Displaying 1006 - 1020 of 1095 results.
Enforcement Orders & Actions

Kempema, David

124.85 KB .pdf

Case Number #: 73774 Non-compliance Case: No Entity: Producer Matter: In the Matter of David Kempema Order and Consent to Order

January 25, 2012
Enforcement Orders & Actions

Muse, Donald

52.88 KB .pdf

Case Number #: 78710 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Donald Muse Order for Suspension

January 15, 2012
Enforcement Orders & Actions

Roth, Brian

192.88 KB .pdf

Case Number #: 72743 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Brian Roth Order for Suspension; Order Reinstating License After Suspension

January 9, 2012
Enforcement Orders & Actions

NCCI Filing E-1402

3.67 MB .pdf

Case Number #: 72766 Non-compliance Case: No Matter: In the Matter of NCCI Filing E-1402 Findings of Fact, Conclusions of Law, and Order

December 27, 2011
Enforcement Orders & Actions

Nielsen, Larry

196.82 KB .pdf

Case Number #: 71121 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Larry Nielsen Order for Suspension; Order Reinstating License After Suspension

December 7, 2011
Enforcement Orders & Actions

Ziesman, Chad

79.12 KB .pdf

Case Number #: 72839 Non-compliance Case: No Entity: Producer Matter: In the Matter of Chad Ziesman Default Order

December 5, 2011
Enforcement Orders & Actions

McNew, Chad G.

104.74 KB .pdf

Case Number #: 73020 Non-compliance Case: No Entity: Producer Matter: In the Matter of Chad G. McNew Order and Consent to Order

November 17, 2011
Enforcement Orders & Actions

U.S. Patriot Services

448.36 KB .pdf

Case Number #: 73436 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of U.S. Patriot Services Cease and Desist Order and Subpoena Duces Tecum; Agreement and Consent Order

November 17, 2011
Enforcement Orders & Actions

PMI Mortgage Insurance Company

108.26 KB .pdf

Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of PMI Mortgage Insurance Co. Suspension Order

November 16, 2011
Enforcement Orders & Actions

Thomas, Brodie

64.28 KB .pdf

Case Number #: 72409 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Brodie Thomas Order for Suspension

November 16, 2011
Enforcement Orders & Actions

Iowa Dental Association

669.35 KB .pdf

Case Number #: 72585 Non-compliance Case: No Matter: In the Matter of the Petition of Iowa Dental Association for a Declaratory Order Regarding Section 514C.3B, Code of Iowa (2011) Declaratory Order

November 8, 2011
Enforcement Orders & Actions

Clapper, Jill

183.58 KB .pdf

Case Number #: 69794 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Jill Clapper Consent to Order

November 4, 2011
Enforcement Orders & Actions

Howard, Dana

60.37 KB .pdf

Case Number #: 72408 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Dana Howard Order for Suspension

October 18, 2011
Enforcement Orders & Actions

Inlay, Douglas

269.7 KB .pdf

Case Number #: 71609 Non-compliance Case: No Entity: Securities Agent Matter: In the Matter of Douglas Inlay Default Order

October 18, 2011