Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort descending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Davis, Shana M. | ||||||
| Davis, William | ||||||
| Davis, William J. | ||||||
| Dawn M. Burroughs | 95617 | November 13, 2018 | Insurance | Producer | Order and Consent to Order |
No |
| Decambra, Jennifer L. | 58116 | |||||
| Dedicated Resources Inc | ||||||
| Deel, Stephanie J. | 58128 | |||||
| Deerberg, Tiffney | 78705 | February 15, 2013 | Insurance | Producer | Order for Suspension |
Yes |
| Degeeter, Devin T. | 69101 | April 5, 2011 | Insurance | Producer | Order and Consent to Order |
No |
| Den Hartog, Deborah L. | 92275 | November 21, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Dencklau, John E. | 89967 | September 12, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order and Consent to Order |
No |
| Denney, Janis I. | 59676 | |||||
| Deutsche Bank Securities Inc | 58659 | |||||
| Diaz, Rodrigo | 84186 | August 20, 2014 | Insurance | Producer | Default Order of Revocation, Cease and Desist and Civil Penalty |
No |
| Direct Mail Processing, LLC; Rehg Data Assets, Inc. D/B/A RGI Data Assets, Inc.; Katherine Rehg | 107696 | December 21, 2020 | Insurance | Unlicensed | Summary Cease and Desist Order |
No |
| Dixon, William R. | 59391 | |||||
| Doctors and Surgeons National Risk Retention Group IC, Inc. | November 1, 2016 | Insurance | Insurance Company | Summary Order of Suspension |
No | |
| Dodd, Larenzo | ||||||
| Dolphin, Troy W. | 58828 | |||||
| Donald Ira Pinansky; Dylan Brent Sporn; Marc Shaye Sporn; Brynna Starr Sporn; Consolidated USA Insurance, Inc.; Starr Insurance Group Inc.; Amerco Group, Inc. fka Amerco Insurance, Inc.; Xchange Benefits LLC; and Selected Market Insurance | 85163 | November 26, 2016 | Insurance | Business Entity Producer, Producer, Unlicensed | Default Decision and Order to Cease and Desist and for Payment of Civil Penalties and Costs as to Starr Insurance Group Inc. |
No |
| Dorenkamp, Teresa Jo | 72765 | September 29, 2011 | Securities | Securities Agent | Order of Summary Suspension and Notice of Opportunity for Hearing; Order of Revocation of Securities Agent License |
No |
| Douglas R. Potter | 104962 | November 3, 2020 | Insurance | Producer | Order of Revocation and to Cease and Desist |
No |
| Douglas R. Potter | 104962 | July 29, 2020 | Insurance | Producer | Order and Consent to Order |
No |
| Douglas T. Beier | 107540 | November 30, 2020 | Insurance | Producer | Order for Suspension |
Yes |
| Douglas, Vincent | 76619 | June 13, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Douglas-Henderson, Donna | 83396 | May 29, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| Douglas-Henderson, Donna | 83396 | July 16, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Dressander, Michael S. | 58732 | |||||
| Drivers Insurance Company | 80461 | June 3, 2013 | Insurance | Insurance Company | Suspension Order |
No |
| Duane A. Carlson | 73964 | January 25, 2021 | Insurance | Producer | Order Following Suspension and Expiration |
Yes |
| Duehr, Mark | 69672 | April 11, 2011 | Insurance | Producer | Default Order |
No |
| Duffin, Richard | ||||||
| Dunbar, De Borah | 84464 | November 12, 2014 | Insurance | Producer | Default Order of Revocation, Cease & Desist and Civil Penalty |
No |
| E*Trade Securities LLC | 73961 | September 17, 2012 | Securities | Broker Dealer | Administrative Consent Order |
No |
| Edward D. Jones & Company LP | ||||||
| Ege Jr., John | ||||||
| Ege Jr., John L. | 81007 | November 4, 2013 | Insurance | Producer | Order Reinstating License After Suspension and Suspension Order |
Yes |
| eHealth Insurance Services, Inc. | 103556 | July 14, 2020 | Insurance | Business Entity Producer | Order and Consent to Order |
No |
| Eichelberger, Kraig R. | 58827 | |||||
| Eldon L. Neighbor | 104101 | September 8, 2020 | Insurance | Producer | Order and Consent to Order |
No |
| Ellis, James | 71588 | August 8, 2011 | Insurance | Producer | Order and Consent to Order |
No |
| Ellis, James J. | 71588 | August 8, 2011 | Insurance | Producer | Order & Consent to Order |
No |
| Ellis, James J. | 76549 | August 22, 2012 | Insurance | Producer | Proposed Decision |
No |
| Ellis, James J. | 76549 | April 16, 2012 | Insurance | Producer | Order of Summary Suspension and Notice of Opportunity for Hearing |
No |
| Employers Mutual LLC | 59720 | |||||
| Engels, Constance D. | 58476 | |||||
| Equiguard Agency Inc., dba The Equiguard Agency, Inc. and David Roberts | 112527 | February 9, 2022 | Insurance | Unlicensed | Summary Cease and Desist Order |
No |
| Ernst, Cory J. | 82230 | January 8, 2014 | Insurance | Order & Consent to Order |
No | |
| Erwin, Gary | 59465 | |||||
| Essig, Ruthann | 68951 | March 15, 2011 | Insurance | Producer | Suspension Order |
Yes |