Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date Sort ascending | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Kyle Lovan | 97504 | May 30, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Michael Anthony | 97584 | May 16, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Antoine Parker | 97583 | May 16, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Lukas Jack | 97388 | May 4, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Michael D. Graham | 97738 | May 4, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Public Service Insurance Company | May 3, 2018 | Insurance | Insurance Company | Summary Order of Suspension |
No | |
| Yochannon Polter | 96971 | April 24, 2018 | Insurance | Producer | Consent Order |
No |
| Lardell Allen | 97259 | April 24, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Bruce A. Hauptman | 92501 | April 6, 2018 | Securities | Unlicensed | Findings of Fact, Conclusions of Law and Final Order |
No |
| Richard S. Martin | 96531 | April 3, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| HCC Group d/b/a HCC Life Insurance Company; HCC Medical Insurance Services, LLC; HCC Insurance Holdings, Inc. | 97348 | April 2, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Matthew H. Mitchell | 96499 | March 28, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
No |
| Joy Heldt | 97349 | March 28, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Christopher L. Cruse | 96374 | March 28, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Lincoln Mason and Mason Lindhart Funeral Home, Ltd. | 96703 | March 20, 2018 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Consent Order |
No |
| Kelly Joneson | 96953 | March 20, 2018 | Insurance | Producer | Consent Order |
No |
| Allianz Life Insurance Company of North America | 78053 | March 20, 2018 | Securities | Insurance Company | Modification to 2012 Regulatory Settlement Agreement |
No |
| Michael D. Ray Jr. | 96494 | March 2, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Robert Payne | 96970 | March 1, 2018 | Insurance | Producer | Consent Order |
No |
| Adam Brown | 96722 | February 21, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Matthew H. Mitchell | 96499 | February 20, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Whitney Roth | 96498 | February 20, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| American Family Life Assurance Company of Columbus (AFLAC) | 97247 | February 7, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Generali U.S. Branch | 97249 | February 7, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| State Farm Life Insurance Company; State Farm Life and Accident Assurance Company; and State Farm Health Insurance Company | 97245 | February 7, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| United States Fire Insurance Company | 97248 | February 7, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Jacob R. Brager | 96059 | February 6, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Brandon Guy | 96721 | February 6, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Richard S. Martin | 96531 | January 31, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Blayne Fitzsimmons Lewis | 96486 | January 31, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Jacob K. Scroggin | 96523 | January 31, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| American Modern Home Insurance Company | 97195 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Jefferson Insurance Company | 97191 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Arch Insurance Company | 97189 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| BCS Insurance Company | 97190 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Transamerica Casualty Insurance Company | 97192 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Nationwide Mutual Insurance Company | 97194 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Berkshire Hathaway Specialty Insurance Company and National Indemnity Company | 97193 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Matthew Tyc | 96427 | January 17, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Jason J. Warner | 96619 | January 16, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Robert Payne | 96970 | January 16, 2018 | Insurance | Producer | Emergency Order to Cease and Desist |
No |
| Yochannon Polter | 96971 | January 16, 2018 | Insurance | Producer | Emergency Order to Cease and Desist |
No |
| Jeffrey L. Carman | 96386 | January 16, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Kelly Joneson | 96953 | January 16, 2018 | Insurance | Producer | Emergency Order to Cease and Desist |
No |
| Kerry P. Erts | 93576 | January 10, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Alliance-One Services, Inc. | 91829 | January 3, 2018 | Insurance | Third Party Administrator | Regulatory Settlement Agreement |
No |
| Randy Rudolph | 95133 | January 2, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| QBE Holdings, Inc. | 96691 | December 8, 2017 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Carr, Kevin J. | 94877 | November 29, 2017 | Insurance | Producer | Order and Consent to Order |
No |
| Mutual Med Insurance Services, LLC | 95687 | November 20, 2017 | Insurance | Business Entity Producer | Order and Consent to Order |
No |