Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date Sort ascending | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Gallegos, Marie E. | ||||||
| Beltramea, Randy L. | ||||||
| Newkirk, Timothy | 59396 | |||||
| Gajdos, Daniel | 58674 | |||||
| Schatz, Kenneth | ||||||
| Brean Murray Carret & Company LLC | ||||||
| Stabile, Timothy | ||||||
| Nelson, Bruce | ||||||
| IDS Life Insurance Company | ||||||
| Goodwin, Roger Duane | ||||||
| (The) Just Foundation | ||||||
| Bankers Life and Casualty Company | ||||||
| Skaggs, Christopher | ||||||
| Davis, Carl | ||||||
| Penn Treaty Network America Insurance Company | ||||||
| Davis, William | ||||||
| Barnett, Kevin | ||||||
| Smith, Virginia E. | ||||||
| Johnson Jr., Ralph | ||||||
| National Prearranged Services Inc | ||||||
| Morgan Stanley & Co. Inc | ||||||
| Hawkeye Life Insurance Group | ||||||
| Clem, Anthony | ||||||
| Hinton, Michael | ||||||
| Seibald, Jack | ||||||
| Balboa Insurance Company | ||||||
| Pierce, Judith | ||||||
| Andersen, Elizabeth | ||||||
| Kemper, Daniel | ||||||
| Raymond, Daniel R. | 58348 | |||||
| John Hancock Life Insurance Company | 58325 | |||||
| Huff Sr., Roland L | 58942 | |||||
| Herrera, Sharon S. | 58954 | |||||
| American General Assurance Company | 58945 | |||||
| Puget Sound Agricultural Society | 59737 | |||||
| Lenz, Nathaniel A. | 59584 | |||||
| Cosgrove, William C. | 57872 | |||||
| Conseco Annuity Assurance Company | 59652 | |||||
| Nielsen, Virginia E. | 59482 | |||||
| Barnett, Robert R. | 59332 | |||||
| Lippold, Robert J. | 59302 | |||||
| Lavin, Larry B. | 59313 | |||||
| Siamis, Dennis T | ||||||
| Bankers Life and Casualty Company | 58899 | |||||
| Roche, Michael J. | 58728 | |||||
| Straka, Catherine A. | 58687 | |||||
| Norris, Kara | 58737 | |||||
| OConnor Jr., Jerome J. | 58743 | |||||
| J.P. Morgan Securities Inc | 58414 | |||||
| U. S. Bancorp | 58411 |