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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Sort ascending Case Number Enforcement Date Subject Entity Order Non-compliance Case
Sonya Ackerson and The Sonya Group, LLC f/k/a Advocate 4 the Aging, LLC 110992 May 10, 2022 Insurance Producer

Final Order

No
Sonnichsen, Alan 59400
Solium Financial Services LLC 104705 February 3, 2020 Securities Broker Dealer, Unlicensed

Order and Consent to Order

No
Smith, Yusef D. 58689
Smith, Virginia E.
Smith, Jessica 58573
Smith, Douglas
Smith, Darrell D. 79798 July 15, 2013 Securities, Insurance Producer, Securities Agent

Order & Consent to Order and Agreement

No
Smith, Alyson L. 91175 August 16, 2016 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Yes
Smith Jr., Herman 58349
Smith II, Lance 77953 December 14, 2012 Insurance Producer

Order for Suspension

Yes
Skylre Quang 105151 May 6, 2020 Insurance Producer

Order for Suspension

Yes
Skidmore, Cody 85437 December 17, 2014 Insurance Producer

Order for Suspension

Yes
Skaggs, Christopher
Siroky, Pamela 85165 November 24, 2015 Insurance Producer

Order & Consent Order

No
Simonsen Capital LLC
Simon, Joseph 68909 June 10, 2011 Regulated Industries Preneed Sales Agent

Order and Consent to Order

No
Simmons, Henry E.
Simmons, Henry 58158
Silva Shea
Siebring, Gordon
Siebring Export Inc
Siamis, Dennis T
Shoemaker, Robert 78764 February 18, 2013 Insurance Producer

Order for Suspension

Yes
Shipley, James 68175 September 15, 2011 Insurance Producer

Order and Consent Order

No
Shearer, Sharon 78707 February 15, 2013 Insurance Producer

Order for Suspension

Yes
Shay Cameron 107813 December 18, 2020 Insurance Producer

Order for Suspension

Yes
Shawn R. Still 104960 October 1, 2020 Insurance Producer

Order and Consent to Order

No
Shannon Gage 112142 January 20, 2022 Insurance Producer

Order for Suspension

Yes
Shane Mehmen 110596 October 21, 2021 Insurance Producer

Default Order, Findings of Fact, Conclusions of Law and Order

No
Shad N. Clayton 68943 September 7, 2017 Insurance Producer

Order For Reissuance After License Suspension and Expiration

Yes
Sferrazza, Angelo and IL Bridge Fund LLC 72127 September 26, 2011 Securities Unlicensed

Stop Order, Cease and Desist Order; Agreement Order, Consent to Order

No
Sessions, Christopher 78212 November 13, 2012 Insurance Producer

Order for Suspension

Yes
Sessions, Charles 73409 April 12, 2012 Insurance Producer

Suspension Order; Order Reinstating License After Suspension

Yes
Serati, Stephen 78901 July 30, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Yes
Sensor, Edward Lee
Sensor, Edward L.
Senior Health Insurance Company of Pennsylvania July 8, 2019 Insurance Insurance Company

Order and Consent to Order

No
Senior Direct, Inc. 92544 November 7, 2016 Insurance

Order and Consent to Order

No
Semon, Roy L. 58680
Sell, Steven J. 58419
Selected Market Insurance Group, LLC 85163 August 28, 2015 Insurance Third Party Administrator

Consent Order as to Respondent Selected Market Insurance Group LLC.

No
Selby-Kirsch Funeral Service, Inc & Kirsch, Michael D. 73103 March 21, 2013 Regulated Industries Preneed Sales Agent, Preneed Seller

Order & Consent to Order

No
Seibald, Jack
Sehr, Joseph L. 78378 February 6, 2013 Insurance

Proposed Decision

No
Segal, Michael 58423
Seechange Health Insurance Company April 17, 2015 Insurance Insurance Company

Summary Order of Suspension

No
Sebbart, Gary A. 58733
Seawright, Terrence
Scribner, Monica F. 59298