goodwin, Roger Duane
(The) Just Foundation
Bankers Life and Casualty Company
Skaggs, Christopher
Davis, Carl
Penn Treaty Network America Insurance Company
Davis, William
Barnett, Kevin
Smith, Virginia E.
Johnson Jr., Ralph
National Prearranged Services Inc
Morgan Stanley & Co. Inc
Hawkeye Life Insurance Group
Clem, Anthony
Hinton, Michael
Seibald, Jack
Balboa Insurance Company
Pierce, Judith
Andersen, Elizabeth
Kemper, Daniel
Raymond, Daniel R. 58348
John Hancock Life Insurance Company 58325
Huff Sr., Roland L 58942
Herrera, Sharon S. 58954
American General Assurance Company 58945
Puget Sound Agricultural Society 59737
Lenz, Nathaniel A. 59584
Cosgrove, William C. 57872
Conseco Annuity Assurance Company 59652
Nielsen, Virginia E. 59482
Barnett, Robert R. 59332
Lippold, Robert J. 59302
Lavin, Larry B. 59313
Siamis, Dennis T
Bankers Life and Casualty Company 58899
Roche, Michael J. 58728
Straka, Catherine A. 58687
Norris, Kara 58737
OConnor Jr., Jerome J. 58743
J.P. Morgan Securities Inc 58414
U. S. Bancorp 58411