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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Sort descending Case Number Enforcement Date Subject Entity Order Non-compliance Case
Etter, Jeffery D.
Evan R. Jackson, Landon J. Sandberg, and Iowa Senior Planning, LLC 105310 September 28, 2021 Insurance Investment Adviser, Preneed Sales Agent, Producer, Unlicensed

Order and Consent to Order

No
Evan T. Bruce 110257 September 15, 2021 Insurance Public Adjuster

Order and Consent to Order

No
Evan T. Bruce 110257 January 6, 2022 Insurance Public Adjuster, Unlicensed

Order of Civil Penalties

No
Evanovich, Roy 58420
Evanovich, Roy A.
Extraordinary Films aka Extraordinary Media Group Ltd April 27, 2004 Securities Unlicensed

 

San Diego CA Beverly Hills CA Chula Vista CA Allegation: Selling unregistered securities Resolution: Order: Cease and desist the offer or sale of unregistered securities Date of Order/Settlement: 2004-04-27

 

No
Fagan, Robert Shaun 58685
Fairfield Energy, Inc., Amazon Exploration LLC, Kenneth M. Gomez and Brian T. Sullivan 79099 February 1, 2013 Securities Unlicensed

Cease & Desist Order and Subpoena Duces Tecum

No
Family Life Insurance Company 82269 February 19, 2014 Insurance Insurance Company

Order & Consent to Order

No
Farmers Insurance Company
Fedders, Matthew 68424 April 18, 2011 Regulated Industries Preneed Sales Agent

Order and Consent to Order

No
Feeck, Ryan 69614 February 3, 2011 Insurance Producer

Order and Consent to Order

No
Ferguson, Bethany L.
Financial American Life Insurance Company June 23, 2016 Insurance Insurance Company

Order of Suspension and Consent to Order

No
Financial Guaranty Insurance Company 71720 July 18, 2011 Insurance Insurance Company

Order and Consent to Order

No
Finer, Randall A. 86463 May 26, 2016 Securities Unlicensed

Modified Final Order to Cease and Desist with Restitution and Costs

No
Finer, Randall A. 86463 February 14, 2015 Securities Unlicensed

Summary Order to Cease and Desist and Statement of Charges

No
Fink, Mitchell 82229 October 27, 2014 Insurance Producer

Order & Consent to Order

No
Finken, Bonnie R. 81394 July 29, 2015 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Yes
First Continental Life & Accident Insurance Co.
First Sealord Surety, Inc February 15, 2012 Insurance Insurance Company

Suspension Order

No
Fischer, Barbara Jean (Hatinger)
Fischer, Lucas
Fisher, John 79174 April 25, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Yes
Fisher, John F. 82407 March 31, 2014 Insurance Producer

Order for Suspension

Yes
Fitzgerald, Cynthia J. & Robert J. Stillwell Agency 91935 December 14, 2016 Insurance Business Entity Producer, Producer

Order and Consent to Order

No
Fitzgibbon, Joseph 77656 October 26, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Yes
Flaherty, Dennis M. 68888 February 25, 2011 Insurance Public Adjuster

Order and Consent to Order

No
Flaherty, Joseph R. 80169 August 30, 2013 Insurance Producer

Order & Consent to Order

No
Flaherty, Kevin
Flattery, Edmond
Flattery, Edmond
Flikeid, William E. 58876
Flowers, Larry W.
Forbes, Joshua 94564 July 7, 2017 Insurance Producer

Order for Suspension

Yes
Foremost Insurance Company
Forest Cemetery Association 99570 October 25, 2018 Regulated Industries Other

Order and Consent to Order

No
Forethought life Insurance Company 98002 March 29, 2019 Insurance Insurance Company

Decision and Declaratory Order

No
Forus, Michael A. 93364 May 8, 2017 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Fowler, Bradley S. 58564
Francisco, Michael L. 84427 August 7, 2014 Insurance

Default Order Upholding Refusal to Issue Insurance Producer License

No
Frank, Christopher T. 83468 July 29, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

No
Franklin Greene 102270 August 7, 2019 Insurance Producer

Order for Suspension

Yes
Franzen, Angela M. 91305 July 13, 2016 Insurance Producer

Order for Suspension

Yes
Frederick, Ronald D. 59597
Frederick, Zachary T. 78514 January 7, 2013 Insurance Producer

Consent Order

No
Fredregill, Ryan M. 95543 September 11, 2017 Regulated Industries Preneed Sales Agent, Preneed Seller

Regulatory Agreement

No
Fredregill, Ryan M. 83398 August 20, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

No
Fredregill, Ryan M. 83398 June 13, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

No