Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort descending | Case Number | Enforcement Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Bruce A. Hauptman | 92501 | April 6, 2018 | Securities | Unlicensed | Findings of Fact, Conclusions of Law and Final Order |
| Bruce Billesbach | 99967 | March 12, 2019 | Securities | Unlicensed | Findings of Fact, Conclusions of Law, and Final Order |
| Bryan Bryant | 105052 | April 22, 2020 | Insurance | Producer | Order for Suspension |
| Buchholz, Barry L. | 59306 | Cedar Rapids IA Allegation: Replacement violations Resolution: Consent signed: Cease and desist violating replacement laws and regulations: pay $2000 Civil Penalty; $500 Costs Date of Order/Settlement: 2003-03-11 00:00:00 |
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| Buck III, Dallas | 82637 | February 26, 2014 | Insurance | Producer | Order & Consent to Order |
| Bucy, Peter | 71111 | July 8, 2011 | Insurance | Producer | Order Reinstating License After Suspension; Order for Suspension |
| Budget Rent A Car of Iowa City | 70056 | February 7, 2011 | Insurance | Unlicensed | Order and Consent to Order |
| Bunch, Stephen M. | 88679 | December 10, 2015 | Insurance | Producer | Order Reinstating License After Suspension & Order for Suspension |
| Burgess Barr | 104285 | February 17, 2020 | Insurance | Producer | Order for Suspension |
| Burke, Brian C. | 82518 | May 1, 2014 | Insurance | Producer | Order Reinstating Licensee After Suspension |
| Burke, Brian C. | 82518 | May 1, 2014 | Insurance | Producer | Order Reinstating License After Suspension & Order for Suspension |
| Burkett, Corinne | 76390 | May 30, 2012 | Insurance | Producer | Order for Suspension |
| Burkett, Jeffrey | 59394 | Warren OH Allegation: Failure to notify of other states action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00 |
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| Burns, Ann Marie | 74153 | May 25, 2012 | Insurance | Producer | Order for Suspension; Order Reinstating License After Suspension |
| Cabell, Douglas | Bettendorf IA Allegation: Committed fraud and misrepresentation. Resolution: Order and Consent to Order; Costs assessed and Civil penalty; 90 day suspension. Date of Order/Settlement: 2007-01-03 00:00:00 |
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| Cabell, Douglas J. | 59721 | Bettendorf IA Allegation: Advertising Violations Resolution: Consent Signed: 2 yrs probation; $500 Costs Date of Order/Settlement: 2002-02-11 00:00:00 |
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| Cahill, Amy C. | 57983 | Bath PA Allegation: Failure to respond Resolution: Order Signed: License Suspended; $500 Fine; $100 Costs; Respond to Division Date of Order/Settlement: 2000-08-16 00:00:00 |
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| Cammille R. Kammerer | 103840 | June 4, 2020 | Insurance | Producer | Order and Consent to Order |
| Capson Physicians Insurance Company | August 10, 2018 | Insurance | Insurance Company | Notice of Hazardous Financial Condition and Order |
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| Capson Physicians Insurance Company | May 16, 2019 | Insurance | Insurance Company | Summary Order of Suspension |
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| Carley, Douglas A. | Oakland IA Allegation: Failure to inform Division of prior criminal conviction. Resolution: Order and Consent to Order issued and monetary penalty assessed. Date of Order/Settlement: 2007-12-31 00:00:00 |
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| Carlson, Duane | 73964 | April 27, 2012 | Insurance | Producer | Order for Suspension |
| Carman, Jeffrey | 71070 | July 8, 2011 | Insurance | Producer | Order for Suspension |
| Carmen Hocking | 105268 | September 22, 2020 | Insurance | Unlicensed | Order and Consent to Order |
| Carmichael Jr., Arthur C. | 58577 | Los Altos CA Allegation: Failure to notify Divison of administrative action in another state. Resolution: Consent signed: Cease and desist from violations; pay $150 Fine and $100 Costs Date of Order/Settlement: 2005-03-25 00:00:00 |
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| Carr, Kevin J. | 94877 | November 29, 2017 | Insurance | Producer | Order and Consent to Order |
| Carroll, Kristina M. | 89387 | January 19, 2016 | Insurance | Producer | Order Reinstating License After Suspension & Order for Suspension |
| Carry, Sarah | 82451 | March 3, 2014 | Insurance | Producer | Order & Consent to Order |
| Carson Energy, Inc.; Earl Carter Bills II; Anthony Weber; and Jerrold S. Rothous | 88113 | August 27, 2015 | Securities | Unlicensed | Summary Order to Cease and Desist |
| Carson Energy, Inc.; Earl Carter Bills; Anthony Weber; and Jerrold S. Rothouse | 88113 | June 2, 2020 | Securities | Unlicensed | Final Order |
| Carson, Natasha | 80003 | April 24, 2013 | Insurance | Producer | Order & Consent to Order |
| Castillo, Reynaldo | 74155 | April 18, 2012 | Insurance | Producer | Order and Consent to Order |
| Centre Life Insurance Company | 58494 | New York NY Allegation: Failure to respond to Divisions inquiry Resolution: Consent: Provide substantive response; Pay $1000 costs Date of Order/Settlement: 2004-05-18 00:00:00 |
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| Century Indemnity Company | August 12, 2015 | Insurance | Insurance Company | Order and Consent to Order |
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| Certificate of Authority of Affirmative Insurance Company | March 25, 2015 | Insurance | Insurance Company | Summary Order of Suspension |
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| Certificate of Authority of Millers Classified Insurance Company | June 12, 2015 | Insurance | Insurance Company | Summary Order of Suspension |
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| Certificate of Authority of National Contractors Insurance Company | August 31, 2015 | Insurance | Insurance Company | Summary Order of Suspension |
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| Cesar D. Pelaez | 103487 | April 9, 2020 | Insurance | Producer | Order for Suspension |
| Chad A Ware | 102541 | September 3, 2020 | Insurance | Producer | Order Reinstating License After Suspension |
| Chad A. Ware | 102541 | February 19, 2020 | Insurance | Producer | Order and Consent to Order |
| Chad T. Mackland | 109487 | July 9, 2021 | Insurance | Producer, Securities Agent | Order and Consent to Order |
| Chamley Financial LLC | 58058 | Colorado Springs CO Allegation: Sold viatical settlement investment contracts while unregistered Resolution: Cease and desist issued to halt sale of unregistered securities Date of Order/Settlement: 2004-09-20 00:00:00 |
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| Chamley, Aaron | Van Wert IA Allegation: Sold viatical settlement investment contracts while unregistered. Resolution: Cease and desist issued to hald the sale of unregistered securities; cease and desist acting as unregistered agent Date of Order/Settlement: 2004-09-20 00:00:00 |
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| Chamley, James | 58060 | Colorado Springs CO Allegation: Sold viatical settlement investment contracts while unregistered Resolution: Cease and Desist issued to halt sale of unregistered securities Date of Order/Settlement: 2004-09-20 00:00:00 |
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| Chapin, Scott R. | 59540 | DeSoto IA Allegation: Sale of unregistered securities and/or unregistered business opportunities Resolution: Consent signed: 1 yr probation; repayment of commissisons and/or finders fee payments of $18900. Date of Order/Settlement: 2003-02-10 00:00:00 |
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| Charlene Schuman Deegan | 98419 | November 30, 2018 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Final Orders |
| Charles Smith | 106281 | July 20, 2020 | Insurance | Producer | Order for Suspension |
| Charles Smith | 103486 | December 11, 2019 | Insurance | Producer | Order for Suspension |
| Charles Smith | 103486 | December 17, 2019 | Insurance | Producer | Order Reinstating License After Suspension |
| Charles, John | 78708 | March 26, 2013 | Insurance | Producer | Order for Suspension |