Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort descending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Etter, Jeffery D. | ||||||
| Evan R. Jackson, Landon J. Sandberg, and Iowa Senior Planning, LLC | 105310 | September 28, 2021 | Insurance | Investment Adviser, Preneed Sales Agent, Producer, Unlicensed | Order and Consent to Order |
No |
| Evan T. Bruce | 110257 | September 15, 2021 | Insurance | Public Adjuster | Order and Consent to Order |
No |
| Evan T. Bruce | 110257 | January 6, 2022 | Insurance | Public Adjuster, Unlicensed | Order of Civil Penalties |
No |
| Evanovich, Roy | 58420 | |||||
| Evanovich, Roy A. | ||||||
| Extraordinary Films aka Extraordinary Media Group Ltd | April 27, 2004 | Securities | Unlicensed |
San Diego CA Beverly Hills CA Chula Vista CA Allegation: Selling unregistered securities Resolution: Order: Cease and desist the offer or sale of unregistered securities Date of Order/Settlement: 2004-04-27
|
No | |
| Fagan, Robert Shaun | 58685 | |||||
| Fairfield Energy, Inc., Amazon Exploration LLC, Kenneth M. Gomez and Brian T. Sullivan | 79099 | February 1, 2013 | Securities | Unlicensed | Cease & Desist Order and Subpoena Duces Tecum |
No |
| Family Life Insurance Company | 82269 | February 19, 2014 | Insurance | Insurance Company | Order & Consent to Order |
No |
| Farmers Insurance Company | ||||||
| Fedders, Matthew | 68424 | April 18, 2011 | Regulated Industries | Preneed Sales Agent | Order and Consent to Order |
No |
| Feeck, Ryan | 69614 | February 3, 2011 | Insurance | Producer | Order and Consent to Order |
No |
| Ferguson, Bethany L. | ||||||
| Financial American Life Insurance Company | June 23, 2016 | Insurance | Insurance Company | Order of Suspension and Consent to Order |
No | |
| Financial Guaranty Insurance Company | 71720 | July 18, 2011 | Insurance | Insurance Company | Order and Consent to Order |
No |
| Finer, Randall A. | 86463 | May 26, 2016 | Securities | Unlicensed | Modified Final Order to Cease and Desist with Restitution and Costs |
No |
| Finer, Randall A. | 86463 | February 14, 2015 | Securities | Unlicensed | Summary Order to Cease and Desist and Statement of Charges |
No |
| Fink, Mitchell | 82229 | October 27, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Finken, Bonnie R. | 81394 | July 29, 2015 | Insurance | Producer | Order Reinstating License After Suspension & Order for Suspension |
Yes |
| First Continental Life & Accident Insurance Co. | ||||||
| First Sealord Surety, Inc | February 15, 2012 | Insurance | Insurance Company | Suspension Order |
No | |
| Fischer, Barbara Jean (Hatinger) | ||||||
| Fischer, Lucas | ||||||
| Fisher, John | 79174 | April 25, 2013 | Insurance | Producer | Order for Suspension; Order Reinstating License After Suspension |
Yes |
| Fisher, John F. | 82407 | March 31, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Fitzgerald, Cynthia J. & Robert J. Stillwell Agency | 91935 | December 14, 2016 | Insurance | Business Entity Producer, Producer | Order and Consent to Order |
No |
| Fitzgibbon, Joseph | 77656 | October 26, 2012 | Insurance | Producer | Order for Suspension; Order Reinstating License After Suspension |
Yes |
| Flaherty, Dennis M. | 68888 | February 25, 2011 | Insurance | Public Adjuster | Order and Consent to Order |
No |
| Flaherty, Joseph R. | 80169 | August 30, 2013 | Insurance | Producer | Order & Consent to Order |
No |
| Flaherty, Kevin | ||||||
| Flattery, Edmond | ||||||
| Flattery, Edmond | ||||||
| Flikeid, William E. | 58876 | |||||
| Flowers, Larry W. | ||||||
| Forbes, Joshua | 94564 | July 7, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Foremost Insurance Company | ||||||
| Forest Cemetery Association | 99570 | October 25, 2018 | Regulated Industries | Other | Order and Consent to Order |
No |
| Forethought life Insurance Company | 98002 | March 29, 2019 | Insurance | Insurance Company | Decision and Declaratory Order |
No |
| Forus, Michael A. | 93364 | May 8, 2017 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Fowler, Bradley S. | 58564 | |||||
| Francisco, Michael L. | 84427 | August 7, 2014 | Insurance | Default Order Upholding Refusal to Issue Insurance Producer License |
No | |
| Frank, Christopher T. | 83468 | July 29, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Franklin Greene | 102270 | August 7, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Franzen, Angela M. | 91305 | July 13, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Frederick, Ronald D. | 59597 | |||||
| Frederick, Zachary T. | 78514 | January 7, 2013 | Insurance | Producer | Consent Order |
No |
| Fredregill, Ryan M. | 95543 | September 11, 2017 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Regulatory Agreement |
No |
| Fredregill, Ryan M. | 83398 | August 20, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Fredregill, Ryan M. | 83398 | June 13, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |