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Regulated Individuals

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Insurance Agent
Insurance Producers & Other Insurance-Related Professionals

Individuals operating as insurance producers, public adjusters, navigators or viatical settlement brokers must be licensed by the Iowa Insurance Division.  

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Securities Agent
Securities Agents & Investment Adviser Representatives

Individuals representing a broker-dealer or an issuer to purchase or sell securities in Iowa must, with some specific exemptions, be registered with the Iowa Insurance Division.  

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Sales Agent
Sales Agents for Prearranged Funeral Services & Merchandise

Individuals selling cemetery merchandise, funeral merchandise or funeral services must, with some specific exceptions, be licensed by the Iowa Insurance Division.