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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Sort descending Case Number Enforcement Date Subject Entity Order Non-compliance Case
USI of Georgia Inc
UVEST Financial Services Group, Inc 77063 January 11, 2013 Securities Broker Dealer

Administrative Consent Order

No
Valenti, Anthony 81849 February 25, 2014 Insurance Producer

Default Order of Revocation, Cease and Desist and Civil Penalty

No
Valiaku Kargbo 98736 August 17, 2018 Insurance Producer

Order for Suspension

Yes
Van Hook, Martisa J. 92549 November 21, 2016 Insurance Producer

Order for Suspension

Yes
Van Rensburg, Gideon Janse 85649 December 31, 2014 Insurance Producer

Order for Suspension

Yes
Vander Wilt, Arthur J. 59582
Vaudt, Brady J. 82623 January 23, 2015 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Vedovino, John
Veenstra, Douglas
Vendemia, Joseph
Vendonn L. Simmons Jr. 108693 March 22, 2021 Insurance Producer

Order for Suspension

Yes
Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance 109979 September 30, 2021 Insurance Producer, Unlicensed

Order and Consent to Order

No
Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance 109979 September 30, 2021 Insurance Producer

Order and Consent to Order

No
Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance 109979 September 30, 2021 Insurance Other, Unlicensed

Dismissal

No
Vendonn Simmons 104391 April 14, 2020 Insurance Producer

Order Reinstating License After Suspension

Yes
Vendonn Simmons Jr. 104391 February 7, 2020 Insurance Producer

Order for Suspension

Yes
Vershaw, Todd C. 95687 November 20, 2017 Insurance Producer

Order and Consent to Order

No
Victor C. Washington 105532 June 1, 2020 Insurance Producer

Order and Consent to Order

No
Victoria Automobile Insurance Company
Viking Insurance Company of Wisconsin
Volts, Michael R. 84452 November 12, 2014 Insurance Producer

Default Order of Revocation, Cease & Desist and Civil Penalty

No
Voss, Diana L. 94287 July 7, 2017 Insurance Producer

Order for Suspension

Yes
Voyager Financial Group, LLC 80240 September 20, 2013 Securities Unlicensed

Order and Consent to Order and Agreement

No
Voyager Financial Group, LLC 80240 June 4, 2013 Securities Unlicensed

Cease & Desist Order

No
Vugteveen, Larry 78598 January 28, 2013 Insurance Producer

Order for Suspension

Yes
Wachovia Capital Markets LLC
Waddell & Reed Inc
Wagemann, Andrew 91354 August 18, 2016 Insurance Producer

Order for Suspension

Yes
Walker, Charles R. 84207 August 11, 2014 Insurance Producer

Order for Suspension

Yes
Walker, Samuel W.
Walter A. Starkey 92965 March 12, 2019 Insurance Producer

Order Reinstating License After Suspension

Yes
Walter Link 102678 September 26, 2019 Insurance Producer

Order for Suspension

Yes
Walter Link 102678 October 2, 2019 Insurance Producer

Order Reinstating License After Suspension

Yes
Washington National Insurance Company
Waterloo Elmwood Cemetery Association 88189 September 22, 2015 Regulated Industries Unlicensed

Order & Consent to Order

No
Waterloo Memorial Park Cemetary 83329 May 2, 2014 Regulated Industries Other

Order to Cease and Desist and Consent to Order

No
Waterloo Memorial Park Cemetery 80382 May 14, 2013 Regulated Industries Other

Voluntary Settlement and Consent Order

No
Waters, Jason R. 50976 October 17, 2005 Insurance Producer

Order and Consent to Order

No
Weaver, Andy 74140 June 4, 2012 Insurance Producer

Order for Suspension

Yes
Webb, Nathaniel
Weber, Wayne 94778 November 15, 2017 Insurance Producer

Order for Suspension

Yes
Weisberg, Max
Welander, LuJean
Welding, Carla L. 93611 April 18, 2017 Insurance Producer

Order for Suspension

Yes
Welte, Douglas E. 78144 October 8, 2012 Insurance Producer

Order & Consent to Order

No
Western General Insurance Company December 3, 2021 Insurance Insurance Company

Summary Order of Suspension

Western Insurance Company October 7, 2011 Insurance Insurance Company

Suspension Order

No
Whaley, Dean 71681 September 6, 2011 Insurance Producer

Order for Suspension

Yes
Whirlpool Corporation