Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number Sort descending | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Bibb, Carl M. | ||||||
| Ahlf, Johnathan | ||||||
| Knall, David Wells | ||||||
| Combined Insurance Company of America | ||||||
| Parsons, Roger R. | ||||||
| Conroy, John | ||||||
| Prchal, Jeremy | ||||||
| Bronfman, Aharon | ||||||
| Ritland, Karl Paul | ||||||
| Western General Insurance Company | December 3, 2021 | Insurance | Insurance Company | Summary Order of Suspension |
||
| Martin, Richard D. | ||||||
| Hammes, Kristina | ||||||
| Aetna Better Health of Iowa Inc. | December 16, 2016 | Insurance | Insurance Company | Order and Consent to Order |
No | |
| Steckis, William | ||||||
| Vedovino, John | ||||||
| Financial American Life Insurance Company | June 23, 2016 | Insurance | Insurance Company | Order of Suspension and Consent to Order |
No | |
| Clark, Deborah | ||||||
| Growth Stock Guru | ||||||
| Pace, Edwin | ||||||
| Mark Schroder | 100075 | January 2, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Kimberly Blanchard | 100137 | February 8, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Copeman, Jeffrey | 100362 | March 22, 2019 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Jeffrey Copeman | 100362 | January 3, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Brad Denning | 100394 | July 3, 2019 | Insurance | Producer | Order and Consent to Order |
No |
| April Aries Anderson | 100395 | May 31, 2019 | Insurance | Producer | Default Order, Findings of Fact, Conclusions of Law and Order |
No |
| Brian T. Zimmerman | 100419 | January 10, 2019 | Insurance | Producer | Order and Consent to Order |
No |
| Jamie Brockman | 100564 | January 28, 2019 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Jamie Brockman | 100564 | January 15, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Lance P. Phillips | 100754 | August 16, 2019 | Insurance | Producer | Order and Consent to Order |
No |
| Gary D. Marcum | 100755 | March 24, 2022 | Insurance | Producer, Unlicensed | Findings of Fact, Conclusions of Law and Final Order |
No |
| Gary D. Marcum | 100755 | October 8, 2019 | Insurance | Producer | Order and Consent to Order |
No |
| Cooper, Tawny | 100776 | May 6, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Health Insurance Innovations, Inc. and Health Plan Intermediaries Holdings, LLC | 100804 | March 13, 2019 | Insurance | Regulatory Settlement Agreement |
No | |
| THPCA both individually and dba Total Home Protection, and Ronald Seruya, both individually and dba Total Home Protection | 101043 | February 25, 2019 | Regulated Industries | Producer, Unlicensed | Summary Cease and Desist Order |
No |
| THPCA d/b/a Total Home Protection | 101043 | January 29, 2020 | Regulated Industries | Unlicensed | Order and Consent to Order |
No |
| Richele Jacob | 101092 | June 13, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Daniel Ochocki; Andrea Frank; Platinum Supplemental Insurance Inc.; and Ashlee Marie Metcalf | 101120 | July 10, 2019 | Insurance | Business Entity Producer, Producer | Order and Consent to Order |
No |
| Globe Life and Accident Insurance Company | 101452 | February 23, 2019 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Steen, Bryan | 101627 | May 31, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Christopher Goerdt | 101762 | January 21, 2020 | Insurance | Producer | Findings of Fact, Conclusions of Law and Orders of Revocation, to Cease and Desist, and Other Relief |
No |
| Independence American Insurance Company | 102145 | June 18, 2019 | Insurance | Insurance Company | Order and Consent to Order |
No |
| Christine A. Wilson | 102146 | June 13, 2019 | Insurance | Producer | Order and Consent to Order |
No |
| Christine A. Wilson | 102146 | October 31, 2019 | Insurance | Producer | Order Denying License Reinstatement After Suspension |
No |
| Jacquelyn Benda-Meeks | 102150 | July 29, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Darron W. Dean | 102164 | November 5, 2019 | Insurance | Business Entity Producer, Producer | Findings of Fact, Conclusions of Law and Orders to Cease and Desist, and Other Relief |
No |
| Brandi Kay Preul | 102238 | June 25, 2019 | Insurance | Producer | Order and Consent to Order |
No |
| Hockenberry Family Care, Inc. and Kathie Hockenberry | 102240 | August 8, 2019 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Summary Cease and Desist Order |
No |
| Hockenberry Family Care, Inc. and Kathie Hockenberry | 102240 | August 29, 2019 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Order and Consent to Order |
No |
| Franklin Greene | 102270 | August 7, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Rhonda McGarry | 102338 | September 13, 2019 | Insurance | Producer | Order for Suspension |
Yes |