Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date Sort ascending | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Scott A. Newman | 91936 | January 24, 2017 | Insurance | Producer | Findings of Fact, Conclusions of Law and Order of Suspension, Special Conditions of Licensure and Other Relief |
No |
| Brenton, Shannon | 92061 | January 13, 2017 | Insurance | Producer | Order Vacating Reinstatement and Re-Imposing Suspension |
Yes |
| Wingerd, Matthew G. | 92618 | January 6, 2017 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Order |
No |
| Aetna Better Health of Iowa Inc. | December 16, 2016 | Insurance | Insurance Company | Order and Consent to Order |
No | |
| Fitzgerald, Cynthia J. & Robert J. Stillwell Agency | 91935 | December 14, 2016 | Insurance | Business Entity Producer, Producer | Order and Consent to Order |
No |
| Range, Lord Stephen A. | 92643 | December 6, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Kirsch, Michael D. | 93003 | December 2, 2016 | Regulated Industries | Preneed Sales Agent | Order for Suspension, Order to Cease and Desist and Notice of Opportunity for Hearing; Affidavit of Paula Fastenau |
No |
| Wooldridge, Misty A. | 92343 | December 2, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Ahnen, David C. | 88160 | November 30, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Brenton, Shannon | 92061 | November 28, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Donald Ira Pinansky; Dylan Brent Sporn; Marc Shaye Sporn; Brynna Starr Sporn; Consolidated USA Insurance, Inc.; Starr Insurance Group Inc.; Amerco Group, Inc. fka Amerco Insurance, Inc.; Xchange Benefits LLC; and Selected Market Insurance | 85163 | November 26, 2016 | Insurance | Business Entity Producer, Producer, Unlicensed | Default Decision and Order to Cease and Desist and for Payment of Civil Penalties and Costs as to Starr Insurance Group Inc. |
No |
| Van Hook, Martisa J. | 92549 | November 21, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Den Hartog, Deborah L. | 92275 | November 21, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Senior Direct, Inc. | 92544 | November 7, 2016 | Insurance | Order and Consent to Order |
No | |
| Doctors and Surgeons National Risk Retention Group IC, Inc. | November 1, 2016 | Insurance | Insurance Company | Summary Order of Suspension |
No | |
| Patel, Suman K. | 88796 | October 26, 2016 | Insurance | Producer | Order and Consent to Order |
No |
| Lula M. Holmes | 90632 | October 25, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Nation, Julie | 88416 | October 25, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Beaman, Sarah E. | 75929 | October 17, 2016 | Insurance | Producer | Order Lifting Suspension After Suspension and Expiration and Order for Suspension |
Yes |
| Woock, Casey | 91726 | October 13, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Rohde, Mark F. | 89342 | September 30, 2016 | Insurance | Order Placing Decision Under Seal |
No | |
| O'Brien, Travis | 91302 | September 16, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Dencklau, John E. | 89967 | September 12, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order and Consent to Order |
No |
| Heifner, Beth | 89524 | September 6, 2016 | Insurance | Producer | Order and Consent to Order |
No |
| Annuity Investors Life Insurance Company | 91868 | August 31, 2016 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Minnesota Life Insurance Company | 91870 | August 31, 2016 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Standard Insurance Company | 91869 | August 31, 2016 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Hartford Life and Accident Insurance Company | 91864 | August 31, 2016 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Micheal J. McKeon | 91471 | August 29, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Micheal J. McKeon | 91471 | August 29, 2016 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Gardiner, Benny R. | 91410 | August 24, 2016 | Securities | Securities Agent | Order Reinstating Securities Agent Registration and Order for Suspension |
Yes |
| Gardiner, Benny R. | 91410 | August 19, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Winger, Douglas D. | 91385 | August 18, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Wagemann, Andrew | 91354 | August 18, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Rouse, Jeremy | 91329 | August 16, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Smith, Alyson L. | 91175 | August 16, 2016 | Insurance | Producer | Order Reinstating License After Suspension & Order for Suspension |
Yes |
| Wilson, Kenya | 91310 | August 15, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Roberts, Sherie M. | 91308 | August 15, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Rudkin, George D. | 91379 | August 3, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Pearson, Judith K. | 91156 | August 1, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Oltman, Scott R. | 90637 | July 22, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Franzen, Angela M. | 91305 | July 13, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Hodges, Dallas D. | 91294 | July 13, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Taylor, Keren M. | 90801 | June 28, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| McGuire, Timothy J. | 90625 | June 28, 2016 | Insurance | Producer | Order For Suspension |
Yes |
| Financial American Life Insurance Company | June 23, 2016 | Insurance | Insurance Company | Order of Suspension and Consent to Order |
No | |
| Williams, Eric J. | 89806 | June 21, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Roe, Elizabeth A. | 86567 | June 7, 2016 | Insurance | Unlicensed | Order and Consent to Order |
No |
| Sporn, Bryana Starr | 85163 | May 26, 2016 | Insurance | Producer | Regulatory Settlement Agreement As To Bryana Starr Sporn |
No |
| Finer, Randall A. | 86463 | May 26, 2016 | Securities | Unlicensed | Modified Final Order to Cease and Desist with Restitution and Costs |
No |