Enforcement Orders & Actions

Case Number #: 99583 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of David Froscheiser Order for Suspension

Case Number #: 99445 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Jason O'Neil Order for Suspension

Case Number #: 99873 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Jesse Rittenhouse Order for Suspension

Case Number #: 97584 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Michael Anthony Order Reinstating License After Suspension

Non-compliance Case: No Matter: In the Matter of Alliant Energy Corporation Order and Consent to Order

Case Number #: 95617 Non-compliance Case: No Entity: Producer Matter: In the Matter of Dawn M. Burroughs Order and Consent to Order

Case Number #: 99123 Non-compliance Case: No Entity: Producer Matter: In the Matter of Kristopher Powars Order and Consent to Order

Case Number #: 98906 Non-compliance Case: No Entity: Producer Matter: In the Matter of Jeffrey L. Peterson Order Reinstating License After Suspension

Case Number #: 99570 Non-compliance Case: No Entity: Other Matter: In the Matter of Forest Cemetery Association Order and Consent to Order

Case Number #: 99255 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Joseph Daniel Order for Suspension

Case Number #: 99309 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Randy Rudolph Order for Suspension

Case Number #: 96497 Non-compliance Case: No Entity: Producer Matter: In the Matter of Kimberly C. Acosta Order and Consent to Order

Case Number #: 95615 Non-compliance Case: No Entity: Producer Matter: In the Matter of Tommy McCellan-Bey Findings of Fact, Conclusions of Law, and Final Orders

Case Number #: 95677 Non-compliance Case: No Entity: Producer, Securities Agent Matter: In the Matter of Austin Norris Order and Consent to Order

Case Number #: 95616 Non-compliance Case: No Entity: Producer Matter: In the Matter of Anthony Fitz Order and Consent to Order