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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Sort descending Case Number Enforcement Date Subject Entity Order Non-compliance Case
Davis, Shana M.
Davis, William
Davis, William J.
Dawn M. Burroughs 95617 November 13, 2018 Insurance Producer

Order and Consent to Order

No
Decambra, Jennifer L. 58116
Dedicated Resources Inc
Deel, Stephanie J. 58128
Deerberg, Tiffney 78705 February 15, 2013 Insurance Producer

Order for Suspension

Yes
Degeeter, Devin T. 69101 April 5, 2011 Insurance Producer

Order and Consent to Order 

No
Den Hartog, Deborah L. 92275 November 21, 2016 Insurance Producer

Order for Suspension

Yes
Dencklau, John E. 89967 September 12, 2016 Insurance Producer

Order Reinstating License After Suspension and Order and Consent to Order

No
Denney, Janis I. 59676
Deutsche Bank Securities Inc 58659
Diaz, Rodrigo 84186 August 20, 2014 Insurance Producer

Default Order of Revocation, Cease and Desist and Civil Penalty

No
Direct Mail Processing, LLC; Rehg Data Assets, Inc. D/B/A RGI Data Assets, Inc.; Katherine Rehg 107696 December 21, 2020 Insurance Unlicensed

Summary Cease and Desist Order

No
Dixon, William R. 59391
Doctors and Surgeons National Risk Retention Group IC, Inc. November 1, 2016 Insurance Insurance Company

Summary Order of Suspension

No
Dodd, Larenzo
Dolphin, Troy W. 58828
Donald Ira Pinansky; Dylan Brent Sporn; Marc Shaye Sporn; Brynna Starr Sporn; Consolidated USA Insurance, Inc.; Starr Insurance Group Inc.; Amerco Group, Inc. fka Amerco Insurance, Inc.; Xchange Benefits LLC; and Selected Market Insurance 85163 November 26, 2016 Insurance Business Entity Producer, Producer, Unlicensed

Default Decision and Order to Cease and Desist and for Payment of Civil Penalties and Costs as to Starr Insurance Group Inc. 

No
Dorenkamp, Teresa Jo 72765 September 29, 2011 Securities Securities Agent

Order of Summary Suspension and Notice of Opportunity for Hearing; Order of Revocation of Securities Agent License

No
Douglas R. Potter 104962 November 3, 2020 Insurance Producer

Order of Revocation and to Cease and Desist

No
Douglas R. Potter 104962 July 29, 2020 Insurance Producer

Order and Consent to Order

No
Douglas T. Beier 107540 November 30, 2020 Insurance Producer

Order for Suspension

Yes
Douglas, Vincent 76619 June 13, 2012 Insurance Producer

Order for Suspension

Yes
Douglas-Henderson, Donna 83396 May 29, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

No
Douglas-Henderson, Donna 83396 July 16, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

No
Dressander, Michael S. 58732
Drivers Insurance Company 80461 June 3, 2013 Insurance Insurance Company

Suspension Order

No
Duane A. Carlson 73964 January 25, 2021 Insurance Producer

Order Following Suspension and Expiration

Yes
Duehr, Mark 69672 April 11, 2011 Insurance Producer

Default Order

No
Duffin, Richard
Dunbar, De Borah 84464 November 12, 2014 Insurance Producer

Default Order of Revocation, Cease & Desist and Civil Penalty

No
E*Trade Securities LLC 73961 September 17, 2012 Securities Broker Dealer

Administrative Consent Order

No
Edward D. Jones & Company LP
Ege Jr., John
Ege Jr., John L. 81007 November 4, 2013 Insurance Producer

Order Reinstating License After Suspension and Suspension Order

Yes
eHealth Insurance Services, Inc. 103556 July 14, 2020 Insurance Business Entity Producer

Order and Consent to Order

No
Eichelberger, Kraig R. 58827
Eldon L. Neighbor 104101 September 8, 2020 Insurance Producer

Order and Consent to Order

No
Ellis, James 71588 August 8, 2011 Insurance Producer

Order and Consent to Order

No
Ellis, James J. 71588 August 8, 2011 Insurance Producer

Order & Consent to Order

No
Ellis, James J. 76549 August 22, 2012 Insurance Producer

Proposed Decision

No
Ellis, James J. 76549 April 16, 2012 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing

No
Employers Mutual LLC 59720
Engels, Constance D. 58476
Equiguard Agency Inc., dba The Equiguard Agency, Inc. and David Roberts 112527 February 9, 2022 Insurance Unlicensed

Summary Cease and Desist Order

No
Ernst, Cory J. 82230 January 8, 2014 Insurance

Order & Consent to Order

No
Erwin, Gary 59465
Essig, Ruthann 68951 March 15, 2011 Insurance Producer

Suspension Order

Yes