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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Sort descending Case Number Enforcement Date Subject Entity Order Non-compliance Case
Straka, Catherine A. 58687
Stratford Insurance Co. 107932 December 21, 2020 Insurance Business Entity Producer, Insurance Company

Order and Consent to Order

No
Stratton, Christine 71103 July 8, 2011 Insurance Producer

Order for Suspension

Yes
Straw, Jack
Strohbehn, Robert 73969 March 27, 2012 Insurance Producer

Order for Suspension

Yes
Strohmeier, Gretchen A. 59071
Success Trust and Holding LLC
Sullivan, Alan J. 96085 November 13, 2017 Insurance

Decision Vacating Denial and an Order Granting Consent to Work in Business of Insurance

No
Sun Life Companies 85950 December 2, 2014 Insurance Insurance Company

Regulatory Settlement Agreement

No
Sunrise Energy Inc
Surber, Ryan C. 81919 February 20, 2014 Insurance Producer

Order for Suspension

Yes
Svoboda, Steven
Swafford, Judi A.
Swantek, Daniel M. 93363 March 21, 2017 Insurance Producer

Order for Suspension

Yes
Sylvester, Jennifer L. 89538 April 14, 2016 Insurance Producer

Order for Suspension

Yes
Symetra Life Insurance Company 85949 December 2, 2014 Insurance Insurance Company

Regulatory Settlement Agreement

No
T.E.A.M. Builders, Ltd. and Austin Maginnis 110517 August 17, 2021 Insurance Public Adjuster, Unlicensed

Consent to Cease and Desist Order

No
Tallett, David
Tammie L. Strong 108516 March 1, 2021 Insurance Producer

Order for Suspension

Yes
Tanya Schettler 107604 February 23, 2021 Insurance Producer

Order and Consent to Order

No
Tanya Schettler 107604 August 25, 2021 Insurance Producer

Order Reinstating License After Suspension

No
Tapken, John
Taylor, Keren M. 90801 June 28, 2016 Insurance Producer

Order for Suspension

Yes
Taylor, Kimberly D. 82934 May 28, 2014 Insurance Producer

Order for Suspension

Yes
Taylor, Thomas C. 59369
Terraza, Jose M. 92369 June 19, 2017 Insurance Producer

Final Findings of Fact, Conclusions of Law and Order

No
The Aliera Companies, Inc., Jessica Joy Buddington, Aliera Healthcare, Inc., Ensurian Agency, LLC, USA Benefits & Administrators, LLC, Advevo, LLC, and Tactic Edge Solutions, LLC 105205 July 12, 2021 Insurance Producer, Third Party Administrator, Unlicensed

Order and Consent to Order

No
The Securities and Regulated Industries Bureau 94918 June 26, 2017 Securities

Order of Appointment

No
Theresa L. Ellenwood 108517 February 23, 2021 Insurance Producer

Order for Suspension

Yes
Thiede, William A. 69335 April 10, 2012 Insurance Producer

Default Order

No
Thiltgen, Sarah 93273 March 22, 2017 Insurance Producer

Order for Suspension

Yes
Thole, John M. 58191
Thoman, Linette E. 84486 August 25, 2014 Insurance Producer

Order & Consent to Order

No
Thomas A. Mulligan 108957 August 13, 2021 Insurance Producer

Order Reinstating License After Suspension

Yes
Thomas A. Mulligan 108957 April 14, 2021 Insurance Producer

Order for Suspension

Yes
Thomas Clyce 103767 January 2, 2020 Insurance Producer

Order for Suspension

Yes
Thomas Weisel Partners LLC 58660
Thomas, Brodie 72409 November 16, 2011 Insurance Producer

Order for Suspension

Yes
Thomas, Joyce B. 58862 August 16, 2005 Insurance Producer

Order & Consent to Order

No
Thomas, Kirk 83456 June 23, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

No
Thomas, Rayna 76613 August 12, 2012 Insurance Producer

Order for Suspension

Yes
Thomas, Sam 73410 May 1, 2012 Insurance Producer

Order for Suspension

Yes
Thompson, Brian T. 94359 July 7, 2017 Insurance Producer

Order for Suspension

Yes
Thompson, Edwin J. 85074 November 12, 2014 Insurance Producer

Default Order of Revocation, Cease & Desist and Civil Penalty 

No
Thompson, Kelly G. 82151 February 27, 2014 Insurance Producer

Order for Suspension

Yes
Thompson, Paul B. 70934 April 19, 2011 Insurance Producer

Agreement, Order and Consent to Order

No
Thompson, Rodney 84480 September 29, 2014 Insurance Producer

Order for Suspension

Yes
THPCA both individually and dba Total Home Protection, and Ronald Seruya, both individually and dba Total Home Protection 101043 February 25, 2019 Regulated Industries Producer, Unlicensed

Summary Cease and Desist Order

No
THPCA d/b/a Total Home Protection 101043 January 29, 2020 Regulated Industries Unlicensed

Order and Consent to Order

No
TIAA_CREF 81252 August 1, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

No