Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort descending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Cooper, Tawny | 100776 | May 6, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Cooper, Vernon | ||||||
| Cooper, Vernon W. | 58977 | |||||
| Copeland, James | 73628 | February 21, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Copeman, Jeffrey | 100362 | March 22, 2019 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Corder, Sandy | ||||||
| Cory Stucky | 105122 | April 16, 2020 | Insurance | Producer | Order for Suspension |
Yes |
| Cosgrove, William C. | 57872 | |||||
| Courtney, Mark A. | 58956 | |||||
| Covals Douze | 97894 | September 20, 2018 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Final Orders |
No |
| Covenant Benefits, Inc. a/k/a Covenant Advisors and Noah James Aulwes a/k/a Tom Lee Aulwes a/k/a Thomas Lee Aulwes | 66957 | August 24, 2010 | Securities, Insurance | Investment Adviser Representative, Producer | Order and Consent to Order and Agreement |
No |
| Coventry Health Care of Iowa | ||||||
| Coventry Health Care of Iowa | ||||||
| Coventry Health Care of Iowa | ||||||
| Crager, Jamie and Blazefly, Inc. | 96501 | June 21, 2018 | Securities | Unlicensed | Findings of Fact, Conclusions of Law, and Final Order |
No |
| Craig, Bradley D. | 95013 | September 13, 2017 | Insurance | Producer | Order, Consent to Order, and Agreement to Supervise |
No |
| Crawford, Angela L. | 80571 | September 30, 2013 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Credit Suisse First Boston LLC | 59096 | |||||
| Critchfield, Jack A. | 83395 | September 4, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Cross, Jared M. | 80570 | November 1, 2013 | Regulated Industries | Preneed Sales Agent | Default Order |
No |
| Cross, Scott K. | 58065 | |||||
| Crosser, Kenneth | 80240 | February 12, 2014 | Securities, Insurance | Investment Adviser Representative, Producer, Securities Agent | Order and Consent to Order |
No |
| Crouch, Kelly D. | 75964 | April 19, 2012 | Insurance | Producer | Consent Order |
No |
| Crown Life Insurance Company | 58493 | |||||
| Crystal Garner | 98304 | July 23, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Cullor, Aaron Rex | 85150 | November 12, 2014 | Insurance | Producer | Default Order of Revocation, Cease & Desist and Civil Penalty |
No |
| Cummings, Ryan C. | 83506 | July 15, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Cunningham, Kevin J. | 58160 | |||||
| Cursta Williams | 103107 | October 30, 2019 | Insurance | Producer | Default Order, Findings of Fact, Conclusions of Law and Order |
No |
| Curtin, Jeffrey C. | 58576 | |||||
| Curtis E. Fett | 103375 | October 29, 2019 | Insurance | Producer | Order and Consent to Order |
No |
| Custom Dollar Systems LLC | 58149 | |||||
| Dail, Angela | 58375 | |||||
| Damon D. Walker | 98241 | September 7, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Daniel Lansing | 102616 | September 13, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Daniel Lansing | 102616 | September 26, 2019 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Daniel Ochocki; Andrea Frank; Platinum Supplemental Insurance Inc.; and Ashlee Marie Metcalf | 101120 | July 10, 2019 | Insurance | Business Entity Producer, Producer | Order and Consent to Order |
No |
| Dansco Contracting and Dan Glasgow | 73437 | July 30, 2013 | Insurance | Unlicensed | Proposed Decision |
No |
| Dansco Contracting; Dan Glasgow and Joel Manley | 73437 | November 18, 2011 | Insurance | Unlicensed | Summary Cease and Desist Order |
No |
| Darnell, Mary E. | 58071 | |||||
| Darrell Duane Smith | 79798 | April 4, 2013 | Insurance | Producer | Order of Summary Suspension and Notice of Opportunity for Hearing |
No |
| Darron W. Dean | 102164 | November 5, 2019 | Insurance | Business Entity Producer, Producer | Findings of Fact, Conclusions of Law and Orders to Cease and Desist, and Other Relief |
No |
| Dasilva Jr., Walter C. | 58121 | |||||
| Daugherty, Sandra J. | 59304 | |||||
| David Franko | 108757 | April 14, 2021 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| David Franko | 108757 | March 18, 2021 | Insurance | Producer | Order for Suspension |
Yes |
| David Froscheiser | 99583 | November 26, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Davis, Carl | ||||||
| Davis, Korey | 78351 | November 27, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Davis, Samele Becca | 87834 | August 19, 2015 | Insurance | Producer | Order for Suspension |
Yes |