Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort ascending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| American Manufacturers Mutual Insurance Company | July 9, 2012 | Insurance | Insurance Company | Suspension Order |
No | |
| American General Assurance Company | 58945 | |||||
| American Family Mutual Insurance Company, S.I. | June 28, 2019 | Insurance | Insurance Company | Order and Consent to Order |
No | |
| American Family Mutual Insurance Company, S.I. | 112398 | January 11, 2022 | Insurance | Insurance Company | Multi-State Market Conduct Regulatory Settlement Agreement |
No |
| American Family Life Insurance Company | ||||||
| American Family Life Assurance Company of Columbus (AFLAC) | 97247 | February 7, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| American Equity Investment Life Insurance Company | 58055 | |||||
| American Country Insurance Company - NAIC # 38237 | May 9, 2022 | Insurance | Insurance Company | Order Reinstating Certificate of Authority After Suspension |
||
| American Country Insurance Company | February 20, 2020 | Insurance | Insurance Company | Summary Order of Suspension |
||
| Amerco Group, Inc | 85163 | September 24, 2015 | Insurance | Insurance Company | Summary Order to Cease & Desist by Consent and Statement of Charges |
No |
| Allied Property and Casualty et al | 71285 | May 16, 2011 | Insurance | Insurance Company | Order and Consent to Order |
No |
| Allianz Life Insurance Company of North America | 86286 | January 9, 2015 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Allianz Life Insurance Company of North America | 78053 | March 20, 2018 | Securities | Insurance Company | Modification to 2012 Regulatory Settlement Agreement |
No |
| Alliant Energy | November 20, 2018 | Insurance | Order and Consent to Order |
No | ||
| Alliance-One Services, Inc. | 91829 | January 3, 2018 | Insurance | Third Party Administrator | Regulatory Settlement Agreement |
No |
| Allen, Douglas R. | 87673 | June 30, 2015 | Insurance | Producer | Order for Suspension |
Yes |
| Allen, Curtis M. | ||||||
| All American Homes of Iowa LLC | ||||||
| Alfrey, Debbie | 72455 | September 6, 2011 | Insurance | Producer | Consent Order |
No |
| Alegent Health System | 77369 | July 30, 2012 | Insurance | Insurance Company | Order & Consent to Order |
No |
| Albright, Julie | 68887 | April 26, 2011 | Regulated Industries | Preneed Sales Agent | Proposed Decision |
No |
| Ahnen, David C. | 88160 | September 21, 2015 | Insurance | Producer | Order for Suspension |
Yes |
| Ahnen, David C. | 88160 | November 30, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Ahmed, Saira O. | 81816 | January 22, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Ahlf, Johnathan C. | 58025 | |||||
| Ahlf, Johnathan | ||||||
| AGC Life Insurance Company | 78365 | October 22, 2012 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Aetna Better Health of Iowa Inc. | December 16, 2016 | Insurance | Insurance Company | Order and Consent to Order |
No | |
| Adriana Mendoza | 112082 | January 4, 2022 | Insurance | Producer | Order for Suspension |
Yes |
| Adkins, Krystal | 78263 | July 24, 2013 | Insurance | Producer | Proposed Decision |
No |
| Adam Ross | 102497 | July 29, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Adam Ross | 102497 | August 7, 2019 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Adam Ross | 102497 | September 13, 2019 | Insurance | Producer | Order Rescinding License Reinstatement and Order for Suspension |
Yes |
| Adam Ross | 102497 | October 31, 2019 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Adam Jr., Jack | ||||||
| Adam Hocking and Adam Hocking & Associates II Inc. | 105524 | October 9, 2020 | Insurance | Business Entity Producer, Producer | Order and Consent to Order |
No |
| Adam Brown | 96722 | February 21, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Acri, Inc. dba The Acri Company; Timothy M. Acri | 108126 | January 5, 2021 | Insurance | Public Adjuster, Unlicensed | Summary Cease and Desist Order |
No |
| Acceptance Insurance Company | 58638 | |||||
| Abul Zubair | 105053 | June 25, 2020 | Insurance | Producer | Order and Consent to Order |
Yes |
| Abel, Mark E. | 77531 | October 1, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Abbas, Lyle H. et al. v. Wellmark, Inc. | 12IID026 | February 21, 2014 | Insurance | Insurance Company | Proposed Decision |
No |
| Abbas, Lyle H. | 78786 | October 21, 2014 | Insurance | Decision and Declaratory Order |
No | |
| Aaron Sanders and Sanders Funeral Chapel, Inc. d/b/a Sanders Funeral Services | 112140 | May 24, 2022 | Regulated Industries | Preneed Sales Agent | Order and Consent to Order |
No |
| Aaron L. Young | 102417 | July 29, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| 33 Carpenters Construction, Inc. | 105269 | April 19, 2021 | Insurance | Public Adjuster, Unlicensed | Findings of Fact, Conclusions of Law and Final Orders |
No |
| (The) Just Foundation | ||||||
| (The) Delaware Group |